ANOOP BARANWAL VERSUS UNION OF INDIA - Election Commission Case Supreme Court

ANOOP BARANWAL VERSUS UNION OF INDIA - Election Commission Case Supreme Court 

Landmark Cases of India / सुप्रीम कोर्ट के ऐतिहासिक फैसले



1
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL ORIGINAL JURISDICTION
WRIT PETITION (CIVIL) NO.104 OF 2015
ANOOP BARANWAL … PETITIONER
VERSUS
UNION OF INDIA … RESPONDENT
WITH
WRIT PETITION(CIVIL) NO. 1043 OF 2017
WRIT PETITION(CIVIL) NO.569 OF 2021
AND
WRIT PETITION(CIVIL) NO.998 OF 2022
J U D G M E N T
K.M. JOSEPH, J.
INDEX
A. THE CASES: THE FOUR WRIT PETITIONS .........................................................................................3
B. THE SUBMISSIONS OF THE PETITIONERS; SHRI GOPAL SANKARANARAYANAN, LEARNED SENIOR
COUNSEL IN WRIT PETITION (C) NO. 1043 OF 2017 ...............................................................................7
C. SUBMISSIONS ON BEHALF OF SHRI PRASHANT BHUSHAN, LEARNED COUNSEL ON BEHALF OF
PETITIONER IN WRIT PETITION (CIVIL) NO. 104 OF 2015. ....................................................................11
D. SUBMISSIONS BY SHRI JAYA THAKUR, PETITIONER IN WRIT PETITION (CIVIL) NO. 998 OF 2022 16
E. SUBMISSIONS OF SHRI KALEESWARAM RAJ, LEARNED COUNSEL FOR THE INTERVENOR in Writ
Petition (Civil) No. 569 of 2021.............................................................................................................17
2
F. SUBMISSIONS ON BEHALF OF THE LEARNED ATTORNEY GENERAL FOR THE UNION OF INDIA...18
G. SUBMISSIONS OF SHRI TUSHAR MEHTA, LEARNED SOLICITOR GENERAL OF INDIA ....................25
H. SUBMISSIONS OF SHRI BALBIR SINGH, LEARNED ADDITIONAL SOLICITOR GENERAL ..................27
ANALYSIS...............................................................................................................................................27
I. ‘THE FRAMING OF INDIA’S CONSTITUTION’ BY B. SHIVARAO ......................................................27
J. THE CONSTITUENT ASSEMBLY DEBATES.......................................................................................34
K. THE USE OF CONSTITUENT ASSEMBLY DEBATES..........................................................................49
L. CONCLUSIONS ABOUT HISTORICAL PERSPECTIVES INCLUDING THE LIGHT SHED BY THE
CONSTITUENT ASSEMBLY DEBATES......................................................................................................51
M. ARTICLES IN THE CONSTITUTION, WHICH EMPLOY THE WORDS ‘SUBJECT TO ANY LAW’ TO BE
MADE BY PARLIAMENT AS CONTAINED IN ARTICLE 324 ......................................................................59
N. DEVELOPMENTS AFTER 26 JANUARY 1950; THE CHIEF ELECTION COMMISSIONERS AND THE
ELECTION COMMISSIONERS WHO WERE APPOINTED AND THEIR TERMS ..........................................72
O. A CLOSER LOOK AT S.S. DANOA (SUPRA), THE 1991 ACT AND T.N. SESHAN (SUPRA)..................78
P. THE CLAMOUR FOR REFORMS......................................................................................................93
Q. SEPARATION OF POWERS AND JUDICIAL ACTIVISM...................................................................116
R. IS THE RIGHT TO VOTE A STATUTORY RIGHT OR A CONSTITUTIONAL RIGHT? ..........................135
S. ARTICLE 326 DEMYSTIFIED..........................................................................................................151
T. DEMOCRACY AND THE IMPORTANCE OF ELECTIONS.................................................................180
U. POWERS, FUNCTIONS AND JURISDICTION OF THE ELECTION COMMISSION OF INDIA .............191
V. THE IMPACT OF ARTICLE 329(b) .................................................................................................197
W. PURSUIT OF POWER; A MEANS TO AN END OR AN END IN ITSELF?.......................................203
X. RULE OF LAW; FUNDAMENTAL RIGHTS AND AN INDEPENDENT ELECTION COMMISSION........205
Y. THE SYMBOLS ORDER; THE MODEL CODE OF CONDUCT ...........................................................208
Z. INDEPENDENCE; A STERLING AND INDISPENSABLE ATTRIBUTE.................................................226
THE CONCEPT OF LEGITIMATE POWER OF RECIPROCITY ...................................................................226
AA. THE APPOINTMENT OF SHRI ARUN GOEL: A TRIGGER OR A MERE ASIDE?............................230
BB. IS THERE A VACUUM IN ARTICLE 324? SHOULD THE COURT INTERFERE, IF THERE IS ONE? .242
CC. AN ELECTION COMMISSIONER ENTITLED TO SAME PROTECTION AS GIVEN TO CHIEF
ELECTION COMMISSIONER? ...............................................................................................................278
DD. REGARDING INDEPENDENT SECRETERIAT/CHARGING EXPENDITURE ON THE CONSOLIDATED
FUND OF INDIA ...................................................................................................................................285
EE. THE FINAL RELIEF ....................................................................................................................288
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A. THE CASES: THE FOUR WRIT PETITIONS
1. In this clutch of writ petitions maintained under
Article 32 of the Constitution, the Court is called
upon to consider the true effect of Article 324 and,
in particular, Article 324(2) of the Constitution. The
said sub-Article reads as follows:
“324(2) The Election Commission shall consist
of the Chief Election Commissioner and such
number of other Election Commissioners, if any,
as the President may from time to time fix and
the appointment of the Chief Election
Commissioner and other Election Commissioners
shall, subject to the provisions of any law
made in that behalf by Parliament, be made by
the President.”
2. A Bench of two learned Judges of this Court in Writ
Petition (Civil) No. 104 of 2015, passed the following
Order on 23.10.2018:
“I.A. No.2 for amendment of writ petition;
raising additional facts, grounds and prayer
is allowed.
The matter relates to what the petitioner
perceives to be a requirement of having a fullproof and better system of appointment of
members of the Election Commission.
Having heard the learned counsel for the
petitioner and the learned Attorney General for
India we are of the view that the matter may
4
require a close look and interpretation of the
provisions of Article 324 of the Constitution
of India. The issue has not been debated and
answered by this Court earlier. Article 145
(3) of the Constitution of India would,
therefore, require the Court to refer the
matter to a Constitution Bench. We,
accordingly, refer the question arising in the
present proceedings to a Constitution Bench for
an authoritative pronouncement.
Post the matter before the Hon’ble the Chief
Justice of India on the Administrative Side for
fixing a date of hearing.”
3. We may notice the following prayers in the said
Writ Petition (Civil) No. 104 of 2015:
i) issue a writ of mandamus or an appropriate
writ, order or direction, commanding the
Respondent: to make law for ensuring a fair,
just and transparent process of selection by
constituting a neutral and independent
collegium/ selection committee to recommend
the name for the appointment of the member to
the Election Commission under Article 324(2)
of the Constitution of India;
ii) issue a writ of mandamus or an appropriate
writ, order or direction constituting an
interim neutral and independent collegium/
selection committee to recommend the names for
the appointment on the vacant post of the
member to the Election Commission;
iii) issue a writ of mandamus or an
appropriate writ, order or direction
commanding the Respondent to decide the
petition of the petitioner dated 03.12.2014 for
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making a law for ensuring a fair, just and
transparent selection process by constituting
an independent and neutral collegiums/
selection committee for recommending the names
for members to the Election Commission;”
4. In Writ Petition (Civil) No. 1043 of 2017, filed
by one Shri Ashwani Kumar Upadhyay, which is also a
Public Interest Litigation, the reliefs sought are as
follows:
a) direct the Central Government to take
appropriate steps to provide same and similar
protection to both the Election Commissioners
so that they shall not be removed from their
office except in like manner and on the like
grounds as the Chief Election Commissioner;
b) direct the Central Government to take
appropriate steps to provide independent
secretariat to the Election Commission of India
and declare its expenditure as charged on the
consolidated. fund of India on the lines of the
Lok Sabha / Rajya Sabha secretariat;
c) direct the Central Government to take
appropriate steps to confer rule making
authority on the Election Commission of India
on the lines of the rule making authority
vested in the Supreme Court of India to empower
it to make election related rules and code of
conduct;
d) take such other steps as this Hon'ble Court
may deem fit for strengthening the office of
the Election Commission of India and allow the
cost of petition to petitioner.”
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5. In Writ Petition (Civil) No. 569 of 2021, filed by
the Association for Democratic Reforms, the reliefs
sought are as follows:
“i. Issue an appropriate writ, order or
direction declaring the practice of
appointment of Chief Election Commissioner and
Election Commissioner solely by the executive
as being violative of Articles 324(2) and 14
of the Constitution of India.
ii. Direct the Respondent to implement an
independent system for appointment of members
of the Election Commission on the lines of
recommendation of Law Commission in its 255th
report of March 2015; Second Administrative
Reform Commission in its fourth Report of
January 2007; by the Dr. Dinesh Goswami
Committee in its Report of May 1990; and by
the Justice Tarkunde Committee in its Report
of 1975.;”
6. In the latest and the last Writ Petition (Civil)
No. 998 of 2022, Writ Petitioner is one Dr. Jaya Thakur.
The relief sought is as follows:
“(a). issue a writ order or directions in the
nature of Mandamus to the Respondents to
implement an independent and transparent
system for appointment of members of the.
election Commission on the lines, recommended
by the Report of the Committee on Electoral
Reforms of May 1990, formulated by the Ministry
of Law and Justice, Government of India, the
Report of Second Administrative Reforms
Commission, Government of India of 2007 and the
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Report of Law Commission of India on Electoral
Reforms of March 2015 and;”
7. Having referred to the broad complaint, the reliefs
sought, we may appropriately notice the contentions of
the parties.
B. THE SUBMISSIONS OF THE PETITIONERS; SHRI GOPAL
SANKARANARAYANAN, LEARNED SENIOR COUNSEL IN
WRIT PETITION (C) NO. 1043 OF 2017
8. In Writ Petition No. 1043 of 2017, Shri Gopal
Sankaranarayanan makes the following submissions:
There is a lacuna in the matter of appointment
under Article 324. Of the twelve categories of
unelected Constitutional Authorities, it is only the
Election Commission and the National Commission for
Scheduled Castes, where qualifications and eligibility
are not laid down in the Constitution or the Statute.
The words ‘subject to law made’ falls into two broad
categories. In the matter of appointments, they are
represented by Articles 324, 338, 338A and 338B. The
other category relates to conditions of service.
Representative of this group are Articles 146, 148, 229
and 243K. In the first category, Article 324 assumes
8
critical importance. Shri Gopal Sankaranarayanan put
forward the test that if a law could be made under
Article 324, providing for a committee to select CECs
and ECs and also for their qualifications, then, there
is a void. If such a law cannot be made, then, there
is no vacuum. Continuing with the argument about the
presence of a vacuum, it is contended that the
underlying rationale for the Court intervening must be
the existence of a fundamental norm or a basic feature
that needs to be secured. In this regard, democracy and
the concomitant imperative to hold free and fair
elections are projected. It is contended that the other
aspect, which must be borne in mind, is to be not
oblivious to the impact of the existence of the vacuum
on the rights of the members of the public, both
directly and indirectly. Like the Judiciary, the
Election Commission must display fearless
independence. In the absence of norms regarding the
appointment, a central norm, viz., institutional
integrity is adversely affected. An independent
appointment mechanism would guarantee eschewing of even
the prospect of bias. Favouritism would be largely
9
reduced. Right to Vote is a Constitutional Right. With
reference to law prevailing in other South Asian
countries and in the United Kingdom, it is contended
that clear qualification, as also eligibility
conditions, have been put in place. Mandatory tenures
are made available. The removal process, which is
uniform, is rigorous. It is contended that there has
been a sudden change after 2001, in the matter of
appointing Chief Election Commissioners. Successive
Governments have decided to select increasingly older
candidates. This has resulted in casting a shadow on
the much-needed independence, apart from curtailing
their tenure. Inaction on the part of the Election
Commission even in the face of alarming increase of
criminals in public life, must guide this Court. With
reference to the Article, which we have adverted to,
it is pointed out that the Election Commission has
indulged in the alleged misconduct and favouritism. A
vigorous appeal is made to the Court to listen to the
constitutional silence and understand the dire need for
the Court to step-in. In this regard, we are reminded
that this Court has played a very proactive role in
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matters relating to elections and electoral reforms.
Interference was noteworthy in matters relating to
affidavits on assets, criminal antecedents, time-bound
election petition trials, special courts for criminal
trials of M.P.s and M.L.A.s, protection from booth
capturing, freebies and NOTA. The executive underreach
justifies judicial oversight and activism,
particularly when more than 72 years have gone by. It
is contended that no mandamus is sought against
Parliament or to implement the Gaikwad Law Commission
Report. The following directions are pressed for until
a law is made. A Committee of five, comprising the
Prime Minister, the leader of the Opposition or of the
single largest party in the Lok Sabha, the Chief
Justice of India, the Speaker of the Lok Sabha and an
eminent jurist selected by the first four to recommend
suitable candidates, is to be appointed for appointment
to the Election Commission. The petitioner would have
the Court declare qualifications, which include
citizenship of India, and that a person should have
completed between 45 years and 61 years. The further
qualifications are that the person should have
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impeccable integrity and high moral character. The
individual must have never had affiliation either
directly or indirectly to any political party. It is
also prayed that the person appointed must have been a
Member of the IAS or the IPS or a Judge of the High
Court. In terms of the two provisos in Article 324(5),
the Election Commissioners must be irremovable except
after following the procedure in the first proviso. An
independent Secretariat must be established. The
expenditure of the Election Commission should be
brought on par with those of the Supreme Court, the CAG
and the UPSC. The expenditure must be made non-votable
expenditure charged on the Consolidated Fund of India.

C. SUBMISSIONS ON BEHALF OF SHRI PRASHANT
BHUSHAN, LEARNED COUNSEL ON BEHALF OF
PETITIONER IN WRIT PETITION (CIVIL) NO. 104 OF 2015.
9. An independent Election Commission is necessary
for a functioning democracy as it ensures Rule of Law
and free and fair elections. The existing practice of
appointment is incompatible with Article 324(2) and
manifestly arbitrary. This is because Article 324(2)
mandates that Parliament should make a just, fair and
12
reasonable law. The provision for making a law was
rested on the hope that in due course of time, the
Government would exhibit initiative to make such a law
and ensure independence and integrity of the Members
of the Election Commission. It is contended that there
is a vacuum. No power under the constitution can be
exercised contrary to Part III of the Constitution, be
it the Executive or the Legislative power. The
Government of India (Transaction of Business) Rules,
1961 are silent regarding the process of selection and
on the eligibility criteria. The convention invoked by
the Union of India of appointments being made from
Members of the Bureaucracy, is criticised as being not
a healthy convention. It is for the reason that it is
bereft of transparency, objectivity and neutrality.
This system is inaccessible to public. The Executive
alone being involved in the appointment, ensures that
the Commission becomes and remains a partisan Body and
a branch of the Executive. The independence of the
Commission is intimately interlinked with the process
of appointment. The concepts of power of reciprocity
and loyalty to the appointing Body, referred to in
13
Supreme Court Advocates-on-Record Association and
Another vs. Union of India1, is invoked. With reference
to developments said to have taken place recently,
casting a shadow on the conduct of the Election
Commission, the Report of Justice Madan B. Lokur is
relied upon. Several instances of inaction or omission
are pointed out. This is apart from various Commissions
and Committees which have highlighted the need for a
change. This Court has stepped-in on many occasions.
It is further contended that the democracy is a facet
of the basic structure of the Constitution. The
appointment of Members of the Election Commission is
being done on the whims and fancies of the Executive.
The object of having an independent Election Commission
is defeated. It is further contended that the Election
Commission resolves various disputes between various
political parties including the Ruling Government and
other parties. This means that the Executive cannot be
the sole participator. The practice falls foul of
Article 14. Elaborate reference is made to the
Constituent Assembly Debates. Elaborating on the powers
1 (2016) 5 SCC 1
14
of the Election Commission, it is pointed out that the
power to register a political party under Section 29A
of the Representative of the People Act, 1951, has come
up for our consideration. The ruling of this Court in
Indian National Congress v. Institute of Social Welfare
and Others,
2 that the Election Commission acts in a
quasi-judicial capacity under Section 29A is relied
upon. The Election Commission is clothed under Rules 6
and 8 of the Election Symbols (Reservation and
Allotment) Order, 1968 to recognise political parties
and allot symbols. Rule 15 of the said Order is pressed
into service to highlight that Election Commission is
empowered to take a decision with reference to
splintered and rival groups arising within already
recognized parties. There is power to withdraw and
suspend recognition for breach of duty to follow the
model code of conduct or the instructions of the
Commission (See Rule 16A of the Symbol Order). It is
blessed with the power to enforce the model code of
conduct. The Election Commission can, in exercise of
powers under Article 324(1), ban a candidate from
2 (2002) 5 SCC 685
15
campaigning. The Election Commission is also empowered
to remove star campaigners. Reliance is placed on the
various Reports, which we will advert to at a later
stage. Still further, support is sought to be drawn
from the Second Judges case in Supreme Court Advocateson-Record Association and Others vs. Union of India,
3
and the Judgment of this Court declaring the NJAC
unconstitutional in Supreme Court Advocates-on-Record
Association and Another vs. Union of India4. The learned
Counsel also relies upon the Judgment of this Court in
Prakash Singh and Others vs. Union of India and Others,
5
relating to reforms in the Police Administration. This
is besides relying on Vineet Narain and Others vs.
Union of India and Another,
6 and the Third Judges Case
in Special Reference No. 1 of 1998, Re
7. It is contended
that the Court may, apart from declaring appointment
by the Executive of Members as unconstitutional, direct
the constitution of a Committee to recommend the names
for appointment on the basis of the Reports, including
3 (1993) 4 SCC 441
4 (2016) 5 SCC 1
5 (2006) 8 SCC 1
6 (1998) 1 SCC 226
7 (1998) 7 SCC 739
16
the recommendations of the Law Commission of India in
its Two-Hundred and Fifty Fifth Report.
D. SUBMISSIONS BY SHRI JAYA THAKUR, PETITIONER
IN WRIT PETITION (CIVIL) NO. 998 OF 2022
10. Shri Anup G. Choudary, learned Senior Counsel
assisted by Virender K. Sharma, appeared on behalf of
the petitioner. It is pointed out that there is adhocism flowing from the legislative vacuum. Regional
Commissioners have never been appointed since 1951. The
role of the Election Commission is such that in a modern
election process, it can be abused by simply playing
with the election schedule. The instrument of
instructions which were sought even at the time of
passage of amendments to the original Article can be
filled in by judicial intervention. Appointment is
reduced only to Bureaucrats, that too, majorly IAS
Officers. The IAS Officers work in close alliance to
their political masters. Appointment must be from a
more broad-based pool of talent like Judicial Members.
The Secretariat must have sufficient manpower.
17
E. SUBMISSIONS OF SHRI KALEESWARAM RAJ,
LEARNED COUNSEL FOR THE INTERVENOR in Writ Petition
(Civil) No. 569 of 2021.
11. Shri Kaleeswaram Raj, learned Counsel for the
intervenor in Writ Petition (Civil) No. 569 of 2021
would contend that the vacuum, which is projected must
be conceded as a democratic space which the Founding
Fathers of the Constitution, left open for the future
Parliament to fill-up. It is contended that the
Constituent Assembly not being an elected Body in the
real sense, left many things to Parliament, which could
claim better democratic legitimacy. Relying upon the
Judges’ cases, he would submit that a parallel may be
drawn. It’s a glaring instance of legislative inaction.
Since denial of free and fair elections vitiates
Fundamental Rights of the citizens, judicial
intervention is highly necessary. The Right to Vote is
now a part of the Fundamental Right. It is contended
that, in fact, the Right to Vote is a Constitutional
Right. He invites our attention to instances in other
jurisdictions including from neighbouring countries
like Sri Lanka.
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F. SUBMISSIONS ON BEHALF OF THE LEARNED
ATTORNEY GENERAL FOR THE UNION OF INDIA
12. The learned Attorney General, Shri R.
Venkataramani, would address the following
submissions:
Accepting the petitioners’ contention would
involve nothing less than an amendment to the
provisions of Article 324. The case of the petitioners
is based on various Reports including that of the
Central Law Commission. The premise of the petitioners’
complaint is the failure of the extant mechanism and
the reluctance or failure of the Union of India to
redress the complaint. A vacuum, which is not existent,
is suggested as the very foundation of the petitioners
claim. There is no such vacuum. The learned Attorney
General would point out that introduction of the
Collegium or Body of persons to select the Chief
Election Commissioner or the Election Commissioner,
would necessitate the Court, trampling upon the
constitutional process of aid and advise of Ministers,
contemplated under Article 74 of the Constitution of
India. There cannot be merit in the contention that a
19
tenure of six years must be inexorably guaranteed.
Judicial intervention in these matters would be at the
expense of causing violence to the delicate separation
of powers between the Legislature, the Executive and
the Judiciary. The cases at hand appear to be supported
with reference to an aspirational ideal as against any
vacuum which is disclosed. A debatably better model of
selection of the Commissioner cannot form the
foundation for this Court to make a foray into the
working of constitutional provisions. Article 324(2)
contemplates clear procedure for appointment of a Chief
Election Commissioner and the Election Commissioners.
Till a law is made, providing otherwise, the Founding
Fathers have laid down that the appointment of the
Chief Election Commissioner and other Election
Commissioners shall be by the President. Indisputably,
the Constitution of India follows the Westminster model
of Government. The powers of the President, it is wellsettled, is to be exercised on the advice of the Council
of Ministers. The President is only the formal Head of
the State. The power under Article 324(2) was always
understood to be exercised by the President, acting on
20
the aid and advise of the Council of Ministers. Article
77 provides for the conduct of the business of the
Government of India. Rules have been laid down
thereunder. The learned Attorney General does not
dispute that under the Rules, as laid down, the
appointment of the Chief Election Commissioner and the
Election Commissioners is a matter which need not
engage the attention of the Council of Ministers. The
Rules instead provide that it is the Prime Minister,
who is empowered to decide upon the person to be
appointed as the Chief Election Commissioner or the
Election Commissioner. In other words, the President
exercises the power under Article 324(2) and he
proceeds to appoint a person as a Chief Election
Commissioner or an Election Commissioner, acting on the
advice of the Prime Minister. The contention is, it is
this system, which has been in place for the last more
than seven decades. There is no room for confusion. A
long array of Chief Election Commissioners and the
Election Commissioners have been appointed by resorting
to the legitimate method contemplated under Article
324(2). It is further contended that there exists no
21
identifiable wrong or trigger point to warrant any
judicial interference. It is pointed out that elections
have been held and voting rights ensured to millions
of eligible voters. Nearly 68 per cent polling took
place. The Election Commission of India, it is
contended, has entered into various agreements under
the auspices of the United Nations under which the
Election Commission of India shares its expertise and
lends its competent services for the conduct of
elections in various other countries. This is not a
case where the petitioners have been able to
demonstrate that the independence of the Chief Election
Commissioner or the Election Commissioner is under
threat. The Election Commission is regulated in the
discharge of its functions by law in every manner. The
matters relating to the appointment of the Chief
Election Commissioner and the Election Commissioner
have been settled by the decision of this Court in T.N.
Seshan, Chief Election Commissioner of India v. Union
of India and others8. It is pointed out that the
Election Commission (Conditions of Service of Election
8 (1995) 4 SCC 611
22
Commissioners and Transaction of Business) Act, 1991
(hereinafter referred to as, ‘the 1991 Act) does not
deal with the process of selection and all the details
that may be connected to it. It is commended to the
Court as a matter of fact that the Election
Commissioners have been appointed from the high-ranking
Members of the Civil Services since no Government so
far has thought it fit to provide for any other source
other than the Civil Services for making appointment
and the Parliament has also not intervened. The system
has worked well under Article 324(2). Any aberrations
or illegalities in the matter of appointment or acts
or omissions on the part of the appointees, lend
themselves to the correctional jurisdiction of the
superior courts under its powers of judicial review.
Section 4 of the 1991 Act does contemplate a six-year
tenure for both the Election Commissioners’ and the
Chief Election Commissioner. Based on the observations
made in T.N. Seshan (supra), Government has followed a
sound practice of appointing Officers from the Civil
Services. It is contended that those who are considered
for appointment, must be “ripe” enough ‘for being
23
inducted into the Election Commission’. The six-year
tenure is an ideal. However, strict adherence to the
same would have introduced considerable problems. This
being the position, the concept of a composite tenure
has been arrived at. In other words, the separate term
of six years, contemplated in Section 4 of the 1991 Act
of six years each, has been understood as been
practically attained with the incumbent being selected
and appointed in such a manner that the person
appointed as an Election Commissioner can look forward
to an approximate tenure of six years, even though not
as Election Commissioner but as an Election
Commissioner and as a Chief Election Commissioner.
There is a database of serving/retired Officers of the
rank of Secretary to the Government of India/Chief
Secretaries. The appointees are selected from the said
database. The Minister of Law and Justice recommends a
panel for the Prime Minister and the President from the
database. Unless this Court considers non-adherence to
Section 4 of the 1991 Act, as constituting a subversion
of the independence of the Election Commission
requiring redress thereof, this Court need not consider
24
the ‘aspirational propositions’ as a principle to
occupy an ‘imagined vacuum’. The Reports relied upon
by the petitioners are based on systems enshrined in
other jurisdictions. It is significant that the
Constituent Assembly, though conscious of other
mechanisms, deliberately chose to adopt the method
found in Article 324(2). There is no identifiable
wrong. There is no continuing wrong either. The
decisions, laying down principles, empowering this
Court to lay down guidelines, are inapposite. The
decisions were rendered by this Court in a situation
where there clearly existed a vacuum. It is further
pointed out that the Court was invited and persuaded
to interfere, more importantly, when a Fundamental
Right was found to exist or a right vouch-saved under
an International Treaty. In the present batch of cases,
there is no Fundamental Right involved, which can
support any interference by this Court. This is apart
from Article 324(2) laying down a procedure, signalling
the absence of any vacuum. The proof of the nonexistence of the vacuum is sought to be established by
the fact that several Chief Election Commissioners and
25
Election Commissioners have been appointed according
to need in the past. A perceived advancement in the
method of appointment, based on the Reports, including
the Law Commission of India, would scarcely furnish the
foundation for doing violence to the provisions of the
Constitution. We are reminded by the learned Attorney
General that this Court is being invited to apply
principles involved in the context of ordinary Statutes
to the interpretation of the Constitution itself. The
same is impermissible.
G.SUBMISSIONS OF SHRI TUSHAR MEHTA, LEARNED
SOLICITOR GENERAL OF INDIA
13. Relying upon Article 53, which deals with the
Executive power of the Union, it is contended that the
law contemplated under Article 324(2) is the law
contemplated under Article 53(3)(b). In the absence of
such a law, the President has the constitutional power.
The constitutional validity of Article 324 cannot be
considered as it is a part of the original
Constitution. The Constitution provides for a complete
machinery to deal with the appointments to the
Commission. The Vineet Narain Judgment was dealing with
26
a lack of statutory enactment and not a constitutional
provision. Any potential direction to include any nonExecutive, would involve a violation of the Doctrine
of Separation of Powers. Reliance is placed on the
judgment of this Court in Samsher Singh v. State of
Punjab and Another9. Article 324(2) cannot lead to a
constitutional duty on the part of Parliament to
legislate. Reliance is placed on T.N. Seshan (supra)
to contend that the President is the appointing
Authority and that the Chief Election Commissioner
could not claim to be equated with Supreme Court
Judges. The Doctrine of Separation of Powers is
emphasised. Separation of powers, it is pointed out,
is a reflection of democracy itself. The learned
Solicitor General persuades the Court to exhibit
judicial restraint. A causus omissus may not justify
judicial interference. Matters relating to policy
rightfully must remain immune from the judicial radar.
What is involved in this case is essentially a
political question.
9 (1974) 2 SCC 831
27
H. SUBMISSIONS OF SHRI BALBIR SINGH, LEARNED
ADDITIONAL SOLICITOR GENERAL
14. Shri Balbir Singh forcefully contended that there
is no vacuum and no trigger. Unlike the position
obtaining in Vishakha, there is no dire need made out.
The efficient working of the Election Commission
unerringly points to independence, informing its
functioning. Several elections have been conducted
under its aegis. The Election Commission of India is
recognised all over the world. A utopian model cannot
be the premise for inserting guidelines, when the
existing provisions are working well. The extent of
neutrality and transparency invoked by the petitioners
cannot be a sound basis for the Court to interfere.
ANALYSIS
I. ‘THE FRAMING OF INDIA’S CONSTITUTION’ BY B.
SHIVARAO
15. It is apposite that we understand the historical
perspective including the debates in the Constituent
Assembly. In the work, the ‘Framing of India’s
Constitution’ by B. Shivarao, we find the following
28
narrative as regards the topic of Franchise and
Elections.
“Election Commission
In the Government of India Act, 1935, and in
the earlier statues the conduct of elections
was left to the executive – the Central or
Provincial Governments, according as election
to the Central or State Legislature was
concerned. In the discussions in the
Constituent Assembly, there emerged almost
from the beginning a consensus of opinion that
the right to vote should be treated as a
fundamental right of the citizen and that, in
order to enable him to exercise this right
freely, an independent machinery to control
elections should be set up, free from local
pressures and political influences.
There was considerable discussion on these
issues in the Fundamental Rights Sub-Committee
and the Minorities Sub-Committee. K.M.
Munshi’s draft articles on fundamental rights
included the following clause:
Every citizen has the right to choose the
Government and the legislators of the Union and
his State on the footing of equality in
accordance with the law of the Union or the
unit, as the case may be, in free, secret and
periodic elections.
This clause was considered by the Fundamental
Rights Sub-Committee at its meeting held on
March 29, 1947. The sub-committee approved that
(1) universal adult suffrage must be guaranteed
by the Constitution;
(2) elections should be free, secret and
periodic; and
(3) elections should be managed by an
independent commission set up under Union law.
29
To give effect to these conclusions, the
following recommendation was drafted for
inclusion in the sub-committee’s report:
(1) Every citizen not below 21 years of age
shall have the right to vote at any election
to the Legislature of the Union and of any unit
thereof, or, where the Legislature is
bicameral, to the lower chamber of the
Legislature, subject to such disqualifications
on the ground of mental incapacity, corrupt
practice or crime as may be imposed, and
subject to such qualifications relating to
residence within the appropriate constituency
as may be required by or under the law.
(2) The law shall provide for free and secret
voting and for periodical elections to the
Legislature.
(3) The superintendence, direction and control
of all elections to the Legislature, whether
of the Union or of a unit, including the
appointment of Election Tribunals, shall be
vested in an Election Commission for the Union
or the unit, as the case may be, appointed in
all cases in accordance with the law of the
Union.
There was some difference of opinion about
vesting so much power in the Union in the
matter of Election Commissions. It will be seen
that, in terms of the recommendation made by
the sub-committee, the appointment of all
Election Commissions, irrespective of whether
they were to function in relation to elections
to the Legislature of the Union or in relation
to elections to the Legislature of a unit was
to be regulated by Union law. Some members of
the sub-committee felt that it would be an
infringement of the rights of the units if such
over-riding authority was given to Union law
in matters relating to elections to the
Legislatures of the units. Nevertheless the
recommendation as included in the draft was
adopted by the sub-committee by a majority
vote’.
30
The Minorities Sub-Committee considered these
provisions at its meeting held on April 17, and
accepted these recommendations. The only point
that arose at the meeting of this Sub-Committee
was raised by Syama Prasad Mukerjee, who
thought that the minorities should be
effectively represented in these Election
Commissions. On the other hand Jairamdas
Daulatram did not think it practicable to
provide for separate representation for
minorities. He suggested that the Election
Commissions should be so constituted that they
would function as impartial bodies and inspire
confidence among all parties and communities.
Accepting this suggestion, the Minorities SubCommittee proposed in its report that Election
Commissions should be independent and quasijudicial in character.
The Advisory Committee on Fundamental Rights,
Minorities, and Tribal and Excluded Areas
considered this matter at its meetings of April
20 and 21. There was unanimous acceptance of
the principles formulated by the Fundamental
Rights Sub-Committee. Discussion centred
mainly on the question whether the chapter on
fundamental rights was the proper place for
laying down these matters which pertained to
electoral law. C. Rajagopalachari was of the
view that franchise would not ordinarily be a
part of fundamental rights; and P.R. Thakur
pointed out that the proposal not only made
adult franchise compulsory, but also provided
for direct elections, thereby prejudging the
issue of direct elections; he expressed the
view that the Advisory Committee, dealing as
it did with fundamental rights, could not
appropriate the jurisdiction to decide on this
issue. Ambedkar, on the other hand, was clearly
and emphatically of the opinion that adult
franchise and all provision for its free and
fair exercise should be recognized as in the
nature of fundamental rights. He said:
31
So far as this committee is concerned, my
point is that we should support the
proposition that the committee is in favour
of adult suffrage. The second thing that we
have guaranteed in this fundamental right
is that the elections shall be free and the
elections shall be by secret voting ... We
have not said that they shall be direct or
they shall be indirect. This is a matter
that may be considered at another stage ...
The third proposition which this
fundamental clause enunciates is that in
order that elections may be free in the
real sense of the world, they shall be taken
out of the hands of the Government of the
day, and that they should be conducted by
an independent body which we may here call
an Election Commission. We have also given
permission in sub-clause (3) of this clause
that each unit may appoint its own
Commission. The only thing is that the law
shall be made by the Union. The reason for
this is that later on there will be a clause
in the Constitution which will impose an
obligation upon the Union Government to
protect the Constitution framed by
themselves for the units. Therefore we
suggested that the Union should have the
power of making a law, although the
administration of that law may be left to
the different units.
There was unanimous support for the principles
enunciated by Ambedkar but Rajagopalachari
argued that it would not be proper to deal with
this issue as a fundamental right. It could not
be taken for granted, he said, that the Union
Legislature would be elected by the direct vote
of all citizens from all India. He therefore
suggested that these matters relating to
franchise should be dealt with when they arose
in connection with the Constitution and not be
prejudged as fundamental rights. Eventually a
compromise solution suggested by Govind
32
Ballabh Pant was adopted, and it was decided
that these recommendations need not go as part
of the clauses on fundamental rights; but that
in the letter forwarding the report of the
Advisory Committee the Chairman should make it
clear that the committee recommended the
adoption of these proposals.
In accordance with this decision the Advisory
Committee recommended that, instead of being
included in the chapter of fundamental rights,
the provision regarding the setting up of an
independent Election Commission, along with
the other two proposals regarding adult
franchise and free and fair elections to be
held periodically, should find a place in some
other part of the Constitution.
In his memorandum on the principles of a model
Provincial Constitution circulated on May 30,
1947, B.N. Rau, the Constitutional Adviser,
included a provision that the superintendence,
direction and control of elections, including
the appointment of election tribunals, should
be vested in the Governor acting in his
discretion, subject to the approval of the
Council of State. Likewise, in the memorandum
on the Union Constitution, circulated on the
same date, he included a similarly
comprehensive provision that the control of
central elections, including the appointment
of election tribunals, should be vested in the
President acting in his discretion; the
intention of this provision was to make
available to the President the advice of the
Council of State.
The Provincial Constitution Committee in its
report of June 27, 1947, accepted the
suggestions in the Constitutional Adviser’s
memorandum but deleted the reference to the
approval of the Council of State. The Union
Constitution Committee deleted all the
suggestions for the exercise of discretionary
powers by the President and also the proposal
33
for a Council of State. The committee however
took a definite step in the direction of a
centralized authority in the matter of
elections: according to its recommendations,
all powers of supervision, direction and
control in respect of the federal as well as
provincial elections would be vested in a
Commission to be appointed by the President.
The Union Powers Committee expanded this
proposal by the inclusion in the Federal
Legislative List of the subject “All Federal
elections: and Election Commission to
superintend, direct and control all Federal and
Provincial elections”.
The provisions suggested in the model
Provincial Constitution came up for discussion
in the Constituent Assembly on July 18, 1947.
The Constitutional Adviser in his Draft
Constitution of October, 1947 provided that the
superintendence, direction and control of all
elections to the Federal parliament and
Provincial Legislatures (including the
appointment of Election Tribunals for the
decision of doubts and disputes in connection
with elections to Parliament and to Provincial
Legislatures) and of all elections to the
offices of President, Vice-President, Governor
and President. The Drafting Committee altered
this scheme and in its draft the power of
appointing an Election Commission for
supervising elections to the office of Governor
and to the State Legislature was vested in the
Governor. The Drafting Committee expressed the
definite opinion that the Election Commission
for provincial elections should be appointed
by the Governor. This view underwent a radical
change subsequently and on June 15, 1947, when
the article came up for discussion in the
Constituent Assembly, Ambedkar introduced a
new article which made comprehensive provision
for a Central Election Commission to be in
charge of all Central and State elections.”
34
J. THE CONSTITUENT ASSEMBLY DEBATES
16. Draft Article 289 went on to blossom into Article
324 of the Constitution. Regarding the Draft Article
289 it is apposite that we notice the following
developments and discussions. On 15th June, 1949, the
following discussions are noticed. Amendment No.99 was
moved by Dr. B.R. Ambedkar to the original Article 289.
The original Article 289 read as follows:
“289. The superintendence, directions and
control of elections to be vested in an
Election Commission.
(1) The superintendence, direction and control
of the preparation of the electoral rolls for,
and the conduct of, all elections to Parliament
and to the Legislature of every State and of
elections to the offices of President and VicePresident held under this Constitution,
including the appointment of election
tribunals for the decision of doubts and
disputes arising out of or in connection with
elections to Parliament and to the Legislatures
of States shall be vested in a Commission
(referred to in his Constitution as the
Election Commission) to be appointed by the
President.
(2) The Election Commission shall consist of
the Chief Election Commissioner and such number
of other Election Commissioners, if any, as the
President may, from time to time appoint, and
when any other Election Commissioner is so
appointed, the Chief Election Commissioner
shall act as the Chairman of the Commission.
35
(3) Before each general election to the House
of the People and to the Legislative Assembly
of each State and before the first general
election and thereafter before each biennial
election to the Legislative Council of each
State having such Council, the President shall
also appoint after consultation with the
Election Commission such Regional
Commissioners as he may consider necessary to
assist the election Commission in the
performance of the functions conferred on it
by clause (1) of this article.
(4) The conditions of service and tenure of
office of the Election Commissioners and the
Regional Commissioners shall be such as the
President may by rule determine: Provided that
the Chief Election Commissioner shall not be
removed from the office except in like manner
and on the like grounds as a judge of the
Supreme Court and the conditions of the service
of the Chief Election Commissioner shall not
be varied to his disadvantage after his
appointment: Provided further that any other
Election Commissioner or a Regional
Commissioner shall not be removed from office
except on the recommendation of the Chief
Election Commissioner.
(5) The President or the Governor or Ruler of
a State shall, when so requested by the
Election Commission, make available to the
Election Commission or to a Regional
Commissioner such staff as may be necessary for
the discharge of the functions conferred on the
Election Commission by clause (1) of this
article.”
17. The amendment moved contemplated substitution of
the original Article 289 inter alia as follows:
36
“(2) The Election Commission shall consist of
the Chief Election Commissioner and such number
of other Election Commissioners, if any, as the
President may, from time to time appoint, and
when any other Election Commissioner is so
appointed, the Chief Election Commissioner
shall act as the Chairman of the Commission.
Xxx xxx xxx
(4) The conditions of service and tenure of
office of the Election Commissioners and the
Regional Commissioners shall be such as the
President may by rule determine:
Provided that the Chief Election Commissioner
shall not be removed from the office except in
like manner and on the like grounds as a judge
of the Supreme Court and the conditions of the
service of the Chief Election Commissioner
shall not be varied to his disadvantage after
his appointment:
Provided further that any other Election
Commissioner or a Regional Commissioner shall
not be removed from office except on the
recommendation of the Chief Election
Commissioner.”
18. Dr. B.R. Ambedkar had this to state inter alia:
“The House will remember that in a very early
stage in the proceedings of the Constituent
Assembly, a Committee was appointed to deal
with what are called Fundamental Rights. That
Committee made a report that it should be
recognised that the independence of the
elections and the avoidance of any interference
by the executive in the elections to the
Legislature should be regarded as a fundamental
37
right and provided for in the chapter dealing
with Fundamental Rights. When the matter came
up before the House, it was the wish of the
House that while there was no objection to
regard this matter as of fundamental
importance, it should be provided for in some
other part of the Constitution and not in the
Chapter dealing with Fundamental Rights. But
the House affirmed without any kind of dissent
that in the interests of purity and freedom of
elections to the legislative bodies, it was of
the utmost importance that they should be freed
from any kind of interference from the
executive of the day. In pursuance of the
decision of the House, the Drafting Committee
removed this question from the category of
Fundamental Rights and put it in a separate
part containing articles 289, 290 and so on.
Therefore, so far as the fundamental question
is concerned that the election machinery should
be outside the control of the executive
Government, there has been no dispute. What
article 289 does is to carry out that part of
the decision of the Constituent Assembly. It
transfers the superintendence, direction and
control of the preparation of the electoral
rolls and of all elections to Parliament and
the Legislatures of States to a body outside
the executive to be called the Election
Commission. That is the provision contained in
sub-clause (1).
Sub-clause (2) says that there shall be a Chief
Election Commissioner and such other Election
Commissioners as the President may, from time
to time appoint. There were two alternatives
before the Drafting Committee, namely, either
to have a permanent body consisting of four or
five members of the Election Commission who
would continue in office throughout without any
38
break, or to permit the President to have an ad
hoc body appointed at the time when there is
an election on the anvil. The Committee, has
steered a middle course. What the Drafting
Committee proposes by sub-clause (2) is to have
permanently in office one man called the Chief
Election Commissioner, so that the skeleton
machinery would always be available. Election
no doubt will generally take place at the end
of five years; but there is this question,
namely that a bye-election may take place at
any time. The Assembly may be dissolved before
its period of five years has expired.
Consequently, the electoral rolls will have to
be kept up to date all the time so that the
new election may take place without any
difficulty. It was therefore felt that having
regard to these exigencies, it would be
sufficient if there was permanently in session
one officer to be called the Chief Election
Commissioner, while when the elections are
coming up, the President may further add to the
machinery by appointing other members to the
Election Commission.
Now, Sir, the original proposal under article
289 was that there should be one Commission to
deal with the elections to the Central
Legislature, both the Upper and the Lower
House, and that there should be a separate
Election Commission for each province and each
State, to be appointed by the Governor or the
Ruler of the State. Comparing that with the
present article 289, there is undoubtedly, a
radical change. This article proposes to
centralize the election machinery in the hands
of a single Commission to be assisted by
regional Commissioners, not working under the
provincial Government, but working under the
superintendence and control of the central
39
Election Commission. As I said, this is
undoubtedly a radical change. But, this change
has become necessary because today we find that
in some of the provinces of India, the
population is a mixture…”
(Emphasis supplied)
19. Professor Shibban Lal Saksena gave notice of an
amendment to the amendment to Article 289 which, inter
alia, stated that after the word ‘appoint’ in clause
(2), the words “subject to confirmation by two-third
majority in a joint session of both the Houses of
Parliament” be inserted. He also proposed that in
clause (4), the words “Parliament may by law determine”
be substituted for the words “President may by rule
determine”. There were certain other amendments
proposed by Prof. Saksena. Prof. Saksena further went
on to make the following statement:
“..Of course it shall be completely independent
of the provincial Executives but if the
President is to appoint this Commission,
naturally it means that the Prime Minister
appoints this Commission. He will appoint the
other Election Commissioners on his
recommendations. Now this does not ensure their
independence…”
Xxx xxx xxx
“So what I want is this that even the person
who is appointed originally should be such that
40
he should be enjoying the confidence of all
parties—his appointment should be confirmed
not only by majority but by two-thirds majority
of both the Houses. If it is only a bare
majority, then the party in power could vote
confidence in him but when I want 2/3rd
majority it means that the other parties must
also concur in the appointment so that in order
that real independence of the Commission may
be guaranteed, in order that everyone even in
opposition may not have anything to say against
the Commission, the appointments of the
Commissioners and the Chief Election
Commissioner must be by the President but the
names proposed by him should be such as command
the confidence of two-thirds majority of both
the Houses of Legislatures.”
xxx xxx xxx
“I want that in future, no Prime Minister
may abuse this right, and for this I want to
provide that there should be two-thirds
majority which should approve the nomination
by the President. Of course there is danger
where one party is in a huge majority. As I
said just now it is quite possible that if our
Prime Minister wants, he can have a man of his
own party, but I am sure he will not do it.
Still if he does appoint a party-man, and the
appointment comes up for confirmation in a
joint session, even a small opposition or even
a few independent members can down the Prime
Minister before the bar of public opinion in
the world. Because we are in a majority we can
have anything passed only theoretically. So the
need for confirmation will invariably ensure a
proper choice.”
(Emphasis Supplied)
20. On 16th June 1949, we notice that Shri H.V. Pataskar
stated as follows:
41
“As I said, so far as I can see, article 289(2)
is quite enough for the purpose. Even under
article 289(2) we can appoint not merely some
officials of the Government as Election
Commissioners, but people of the position of
High Court Judges; we can make them permanent;
we can make them as Independent as we are
trying to make them in the case of the Central
Commission.”
(Emphasis Supplied)
21. Pandit Hirday Nath Kunzru addressed the following
concerns and suggested as follows:
“Here two things are noticeable: the first is
that it is only the Chief Election Commissioner
that can feel that he can discharge his duties
without the slightest fear of incurring the
displeasure of the executive, and the second
is that the removal of the other Election
Commissioners will depend on the
recommendations of one man only, namely the
Chief Election Commissioner. However
responsible he may be, it seems to me very
undesirable that the removal of his colleagues
who will occupy positions as responsible as
those of judges of the Supreme Court should
depend on the opinion of one man. We are
anxious, Sir, that the preparation of the
electoral rolls and the conduct of elections
should be entrusted to people who are free from
political bias and whose impartially can be
relied upon in all circumstances. But, by
leaving a great deal of power in the hands of
the President we have given room for the
exercise of political influence in the
appointment of the Chief Election Commissioner
and the other Election Commissioners and
officers by the Central Government. The Chief
Election Commissioners will have to be
42
appointed on the advice of the Prime Minister,
and, if the Prime Minister suggests the
appointment of a party-man the President will
have no option but to accept the Prime
Minister's nominee, however unsuitable he may
be on public grounds. (Interruption). Somebody
asked me suitable why it should be so.”
xxx xxx xxx
“My remedy for the defects that I have pointed
out is that Parliament should be authorised to
make provision for these matters by law. Again,
Sir, this article does not lay down the
qualifications of persons who are chosen as
Chief Election Commissioners or as Election
Commissioners. And, as I have already pointed
out, in the matter of removal, the Election
Commissioners are not on the same footing as
the Chief Election Commissioner.”
(Emphasis Supplied)
22. Shri K.M. Munshi expressed the following views:
“Between two elections, normally there would
be a period of five years. We cannot have an
Election Commission sitting all the time during
those five years doing nothing. The Chief
Election Commissioner will continue to be a
whole-time officer performing the duties of his
office and looking after the work from day to
day, but when major elections take place in the
country, either Provincial or Central, the
Commission must be enlarged to cope with the
work. More members therefore have to be added
to the Commission. They are no doubt to be
appointed by the President, but as the House
will find, they are to be appointed from time
to time. Once they are appointed for a
particular period they are not removable at the
43
will of the President. Therefore, to that
extent their independence is ensured. So there
is no reason to believe that these temporary
Election Commissioners will not have the
necessary measure of independence. Any way the
Chief Election Commissioner an independent
officer, will be the Chairman and being a
permanent officer will have naturally
directing and supervising power over the whole
Commission. Therefore, it is not correct to say
that independence of the Commission is taken
away to any extent.
We must remember one thing, that after all an
election department is not like a judiciary, a
quasi-independent organ of Government. It is
the duty and the function of the Government of
the day to hold the elections. The huge
electorates which we are putting up now, the
voting list which will run into several crores—
all these must necessarily require a large army
of election officers, of clerks, of persons to
control the booths and all the rest of them.
Now all this army cannot be set up as a
machinery independent of Government. It can
only be provided by the Central Government, by
the Provincial Government or by the local
authorities as now. It is not possible nor
advisable to have a kingdom within a kingdom,
so that the election matters could be left to
an entirely independent organ of the
Government. A machinery, so independent,
cannot be allowed to sit as a kind of SuperGovernment to decide which Government shall
come into power. There will be great political
danger if the Election Tribunal becomes such a
political power in the country. Not only it
should preserve its independence, but it must
retain impartiality. Therefore, the Election
Commission must remain to a large extent an
44
ally of the Government; not only that, but it
must, a considerable extent, be subsidiary to
Government except in regard to the discharge
of the functions allotted to it by law.
“Therefore, the Parliament as well as the State
Legislatures are free to make all provisions
with regard to election, subject, of course, to
this particular amendment, namely, the
superintendence, direction and control of the
Election tribunal. Today, for instance, the
elections re controlled by officers appointed
either by the Center or the Provinces as the
case may be. What is now intended is that they
should not be subjected to the day-to-day
influence of the Government nor should they be
completely independent of Government, and
therefore a sort of compromise has been made
between the two positions; but I agree with my
honourable Friend, Pandit Kunzru that for the
sake of clarity, at any rate, to allay any
doubts clause (2) requires a little amendment.
At the beginning of clause (2) the following
words may be added; “subject to the provisions
of law made in this behalf by Parliament.”
 (Emphasis Supplied)
23. Dr. B.R. Ambedkar made the following remarks:
“Now with regard to the question of appointment
I must confess that there is a great deal of
force in what my Friend Professor Saksena said
that there is no use making the tenure of the
Election Commissioner a fixed and secure tenure
if there is no provision in the Constitution
to prevent either a fool or a knave or a person
who is likely to be under the thumb of the
Executive. My provision—I must admit-—does not
45
contain anything to provide against nomination
of an unfit person to the post of the Chief
Election Commissioner or the other Election
Commissioners. I do want to confess that this
is a very important question and it has given
me a great deal of headache and I have no doubt
about it that it is going to give this House a
great deal of headache. In the U.S.A. they have
solved this question by the provision contained
in article 2 Section (2) of their Constitution
whereby certain appointments which are
specified in Section (2) of article 2 cannot
be made by the President without the
concurrence of the Senate; so that so far as
the power of appointment is concerned, although
it is vested in the President it is subject to
a check by the Senate so that the Senate may,
at the time when any particular name is
proposed, make enquiries and satisfy itself
that the person proposed is a proper person.
But it must also be realised that that is a
very dilatory process, a very difficult
process. Parliament may not be meeting at the
time when the appointment is made and the
appointment must be made at once without
waiting. Secondly, the American practice is
likely and in fact does introduce political
considerations in the making of appointments.
Consequently, while I think that the provisions
contained in the American Constitution is a
very salutary check upon the extravagance of
the President in making his appointments, it
is likely to create administrative
difficulties and I am therefore hesitating
whether I should at a later stage recommend the
adoption of the American provisions in our
Constitution. The Drafting Committee had paid
considerable attention to this question
because as I said it is going, to be one of
46
our greatest headaches and as a via media it
was thought that if this Assembly would give
or enact what is called an Instrument of
Instructions to the President and provide
therein some machinery which it would be
obligatory on the President to consult before
making any appointment, I think the
difficulties which are felt as resulting from
the American Constitution may be obviated and
the advantage which is contained therein may
be secured. At this stage it is impossible for
me to see or anticipate what attitude this
House will take when the particular draft
Instructions come before the House. If the
House rejects the proposal of the Drafting
Committee that there should be an Instrument
of Instructions to the President which might
include, among other things, a provision with
regard to the making of appointments, this
problem would then be solved by that method.
But, as I said, it is quite difficult for me
to anticipate what may happen. Therefore in
order to meet the criticism of my honourable
Friend Professor Saksena, supported by the
criticism of my honourable Friend Pandit
Kunzru, I am prepared to make certain
amendments in amendment No. 99. I am sorry I
did not have time to circulate these
amendments, but when I read them the House will
know what I am proposing.”
 (Emphasis Supplied)
24. Thereafter, he proposed that an amendment which
read as follows:
47
“The appointment of the Chief Election
Commissioner and other Election Commissioners
shall, subject to the provisions of any law
made in this behalf by Parliament, be made by
the President.”
(Emphasis Supplied)
25. We notice that the amendment which was proposed by
Professor Shibban Lal Saksena which we have noticed
came to be negatived and the amendment which was
proposed by Dr. B.R. Ambedkar was adopted. Thus,
Article 289 as amended was added to the Constitution.
It is this Article which appears in the Constitution
as Article 324.
26. At this stage, we may only notice the following
comment, however, in the work by B Shiva Rao: -
“By leaving a great deal of power in hands of
the President, it gave room for the exercise
of political influence by the Central
Government in the appointment of the Chief
Election Commissioner and the other Election
Commissioners. His remedy was that Parliament
should be authorized to make provision for
these matters by law. K.M. Munshi, while
supporting Ambedkar’s proposal suggested in
order to meet Kunzru’s criticism an amendment
requiring that the appointment of the Chief
Election Commissioner and the other Election
Commissioners would be subject to law made by
Parliament; and that the power of the President
to make rules regulating their conditions of
service would likewise be subject to any law
48
made by Parliament. With these modifications
the article was adopted: at the revision stage
it was numbered as article 324.”
27. The Constituent Assembly of India can proximately
be traced to the deliberations of the cabinet mission.
The broad features were as follows. The members of the
constituent assembly were to be elected not on the
basis of adult suffrage. At the time, i.e., in 1946,
India was still under British rule. British India
broadly consisted of the Governors provinces and the
Chief Commissioner’s provinces. There were also a large
number of princely states. An interim government, no
doubt, based on elections, was put in place. There were
also at the same time, provincial legislative bodies.
The members of the Constituent Assembly came to be
elected by the members of the provincial assemblies and
they were not directly elected by the people of the
country as such. Shri Kaleeswaram Raj is, therefore,
correct that the Constituent Assembly was not directly
elected by the people. There were changes which were
necessitated by the partition. Suffice it to note that
there were 238 members representing the Governors and
49
others provinces. This is besides 89 sent by the
princely states. The first meeting of the Assembly was
held on 9th December, 1946. One Shri B.N. Rau was
appointed as the constitutional advisor. He made a
draft constitution. A drafting committee, drawn from
the members of the constituent assembly in turn with
the help of the Secretariat as well, brought out two
drafts further, which in turn, were published. Public
discussion ensued. Thereafter, the draft articles were
discussed in the constituent assembly. There were
further amendments. It is to be noticed also that the
humongous task necessarily led to the creation of
several committees. The most prominent of them can be
perceived as the drafting committee, the advisory
committee and various sub-committees which included the
sub-committee on fundamental rights.
K.THE USE OF CONSTITUENT ASSEMBLY DEBATES
28. In regard to the use of Constituent Assembly
debates, the law has not stood still. At any rate,
whatever may be the controversy, as regards its
employment to discern, the purport of a provision there
50
can be no taboo involved in its use to understand the
history of a provision under the Constitution and the
various steps leading up to and accompanying its
enactment. In this regard, we may refer to the
following view expressed in His Holiness Kesavananda
Bharati Sripadagalvaru v. State of Kerala and Another10:
“1598. If the debates in the Constituent
Assembly can be looked into to understand the
legislative history of a provision of the
Constitution including its derivation, that
is, the various steps leading up to and
attending its enactment, to ascertain the
intention of the makers of the Constitution,
it is difficult to see why the debates are
inadmissible to throw light on the purpose and
general intent of the provision. After all,
legislative history only tends to reveal the
legislative purpose in enacting the provision
and thereby sheds light upon legislative
intent. It would be drawing an invisible
distinction if resort to debates is permitted
simply to show the legislative history and the
same is not allowed to show the legislative
intent …”
(Emphasis supplied)
29. In fact, in a recent Judgment by Justice Ashok
Bhushan, which is partly concurring and partly
dissenting, reported in Dr. Jaishri Laxmanrao Patil v.
10 (1973) 4 SCC 225
51
Chief Minister and others11, has approved, after
referring to the decisions of this Court on the point,
‘the use of Constituent Assembly debates’.
L. CONCLUSIONS ABOUT HISTORICAL PERSPECTIVES
INCLUDING THE LIGHT SHED BY THE CONSTITUENT
ASSEMBLY DEBATES
30. The members of the Constituent Assembly were
undoubtedly concerned over the need to ensure
independence of the Election Commission. Under the
Government of India Act, 1935, the earlier law, it was
the Executive which was conferred the power to conduct
the election. Initially, there was a consensus of
opinion, in fact, that the right to vote was to be made
a fundamental right. In fact, in the draft Article by
Shri K.M. Munshi, he contemplated providing for right
to choose for every citizen and a free secret and
periodic election. The Fundamental Rights SubCommittee also approved that there must be universal
adult franchise guaranteed by the Constitution. The
election was to be free, secret and periodic. Most
importantly, the Fundamental Rights Sub-Committee in
11 (2021) 8 SCC 1
52
the meeting held on 29.03.1947 contemplated that an
independent Commission must be set up under Union law.
A recommendation providing for an Election Commission
being appointed in all cases with the law of the Union
was made. Further, it becomes clear from a perusal of
the work ‘Framing of India’s Constitution’ by B. Shiva
Rao that some disputes arose relating to so much power
being conferred on the Union in the matter of
elections. The dispute essentially related to clothing
the Commission with power to conduct elections in
regard to the State Legislatures, besides the Union
Legislature. The Minority Sub-Committee also made a
report that the Election Commission should be
independent and quasi-judicial in character. The
Advisory Committee on Fundamental Rights, Minority,
Tribal and Excluded Area also accepted the principles
formulated by the Fundamental Rights Sub-Committee.
However, the view was expressed by Shri C.
Rajagopalachari that the right to vote should not be a
part of fundamental right. Dr. Ambedkar, however,
specifically opined that in order that election may be
free in the real sense of the word, they shall be taken
53
out of the hands of the government of the day, and be
conducted by the independent body called the Election
Commission. Shri C. Rajagopalachari, however,
persevered with the theme that the matter relating to
franchise may not find itself among the provisions
providing for Fundamental Rights. Shri Govind Vallabh
Pant suggested a compromise and the Advisory Committee
thereby recommended that instead of being included in
the Chapter on Fundamental Rights, the provisions
relating to franchise and to an independent Election
Commission should be located in another part of the
Constitution. In his work, the Framing of India’s
Constitution, by B. Shivarao has not minced words by
commenting that by leaving a great deal of power in the
hands of the President, it gave room for exercising
political influence in the appointment of the Election
Commissioner and other election commissioners. The
remedy, it was found, which was contemplated was, that
the Parliament would make a law to regulate the matter.
As we have noticed, there was severe criticism,
particularly by Shri Kunzuru and Professor Shiben Lal
Saxena, and it was thereupon, that Shri K.M. Munshi
54
while supporting Ambedkar’s amendment to the original
article, recommended that the appointment be subject
to the law made by the Parliament. It is on this
fundamental basis that the amendment which was proposed
by Dr. Ambedkar to the original article was adopted.
31. Professor Saxena was emphatic that the draft
amended Article 289, which contemplated appointment
being made by the President, without anything more,
would necessarily mean that the Prime Minister would
end up appointing the Commission. He warned that it
would not ensure their independence. He was clear that
in future, no Prime Minister should abuse the right to
appoint. Shri H.V. Pataskar felt Article 289(2)
sufficed. The thought which comforted the Member was
not merely some official of the Government could be
appointed as Election Commissioners but people in the
position of High Court Judges. Pandit Hirday Nath
Kunzru clearly articulated the anxiety and the need for
the preparation of the electoral roll and the conduct
of the elections, being entrusted to people, who were
free from political bias and whose impartiality could
be relied upon ‘in all circumstances’. The plight of
55
the President, who has to act on the advice of the
Prime Minister, was highlighted. It was the learned
Member, who suggested the remedy for the defect, that
is that the Parliament should be authorised to make
provisions for these matters, by law. This was also the
view of the Sub-Committee on Fundamental Rights. Shri
K. M. Munshi, took the view that the Election
Commission must remain to a large extent an ally of the
Government. The pursuit of independence of the Election
Commission, he felt, should not result in there arising
‘a kingdom within a kingdom’. It was not to be a quasiindependent organ of the Government. This is on the
basis that the Election Commission would necessarily
have to rely upon Officers, who would have to be
provided by the Government. Finally, we find Dr.
Ambedkar acknowledging the existence of a great deal
of merit in the fear that guaranteeing a fixed and
secured tenure, was of no use, if there was no provision
in the Constitution, which would stand in the way of
either an incompetent or unfair official, becoming and
running the Election Commission. In particular, Dr.
Ambedkar foresaw the danger of the Election
56
Commissioners, being persons who were likely to be
under the control of the Executive. The provision, as
proposed to be amended by Dr. Ambedkar, it was admitted
by Dr. Ambedkar himself, did not provide against an
‘unfit’ person being appointed to the Election
Commission. Thereafter, he predicted that the question
will emerge as one of the greatest headaches. He found
solace in the prospect of an instrument of instructions
being issued to the President, which would guide the
President in the matter of appointment to the Election.
Noticing the uncertainty about the prospect, however,
it was and to allay the apprehensions voiced by both
Professor Saxena and Pandit Kunzru, that Article
324(2), as it presently obtains, came to be proposed
by way of the amendment to the amendment of the original
Article. In other words, before the words ‘be made by
the President’, the words ‘subject to provisions of any
law made in this behalf by Parliament’. came to be
inserted.
32. We understand the historical perspective, and the
deliberations of the Fundamental Rights Sub-Committee,
the Drafting Committee and the other Sub-Committees
57
and, finally, of the Constituent Assembly itself, to
be as follows:
A golden thread runs through these proceedings.
All the Members were of the clear view that
election must be conducted by an independent
Commission. It was a radical departure from the regime
prevailing under the Government of India Act, 1935. The
Members very well understood that providing for
appointment of Members of the Election Commission by
the President would mean that the President would be
bound to appoint the Election Commissioner solely on
the advice of the Executive, which, in a sense, was
understood as on the advice of the Prime Minister. The
model of appointment prevailing in the United States
was deliberated and not approved. Though, Shri K. M.
Munshi was not in favour of giving complete
independence to the Election Commission and felt that
it should be an ally of the Government, it clearly did
not represent the views of the predominant majority of
the Members. Right to Vote was, to begin with,
considered so sacrosanct that it was originally
58
contemplated as a Fundamental Right. However, finally,
as we have already noticed, it was found more
appropriate that it should be contained in a separate
part of the Constitution, which is the position
obtaining under the Constitution. It is equally clear
that the Members of the Committees, including the
Constituent Assembly, wanted the appointment to the
Election Commission not to be made by the Executive.
The uncertain prospect of an instrument of
instructions, finally led the Assembly to adopt the
amendment suggested by Dr. Ambedkar, which, as we have
noticed, was initially the suggestion made by Pandit
Kunzru, and what is more, even seconded by Shri K. M.
Munshi. In short, what the Founding Fathers clearly
contemplated and intended was, that Parliament would
step-in and provide norms, which would govern the
appointment to such a uniquely important post as the
post of Chief Election Commissioner and the Election
Commissioners. In this regard, we notice the final
words of Dr. Ambedkar in regard to the debate
surrounding Article 324, was that he felt sorry that
he did not have time to circulate the amendments.
59
33. It is important that we understand that when the
Founding Fathers, therefore, inserted the words
‘subject to the provisions of any law to be made by
Parliament’, it was intended that Parliament would make
a law. While we would not go, so far as to hold that
Parliament was under a compellable duty, which this
Court can enforce by a Mandamus, to make a law, all
that we are finding is that the Constituent Assembly
clearly intended that Parliament must make a law within
the meaning of Article 324(2). Such an understanding
of Article 324(2) may be contrasted with similar
provisions in the Constitution, which also contemplated
enabling the making of law by Parliament. This brings
us to the question relating to an evaluation of similar
provisions in the Constitution.
M. ARTICLES IN THE CONSTITUTION, WHICH EMPLOY
THE WORDS ‘SUBJECT TO ANY LAW’ TO BE MADE BY
PARLIAMENT AS CONTAINED IN ARTICLE 324
34. One of the contentions of the respondent-Union is
that this Court must bear in mind the snowballing
effect of the interpretation canvassed by the
60
petitioners being accepted on other situations governed
by other Articles.
35. Articles in the Constitution, which employ the
words ‘subject to any law’ to be made by Parliament as
contained in Article 324.
36. Article 98 provides that each House of Parliament
shall have a separate Secretarial Staff. Article 98(2)
provides that Parliament may, by law, regulate the
recruitment and conditions of the staff. Article 98(3)
empowers the President, in consultation with the
Speaker of the House of People or Chairman of the
Council of States, to make Rules, till Parliament makes
law. Apart from the dissimilarity, it is to be noticed
that, even in the matter governed by Article 98, if not
law, Rules are to govern.
37. Article 137 declares that, subject to the
provisions of any law made by Parliament or Rules made
under Article 145, Supreme Court shall have the power
of review. It will be noticed that in the first place,
the Supreme Court has framed rules, regulating the
power to review. The absence of a law made by Parliament
would have little effect. The purport of Article 137
61
has absolutely no comparison with Article 324(2).
Article 142(2) uses the same expression, viz., ‘subject
to the provisions of any law made by Parliament’ and
it provides that the Supreme Court is to have power for
ordering the attendance of any person, the discovery
or protection of any document or the investigation or
punishment for any contempt. Patently, the absence of
any law under Article 142 cannot produce the impact,
which Article 324(2) is capable of producing and, what
is more, vouchsafed by the debates in the Constituent
Assembly.
38. Article 145 uses the expression ‘subject to the
provisions of any law made by Parliament’, Supreme
Court can make Rules for regulating the practice and
procedure of the Court. It is self-evident that it
bears no resemblance to the context, purpose and
background of Article 324(2).
39. Article 146 of the Constitution of India reads as
follows:
“146. Officers and servants and the expenses
of the Supreme Court
(1) Appointments of officers and servants of
the Supreme Court shall be made by the Chief
62
Justice of India or such other Judge or officer
of the Court as he may direct: Provided that
the President may by rule require that in such
cases as may be specified in the rule, no
person not already attached to the Court shall
be appointed to any office connected with the
Court, save after consultation with the Union
Public Service Commission
(2) Subject to the provisions of any law made
by Parliament, the conditions of service of
officers and servants of the Supreme Court
shall be such as may be prescribed by rules
made by the Chief Justice of India or by some
other Judge or officer of the Court authorised
by the Chief Justice of India to make rules
for the purpose: Provided that the rules made
under this clause shall, so far as they relate
to salaries, allowances, leave or pensions,
require the approval of the President
(3) The administrative expenses of the Supreme
Court, including all salaries, allowances and
pensions payable to or in respect of the
offices and servants of the Court, shall be
charged upon the Consolidated Fund of India,
and any fees or other moneys taken by the court
shall form part of that Fund.”
40. Article 146(2) is essentially a matter which deals
with the conditions of service of Officers and Servants
of Supreme Court. In regard to the said employees, the
Founding Fathers have provided for Rule-making power
with the Chief Justice of India. We are clear in our
minds that apart from the fact, the rule-making power
is lodged with the Chief Justice of India, there cannot
63
be any valid comparison between the employees of the
Supreme Court and the members of the Election
Commission. There is no safeguard provided against the
removal as is contemplated for the Chief Election
Commissioner and Election Commissioners. Article 148
deals with appointment of the Comptroller and Auditor
General of India. It reads as follows:
“148. Comptroller and Auditor General of India
(1) There shall be a Comptroller and Auditor
General of India who shall be appointed by the
President by warrant under his hand and seal
and shall only be removed from office in like
manner and on the like grounds as a Judge of
the Supreme Court
(2) Every person appointed to be the
Comptroller and Auditor General of India shall,
before he enters upon his office, make and
subscribe before the President, or some person
appointed in that behalf by him, an oath or
affirmation according to the form set out for
the purpose in the Third Schedule
(3) The salary and other conditions of service
of the Comptroller and Auditor General shall
be such as may be determined by Parliament by
law and, until they are so determined, shall
be as specified in the Second Schedule:
Provided that neither the salary of a
Comptroller and Auditor General nor his rights
in respect of leave of absence, pension or age
of retirement shall be varied to his
disadvantage after his appointment
(4) The Comptroller and Auditor General shall
not be eligible for further office either under
the Government of India or under the Government
64
of any State after he has ceased to hold his
office
(5) Subject to the provisions of this
Constitution and of any law made by Parliament,
the conditions of service of persons serving
in the Indian Audit and Accounts Department and
the administrative powers of the Comptroller
and Auditor General shall be such as may be
prescribed by rules made by the President after
consultation with the Comptroller and Auditor
General
(6) The Administrative expenses of the office
of the Comptroller and Auditor General,
including all salaries, allowances and
pensions payable to or in respect of pensions
serving in that office, shall be charged upon
the Consolidated Fund of India.”
41. As far as the appointment of the Comptroller and
Auditor General is concerned, it is governed by Article
148(1) and the Founding Fathers have provided beyond
the pale of any doubt that the appointment of the
Comptroller and Auditor General, vital and
indispensable as he is for the affairs of the nation,
his appointment is to be made by the President. The
safeguard, however, considered suitable to ensure his
independence has been declared by providing that the
CAG can be removed only in like manner and on like
grounds as a Judge of the Supreme Court. In stark
contrast, Article 324(2) has, while it has provided for
65
the appointment of the Chief Election Commissioner and
the Election Commissioners by the President, it has
been made subject to a law to be made by the Parliament.
No such provision is provided in Article 148(1). We
cannot be oblivious to the fact that this is apart from
providing for the safeguard in the first proviso to
Article 324(5) that the Chief Election Commissioner
shall not be removed except in like manner and like
grounds as a Judge of Supreme Court of India. Still
further, there is a third distinguishing feature
between the Chief Election Commissioner and the CAG
again located in the first proviso to Article 324(5).
It is declared that the conditions of service of the
Chief Election Commissioner shall not be varied to his
disadvantage after his appointment. The Chief Election
Commissioner and Election Commissioners stand on a far
higher pedestal in the constitutional scheme of things
having regard to the relationship between their powers,
functions and duties and the upholding of the
democratic way of life of the nation, the upkeep of
Rule of Law and the very immutable infusion of life
into the grand guarantee of equality under Article 14.
66
42. Article 187 provides for a Secretariat for the
State Legislature. Except for the difference in the
Legislative Body being the State Legislature and the
Governor taking the place of the President, it mirrors
Article 98 of the Constitution.
43. Article 229 deals with Officers, servants and
expenses of High Court. There cannot be any valid
comparison between the Chief Election Commissioner and
the Election Commissioners contemplated under Article
324(2) and the Officers and servants of the High Court.
The very fact that Officers covered by Article 229(2)
are not extended any protection against removal, itself
not merely furnishes a significant starting point but
may itself be conclusive of the dissimilarity between
the persons associated with the Central Election
Commission and the employees covered by Article 229(2).
44. Article 229(2) deals with the Officers, expense
and servants of the High Court. Since Article 229 is
pari materia with Article 146(2), we would find merit
in the same rationale, which we have furnished for not
comparing the employees with the persons governed by
Article 324(2).
67
45. Article 243(k) is part of Part IX of the
Constitution, which was inserted by the Constitution
(Seventy Third) Amendment Act, 1992. Part IX deals with
the panchayats. Article 243(k) reads as follows:
“243K. Elections to the Panchayats The
superintendence, direction and control of the
preparation of electoral rolls for, and the
conduct of, all elections to the Panchayats
shall be vested in a State Election Commission
consisting of a State Election Commissioner to
be appointed by the Governor.
(2) Subject to the provisions of any law made
by the Legislature of a State the conditions
of service and tenure of office of the State
Election Commissioner shall be such as the
Governor may by rule determine: Provided that
the State Election Commissioner shall not be
removed from his office except in like manner
and on the like ground as a Judge of a High
Court and the conditions of service of the
State Election Commissioner shall not be varied
to his disadvantage after his appointment.
(3) The Governor of a State shall, when so
requested by the State Election Commission,
make available to the State Election Commission
such staff as may be necessary for the
discharge of the functions conferred on the
State Election Commission by clause (1).
(4) Subject to the provisions of this
Constitution, the Legislature of a State may,
by law, make provision with respect to all
matters relating to, or in connection with,
elections to the Panchayats.”
68
46. Article 243(k)(1) contemplates the appointment of
the State Election Commissioner to be made by the
Governor. Article 243(k)(2) contemplates that the
conditions of service and the tenure of the State
Election Commissioner is to be such as maybe made by
the Governor by Rule and this is, however, made subject
to the provisions of any law made by the Legislature
of a State. It is, no doubt, again true that the
Parliament, while inserting Article 243K, has partly
insulated the State Election Commissioner by providing
that he shall not be removed from Office except in like
manner and on like ground as a Judge of the High Court.
Similarly, in the proviso to Article 243K(2), the
conditions of service of the State Election
Commissioner cannot be varied to his disadvantage after
his appointment. It must be noticed that Parliament was
aware of the mandate of Article 324(2) when it inserted
Article 243. Parliament has carefully chosen not to
provide for the making of any law as regards the
appointment of the State Election Commissioner. In
fact, this may leave no choice for a Court to step-in
and provide for the matter of appointment as regards
69
the State Election Commissioner. However, we need not
explore the matter further having regard to the stark
contrast between Article 243K on the one hand and
Article 324(2) on the other. As far as the conditions
and tenure forming the subject matter of a law to be
made by the Legislature of the State, we would think
that in keeping with the position and the subject
matter of Article 243K(2), it may not be apposite to
project Article 243K(2) as a premise to reject the
request of the petitioners to place the interpretation
on Article 324(2), if it is otherwise justified.
47. Article 338(2) provides that subject to the
provisions of any law made by Parliament, the National
Commission for Scheduled Caste was to consist of a
Chairman, Vice-Chairman and three other Members and the
conditions of service and tenure of Office, were to be
such as the President, may by Rule, determine. An
identical provision is contained in Article 338A(2) as
regards National Commission for Scheduled Tribes. Not
unnaturally, in Article 338B(2), similar provisions are
contained in regard to National Commission for Backward
70
Classes. What is, however, pertinent to notice is
Article 338(3). It provides:
“The Chairperson, the Vice-Chairperson and
other Members of the Commission shall be
appointed by the President by warrant under his
hand and seal.”
Identical provisions have been made vide Article
338A and Article 338B.
48. We would notice that pertinently, Articles 338,
338A and 338B contemplates a law to regulate the
conditions of service and tenure of the Members of the
National Commission for Scheduled Castes, Scheduled
Tribes and Backward Classes. Article 324(5)
contemplates a law being made to regulate the
conditions of service and the tenure of Office of the
Election Commissioners. Most pertinently, Parliament
has enacted the 1991 Act, as contemplated in Article
324(5). It is, when it comes to providing for the
appointment of the Election Commissioners, which was
clearly in the contemplation of the Founding Fathers
that no law has been made. The old regime continues.
In regard to the Members of the National Commissions,
covered by Articles 338, 338A and 338B, the
71
Constitution is clear that the appointment is to be
made by President.
49. Article 367(3) deals with the meaning of a foreign
State for the purpose of the Constitution and after
declaring it to be ‘any State’ other than India, makes
it, subject to a proviso, which declares that subject
to the provisions of any law made by Parliament, the
President may, by order, declare any State not to be a
foreign State for such purposes, as may be specified
in the Order. The matter is governed fully by the
Constitution (Declaration as to Foreign States) Order,
1950. Apart from the apparent absence of any imperative
need for a law, the matter is governed by an Order,
which is issued under the Constitution, which itself
would be of a statutory nature and also issued under
an enabling provision of the Constitution itself.
 No further discussion is needed to conclude that
Article 324(2) is unique in its setting and purpose.
72
N.DEVELOPMENTS AFTER 26 JANUARY 1950; THE CHIEF
ELECTION COMMISSIONERS AND THE ELECTION
COMMISSIONERS WHO WERE APPOINTED AND THEIR
TERMS
50. In the year 1951, Shri Sukumar Sen was appointed
as the first Chief Election Commissioner of India. He
was a Civil Servant and a former Chief Secretary of the
State of West-Bengal. His term was to last for eight
years and two hundred and seventy-three days. Shri
Kalyan Sundaram, the second Chief Election
Commissioner, again a Civil Servant, the first Law
Secretary and who also chaired the Indian Law
Commission for the period from 1968 to 1971, was
appointed as Chief Election Commissioner on 20.12.1958
and his term terminated on 30.09.1967. It is noteworthy
that his term also lasted eight years and two hundred
and eighty-four days.
51. The Government of India (Transaction of Business)
Rules, 1961 have been referred to by the parties.
Insofar as it is relevant, we may notice them. Under
Rule 8, the cases to be submitted to the Prime Minister
and President, are described as all cases of the nature
specified in the Third Schedule. In the Third Schedule,
73
Serial No.22 describes appointment, resignation and
removal of the Chief Election Commissioner and other
Election Commissioners in Column 1 under the heading
‘nature of cases’. Article 324 is referred to, under
the Column ‘authority to whom the matter is submitted,
it is indicated ‘the Prime Minister and the President’.
52. Shri S.P. Sen Verma was the third Chief Election
Commissioner and he was appointed on 01.10.1967 and he
continued till 30.09.1972 (his term lasted for five
years). Shri Nagendra Singh, a Civil Servant and a
Member of the Constituent Assembly and who, later on,
became the Judge of the International Court of Justice,
had a short tenure as the fourth Chief Election
Commissioner from 01.10.1972 to 06.02.1973 (his term
lasted for one hundred and twenty-eight days). The
fifth Chief Election Commissioner was Shri T.
Swaminathan, who was also a Civil Servant, having
become a Cabinet Secretary as well and his stint as
Chief Election Commissioner was from 07.02.1973 to
17.06.1977 (his term lasted for four years and ten
days). Shri S.L. Shakdher was appointed as the Sixth
Chief Election Commissioner. He was also a Civil
74
Servant and Secretary General of the Lok Sabha. His
term commenced on 18.06.1977 and expired on 17.06.1982
(his term lasted for four years and three hundred and
sixty-four days). Shri R. K. Trivedi, the Seventh Chief
Election Commissioner, was also a Civil Servant, and
he had a term of three years and one hundred and ninetysix days. Shri R.V.S. Perishastri was the Eighth Chief
Election Commissioner. He was the Secretary to
Government and his term lasted from 01.01.1986 till
25.11.1990. It was for the first time that Election
Commissioners, two in number, viz., Shri V. S. Seigell
and Shri S. S. Dhanoa came to be appointed as Election
Commissioners on 16.10.1989. However, as we shall see
in greater detail, the Notification dated 16.10.1989
came to be rescinded on 01.01.1990. The same came to
be challenged by Shri S.S. Dhanao and it culminated in
the Judgment of this Court reported in S.S. Dhanoa v.
Union of India and Others12. A Committee known as the
Goswami Committee, made certain recommendations. On its
heels, Parliament passed an Act titled ‘The Chief
Election Commissioner and other Commissioners
12 (1991) 3 SCC 567
75
(Conditions of Service) Act, 1991 (hereinafter referred
to as, ‘the 1991 Act’). It is noteworthy that this is
the law made by Parliament and relatable to Article
324(5), which contemplated a law made by Parliament
regulating conditions of service of the Chief Election
Commissioner and the Election Commissioners. Smt. V.S.
Ramadevi, who had the shortest tenure as the ninth
Chief Election Commissioner was drawn from the Civil
Services. Her term lasted for sixteen days. The Tenth
Chief Election Commissioner was none other than Shri
T. N. Sheshan, who was the Eighteenth Cabinet Secretary
of India and had a term of six years commencing from
12.12.1990 till 11.12.1996. The 1991 Act came to be
amended, initially, by an Ordinance, and later, by a
law made by Parliament, the Ordinance being published
on 01.10.1993. Shri M.S. Gill and Shri G.V.G.
Krishnamurthy were appointed as Election
Commissioners, w.e.f., 01.10.1993. The amendment and
the appointments came to be challenged by Shri T. N.
Seshan, the Chief Election Commissioner and others and
the challenge was repelled by a Constitution Bench of
this Court and the Judgment is reported in T.N. Seshan,
76
(supra). We would observe that what was essentially
contemplated by founding Fathers was an Election
Commission, which was to consist of a permanent figure,
viz., the Chief Election Commissioner and such Election
Commissioners, as may be necessary. For nearly forty
years after the adoption of the Constitution of India,
there were only Chief Election Commissioners. After the
Judgment in T.N. Seshan (supra), it will be noticed
that thereafter, the Election Commission of India
became a team consisting of the Chief Election
Commissioner and the two Election Commissioners. With
the term of Shri T. N. Seshan coming to an end
11.12.1996, the trend began of appointing the Election
Commissioners as Chief Election Commissioners. Thus,
Shri M.S. Gill became the Chief Election Commissioner.
Shri M.S. Gill was also a Civil Servant. He served as
Chief Election Commissioner for a period of four years
and sixty-nine days, i.e., from 12.12.1996 till
13.06.2001. Shri G.V.G. Krishnamurthy continued till
30.09.1999 (nearly six years) as Election Commissioner.
Shri James Michael Lyngdoh became an Election
Commissioner in the year 1997 and was made the Chief
77
Election Commissioner on 14.06.2001, on the expiry of
the term of Shri M.S. Gill, and he continued till
07.02.2004 (the term lasted two years and two hundred
and sixty-nine days). Thereafter, we may notice, for
the period 2000 to 2022, the details of the Election
Commissioners and the Chief Election Commissioners and
the length of the tenure, which is as follows:
Sl.
No.
Name of
Commissioner
Tenure as
EC
Tenure as
CEC
Length of
Tenure
1. T.S.
Krishnamurthy,
EC
Jan 2000 –
07.02.200
4
08.02.2004
-
15.05.2005
5 yrs 3
mts 16
days
2. B. B. Tandon,
EC
13.06.200
1 –
15.05.200
5
16.05.2005
-
29.06.2006
5 yrs 17
days
3. N.Gopalaswamy,
EC
08.02.200
4-
29.06.200
6
30.06.2006
-
20.04.2009
5 yrs 2
mts 13
days
4. Navin
B.Chawla, EC
16.05.200
5-
20.04.200
9
21.04.2009
-29-
07.2010
5 yrs 2
mts 14
days
5. Shri S.Y.
Quraishi, EC
30.06.200
6-
29.07.201
0
30.07.2010
-
10.06.2012
5 yrs 11
mts 12
days
6. Shri V.S.
Sampath, EC
21.04.200
9-
10.06.201
2
11.06.2012
-
15.01.2015
5 yrs 8
mts 26
days
7. H.S. Brahma, EC 24.08.201
0-
16.01.2015
-
18.04.2015
4 yrs 7
mts 26
days
78
15.01.201
5
8. Nasim Zaidi, EC 07.01.2012-
18.04.2015
19.04.2015-
05.07.2017
4 yrs 10
mts 29
days
9. Achal Kumar
Joti, EC
07.05.201
5-
08.07.201
7
06.07.2017
-
22.01.2018
2 years 8
mts 16
days
10. O.P. Rawat, EC 14.08.201
5-
22.01.201
8
23.01.2018
-
01.12.2018
3 yrs 3
mts 18
days
11. Sunil Arora, EC 31.08.201
7-01-
12.2018
02.12.2018
-
12.04.2021
3 yrs 7
mts 13
days
12. Ashok Lavasa,
EC
23.01.201
8-
31.08.202
0
(N/A
because of
voluntary
resignatio
n)
2 yrs 7
mts 9
days
13. Sushil
Chandra, EC
15.02.201
9-
12.04.202
1
13.04.2021
-
14.05.2022
3 yers 3
mts
14. Rajiv Kumar, EC 01.09.202
0-
18.02.202
5
15.05.2022
-
14.05.2022
4 yrs 8
mts 14
days
(expected
)
15. Anup Chandra
Pandey, EC
08.06.202
1-
14.02.202
4
2 yrs 8
mts 7
days
(expected
)
O. A CLOSER LOOK AT S.S. DANOA (SUPRA), THE 1991
ACT AND T.N. SESHAN (SUPRA)
53. It was on 07.10.1989 that the President, in
exercise of his powers under Clause 2 of Article 324
79
of the Constitution, fixed the number of Election
Commissioners as two. This was to continue until
further orders. Later on, on 16.10.1989, two persons
of which, one was Shri S.S. Dhanoa, were appointed as
the Election Commissioners. It was for the first time
after Independence that Election Commissioners were
appointed, thereby making the Election Commission of
India a multi-Member Commission. In other words, till
16.10.1989, the Chief Election Commissioner
constituted the Election Commission of India. The
multi-Member Commission was, however, a short-lived
affair. In less than three months’ time, on 01.01.1990,
exercising power under Article 324(2), the President
notified, with immediate effect, the rescinding of the
Notification dated 07.10.1989, by which Notification,
the two posts of Election Commissioner had been
created. Another Notification rescinding the
Notification dated 16.10.1989, by which the two
Election Commissioners were appointed, came to be
issued. The latter Notifications came to be challenged
by Shri S.S. Dhanoa before this Court. A Bench of two
learned Judges dismissed the Writ Petition. This Court
80
took the view, inter alia, that the framers of the
Constitution did not want to give same status to the
Election Commissioners as was conferred on the Chief
Election Commissioner. In the course of this Judgment
in S.S. Dhanoa v. Union of India and others13, this
Court, inter alia, observed as follows:
“17. … There is no doubt that there is an
important distinction between the Council of
Ministers and the Election Commission in that
whereas the Prime Minister or the Chief
Minister is appointed by the President or the
Governor and the other Ministers are appointed
by the President or the Governor on the advice
of the Prime Minister or the Chief Minister,
the appointment of both the Chief Election
Commissioner and the other Election
Commissioners as the law stands today, is made
by the President under Article 324(2) of the
Constitution. It has, however, to be noted that
the provisions of the said article have left
the matter of appointment of the Chief Election
Commissioner and the other Election
Commissioners to be regulated by a law to be
made by the Parliament, and the President
exercises the power of appointing them today
because of the absence of such law which has
yet to be made. …”
(Emphasis supplied)
54. We may notice paragraph 18, dealing with the manner
in which a multi-Member Commission must act.
13 (1991) 3 SCC 567
81
Thereafter, the Court went on to find that there was
really no need to have appointed the Election
Commissioners and, still further made the following
observations:
“26. There is no doubt that two heads are
better than one, and particularly when an
institution like the Election Commission is
entrusted with vital functions, and is armed
with exclusive uncontrolled powers to execute
them, it is both necessary and desirable that
the powers are not exercised by one individual,
however, all-wise he may be. It ill conforms
the tenets of the democratic rule. It is true
that the independence of an institution depends
upon the persons who man it and not on their
number. A single individual may sometimes prove
capable of withstanding all the pulls and
pressures, which many may not. However, when
vast powers are exercised by an institution
which is accountable to none, it is politic to
entrust its affairs to more hands than one. It
helps to assure judiciousness and want of
arbitrariness. The fact, however, remains that
where more individuals than one, man an
institution, their roles have to be clearly
defined, if the functioning of the institution
is not to come to a naught.”
(Emphasis supplied)
55. The Court found that it was not a case of removal
of the Election Commissioners within the meaning of the
second proviso to Article 324(5).
56. This led to certain changes in the 1991 Act. The
changes were introduced through an Ordinance published
82
in the Gazette of India on 01.10.1993. It, inter alia,
provided for a new Chapter III, which contemplates that
as far as possible, all business shall be transacted
unanimously (Section 10(2) of the 1991 Act). Section
10(3) provides that subject to Section 10(2), in case
of difference of opinion, the matter is to be decided
according to the opinion of the majority. This, it must
be noticed, was introduced in the context of the
observations in S.S. Dhanoa (supra). By the Ordinance
dated 01.10.1993, other far-reaching changes were
introduced, which, inter alia, provided for bringing
the Election Commissioners substantially on par with
the Chief Election Commissioner. The Chief Election
Commissioner, it must be noticed, under the 1991 Act,
was to be paid a salary equal to the Judge of the
Supreme Court. The Election Commissioner was to be paid
the salary equal to the Judge of the High Court. After
the amendment, they stand equated. The 1991 Act also
provided that the Chief Election Commissioner would be
entitled to continue in Office till the age of 65 years
whereas the Election Commissioner was to continue in
Office till he attains the age of 62 years. The age of
83
superannuation of the Chief Election Commissioner and
the Election Commissioner was brought on par by the
Ordinance insofar as both were entitled to continue for
a period of six years subject to their liability to
vacate Office should they attain the age of 65 years
before the expiry of six years from the date on which
they assumed Office. However, under the first proviso
to Article 324(5), the Chief Election Commissioner can
be removed from his Office only in the manner and on
the like grounds as the Judge of the Supreme Court of
India. The first proviso also prohibits the conditions
of service of the Chief Election Commissioner being
varied to his disadvantage after his appointment. In
the matter of the removal of the Election Commissioner
or a Regional Commissioner the second proviso to
Article 324(5) provides the safeguard for the Election
Commissioner or a Regional Commissioner that they
cannot be removed except on the recommendation of the
Chief Election Commissioner. On 01.10.1993, again, in
exercise of the powers under Article 324(2), the
President fixed until further orders, the number of
Election Commissioners other than the Chief Election
84
Commissioner at two. Two Election Commissioners also
came to be appointed w.e.f. 01.10.1993. The Ordinance,
which had been passed on 01.10.1993, became Act No. 4
of 1994 on 04.01.1994. This led to certain Writ
Petitions being filed calling in question the Ordinance
including at the instance of Shri T.N. Seshan, who, it
must be noticed, was appointed earlier on 12.12.1990
as the Chief Election Commissioner. He challenged the
Ordinance on various grounds. Matters engaged the
attention of the Constitution Bench and its decision
is reported in T.N. Seshan, Chief Election Commissioner
of India v. Union of India and others14. The
Constitution Bench, we may notice, made the following
observations:
“10. The Preamble of our Constitution
proclaims that we are a Democratic Republic.
Democracy being the basic feature of our
constitutional set-up, there can be no two
opinions that free and fair elections to our
legislative bodies alone would guarantee the
growth of a healthy democracy in the country.
In order to ensure the purity of the election
process it was thought by our Constitutionmakers that the responsibility to hold free and
fair elections in the country should be
entrusted to an independent body which would
be insulated from political and/or executive
14 (1995) 4 SCC 611
85
interference. It is inherent in a democratic
set-up that the agency which is entrusted the
task of holding elections to the legislatures
should be fully insulated so that it can
function as an independent agency free from
external pressures from the party in power or
executive of the day. This objective is
achieved by the setting up of an Election
Commission, a permanent body, under Article
324(1) of the Constitution. The
superintendence, direction and control of the
entire election process in the country has been
vested under the said clause in a commission
called the Election Commission. Clause (2) of
the said article then provides for the
constitution of the Election Commission by
providing that it shall consist of the CEC and
such number of ECs, if any, as the President
may from time to time fix. It is thus obvious
from the plain language of this clause that the
Election Commission is composed of the CEC and,
when they have been appointed, the ECs. The
office of the CEC is envisaged to be a
permanent fixture but that cannot be said of
the ECs as is made manifest from the use of
the words “if any”. Dr Ambedkar while
explaining the purport of this clause during
the debate in the Constituent Assembly said:
“Sub-clause (2) says that there shall be a
Chief Election Commissioner and such other
Election Commissioners as the President may,
from time to time appoint. There were two
alternatives before the Drafting Committee,
namely, either to have a permanent body
consisting of four or five members of the
Election Commission who would continue in
office throughout without any break, or to
permit the President to have an ad hoc body
appointed at the time when there is an election
on the anvil. The Committee has steered a
middle course. What the Drafting Committee
proposes by sub-clause (2) is to have
86
permanently in office one man called the Chief
Election Commissioner, so that the skeleton
machinery would always be available.”
It is crystal clear from the plain language of
the said clause (2) that our Constitutionmakers realised the need to set up an
independent body or commission which would be
permanently in session with at least one
officer, namely, the CEC, and left it to the
President to further add to the Commission such
number of ECs as he may consider appropriate
from time to time. Clause (3) of the said
article makes it clear that when the Election
Commission is a multi-member body the CEC shall
act as its Chairman. What will be his role as
a Chairman has not been specifically spelt out
by the said article and we will deal with this
question hereafter. Clause (4) of the said
article further provides for the appointment
of RCs to assist the Election Commission in the
performance of its functions set out in clause
(1). This, in brief, is the scheme of Article
324 insofar as the constitution of the Election
Commission is concerned.”
57. This Court went on to disagree with certain parts
of the Judgment in S.S. Dhanoa (supra). The Court,
inter alia, held that the Election Commission of India
can be a single-Member Body or a multi-Member Body. It
was further held as follows:
“16. While it is true that under the scheme of
Article 324 the conditions of service and
tenure of office of all the functionaries of
the Election Commission have to be determined
by the President unless determined by law made
by Parliament, it is only in the case of the
87
CEC that the first proviso to clause (5) lays
down that they cannot be varied to the
disadvantage of the CEC after his appointment.
Such a protection is not extended to the ECs.
But it must be remembered that by virtue of
the Ordinance the CEC and the ECs are placed
on a par in the matter of salary, etc. Does
the absence of such provision for ECs make the
CEC superior to the ECs? The second ground
relates to removability. In the case of the CEC
he can be removed from office in like manner
and on the like ground as a Judge of the Supreme
Court whereas the ECs can be removed on the
recommendation of the CEC. That, however, is
not an indicia for conferring a higher status
on the CEC. To so hold is to overlook the scheme
of Article 324 of the Constitution. It must be
remembered that the CEC is intended to be a
permanent incumbent and, therefore, in order
to preserve and safeguard his independence, he
had to be treated differently. That is because
there cannot be an Election Commission without
a CEC. That is not the case with other ECs.
They are not intended to be permanent
incumbents. Clause (2) of Article 324 itself
suggests that the number of ECs can vary from
time to time. In the very nature of things,
therefore, they could not be conferred the type
of irremovability that is bestowed on the CEC.
If that were to be done, the entire scheme of
Article 324 would have to undergo a change. In
the scheme of things, therefore, the power to
remove in certain cases had to be retained.
Having insulated the CEC from external
political or executive pressures, confidence
was reposed in this independent functionary to
safeguard the independence of his ECs and even
RCs by enjoining that they cannot be removed
except on the recommendation of the CEC. This
is evident from the following statement found
in the speech of Shri K.M. Munshi in the
Constituent Assembly when he supported the
amended draft submitted by Dr Ambedkar:
88
“We cannot have an Election Commission sitting
all the time during those five years doing
nothing. The Chief Election Commissioner will
continue to be a whole-time officer performing
the duties of his office and looking after the
work from day to day but when major elections
take place in the country, either Provincial
or Central, the Commission must be enlarged to
cope with the work. More members therefore have
to be added to the Commission. They are no
doubt to be appointed by the President.
Therefore, to that extent their independence
is ensured. So there is no reason to believe
that these temporary Election Commissioners
will not have the necessary measure of
independence.”
Since the other ECs were not intended to be
permanent appointees they could not be granted
the irremovability protection of the CEC, a
permanent incumbent, and, therefore, they were
placed under the protective umbrella of an
independent CEC. This aspect of the matter
escaped the attention of the learned Judges who
decided Dhanoa case [(1991) 3 SCC 567] . We are
also of the view that the comparison with the
functioning of the executive under Articles 74
and 163 of the Constitution in paragraph 17 of
the judgment, with respect, cannot be said to
be apposite.”
(Emphasis supplied)
58. Dealing with the argument that as the Chief
Election Commissioner is designated as the Chairman,
it put him on a higher pedestal, this Court, inter
alia, held as follows:
“19. … The function of the Chairman would,
therefore, be to preside over meetings,
preserve order, conduct the business of the
day, ensure that precise decisions are taken
89
and correctly recorded and do all that is
necessary for smooth transaction of business.
The nature and duties of this office may vary
depending on the nature of business to be
transacted but by and large these would be the
functions of a Chairman. He must so conduct
himself at the meetings chaired by him that he
is able to win the confidence of his colleagues
on the Commission and carry them with him. This
a Chairman may find difficult to achieve if he
thinks that others who are members of the
Commission are his subordinates. The functions
of the Election Commission are essentially
administrative but there are certain
adjudicative and legislative functions as
well. The Election Commission has to lay down
certain policies, decide on certain
administrative matters of importance as
distinguished from routine matters of
administration and also adjudicate certain
disputes, e.g., disputes relating to allotment
of symbols. Therefore, besides administrative
functions it may be called upon to perform
quasi-judicial duties and undertake
subordinate legislation-making functions as
well. See Mohinder Singh Gill v. Chief
Election Commr [(1978) 1 SCC 405 : (1978) 2 SCR
272] . We need say no more on this aspect of
the matter.”
59. Still further, we may notice the following
discussion, which brings out the rationale for treating
the Chief Election Commissioner differently from the
Elections Commissioners:
“21. We have pointed out the distinguishing
features from Article 324 between the position
of the CEC and the ECs. It is essentially on
account of their tenure in the Election
90
Commission that certain differences exist. We
have explained why in the case of ECs the
removability clause had to be different. The
variation in the salary, etc., cannot be a
determinative factor otherwise that would
oscillate having regard to the fact that the
executive or the legislature has to fix the
conditions of service under clause (5) of
Article 324. The only distinguishing feature
that survives for consideration is that in the
case of the CEC his conditions of service
cannot be varied to his disadvantage after his
appointment whereas there is no such safeguard
in the case of ECs. That is presumably because
the posts are temporary in character. But even
if it is not so, that feature alone cannot lead
us to the conclusion that the final word in
all matters lies with the CEC. Such a view
would render the position of the ECs to that
of mere advisers which does not emerge from the
scheme of Article 324.”
(Emphasis supplied)
60. It is clear that the founding fathers intended that
the elections in the country must be under the
superintendence, direction and control of an
independent Body. The Body is the Election Commission
of India. Under Article 324, the Chief Election
Commissioner is an unalterable feature or figure. A
Commission can consist of only the Chief Election
Commissioner. A multi-Member Commission was also
contemplated by the founding fathers. However, the post
91
of Election Commissioner was to be need based. For
nearly four decades, there was no Election
Commissioner. As we have noticed, it is on 16.10.1989
that the first two Election Commissioners were
appointed. In regard to the appointment of the Chief
Election Commissioner and other Election
Commissioners, the Constitution does not provide for
any criteria. It does not fix any qualifications. It
does not prescribe any disqualifications in the matter
of appointment as either Chief Election Commissioner
or Election Commissioner.
61. The appointees have been bureaucrats drawn from
the Civil Services. Article 324(5) deals with the
conditions of service and tenure of Office of the
Election Commissioners and the Regional Commissioners.
Till Parliament made any law with regard to the same,
the founding fathers clothed the President with power
to lay down the conditions of service and tenure of
Office by Rule. It is to lay down the conditions of
service and tenure of Office that Parliament has
enacted the 1991 Act. The first proviso to sub-Article
324(5) acts as a guarantee against the removal of the
92
Chief Election Commissioner except on like grounds and
a similar manner a Judge of the Supreme Court can be
removed. The conditions of service of the Chief
Election Commissioner shall not be varied to his
disadvantage after his appointment. This means that
Parliament cannot, nor can the Government by Rule,
either remove the Chief Election Commissioner, except
by impeaching him in the manner provided for the
removal of a Judge of Supreme Court nor can Parliament
make law nor Government a Rule to vary the conditions
of service of the Chief Election Commissioner to his
disadvantage, after he is appointed. The first proviso
to Article 324(5) operates as a singular insulation to
protect the Chief Election Commissioner from either
being arbitrarily removed or his conditions of service
being varied to his disadvantage. But as contemplated
by the founding fathers, protection against arbitrary
removal or protection against varying of conditions of
the appointment were not the sole safeguards. Far more
vital was the appointment of the ‘right man’ and the
need to take it out of the exclusive hands of the
executive.
93
P. THE CLAMOUR FOR REFORMS
62. In the year 1990, the Government of India
constituted a Committee under the Chairmanship of the
then Law Minister, Shri Dinesh Goswami and it is
hereinafter referred to as the ‘Goswami Committee’. It
made several recommendations relating to electoral
reforms. The Committee, inter alia, recommended as
follows:
“CHAPTER II
Electoral Machinery
1. Set up of multi-member Commission
1. The Election Commission should be a multimember body with three members.
2. The Chief Election Commissioner should be
appointed by the President in consultation with
the Chief Justice of India and the Leader of
the Opposition (and in case no Leader of
Opposition is available, the consultation
should be with the Leader to the largest
opposition group in the Lok Sabha).
3. The consultation process should have a
statutory backing.
4. The appointment of other two Election
Commissioners should be made in consultation
with Chief Justice of India, the Leader of the
Opposition (in case no Leader of Opposition is
available, the consultation should be with the
Leader to the largest opposition group in the
Lok Sabha) and the Chief Election Commissioner.
5. The appointment of Regional Commissioners
for different zones is not favoured. Such
94
appointments should be made only as and when
necessary and not on a permanent footing.
2. Steps for securing independence of the
Commission
6. The protection of salary and other allied
matters relating to the Chief Election
Commissioner and the Election Commissioners
should be provided for in the Constitution
itself on the analogy of the provisions in
respect of the Chief Justice and Judges of the
Supreme Court. Pending such measures being
taken, a parliamentary law should be enacted.
7. The expenditure of the Commission should
continue to be 'voted' as of now.
8. The Chief Election Commissioner and the
Election Commissioners should be made
ineligible not only for any appointment under
the Government but also to any office including
the office of Governor appointment to which is
made by the President.
9. The tenure of the Chief Election
Commissioner and other Election Commissioners
should be for a term of five years or sixtyfive years of age, whichever is later and they
should in no case continue in office beyond
sixty-five years and for more than ten years
in all.”
63. In the year 1991, Parliament enacted the Election
Commission (Conditions of Service of Election
Commissioners and Transaction of Business) Act, 1991.
Section 3 provides, as it stands, that there shall be
paid to the Chief Election Commissioner and other
Election Commissioners a salary, which is equal to the
95
salary of the Judge of the Supreme Court. Section 4
deals with the term of Office and reads as follows:
“4. Term of office. —The Chief Election
Commissioner or an Election Commissioner shall
hold office for a term of six years from the
date on which he assumes his office:
Provided that where the Chief Election
Commissioner or an Election Commissioner
attains the age of sixty-five years before the
expiry of the said term of six years, he shall
vacate his office on the date on which he
attains the said age:
Provided further that the Chief Election
Commissioner or an Election Commissioner may,
at any time, by writing under his hand
addressed to the President, resign his office.
Explanation.—For the purpose of this section,
the term of six years in respect of the
Chief Election Commissioner or an Election
Commissioner holding office immediately before
the commencement of this Act, shall be
computed from the date on which he had
assumed office.”
64. Section 5 deals with the leave available to both
the Chief Election Commissioner or an Election
Commissioner. The power to grant relief or refuse leave
to them vests with the President. Section 6 deals with
their right to pension. Section 7 deals with the right
96
to subscribe to the general provident fund. Section 8
provides for other conditions of service:
“8. Other conditions of service.—Save as
otherwise provided in this Act, the conditions
of service relating to travelling allowance,
provision of rent-free residence and exemption
from payment of income-tax on the value of such
rent-free residence, conveyance facilities,
sumptuary allowance, medical facilities and
such other conditions of service as are, for
the time being, applicable to a Judge of the
Supreme Court under Chapter IV of the Supreme
Court Judges (Conditions of Service) Act, 1958
(41 of 1958) and the rules made thereunder,
shall, so far as may be, apply to the Chief
Election Commissioner and other Election
Commissioners.”
65. Under Section 9, the business of the Election
Commissioner is to be transacted in accordance with the
1991 Act. Section 10 provides for disposal of business
by Election Commission, it reads as follows:
“10. Disposal of business by Election
Commission. — (1) The Election Commission may,
by unanimous decision, regulate the procedure
for transaction of its business as also
allocation of its business amongst the Chief
Election Commissioner and other Election
Commissioners.
(2) Save as provided in sub-section (1), all
business of the Election Commission shall, as
far as possible, be transacted unanimously.
(3) Subject to the provisions of sub-section
(2), if the Chief Election Commissioner and
97
other Election Commissioners differ in opinion
on any matter, such matter shall be decided
according to the opinion of the majority.”
66. In the year 1993, the Government of India
constituted, what is known as the ‘Vohra Committee’.
It made certain recommendations in regard to the CBI
and the IB. Five years thereafter, in 1998, Government
of India appointed a Committee under the Chairmanship
of Shri Indrajit Gupta Committee on State funding of
elections. The Committee submitted its Report in
December, 1998. The conclusion and summary of the
recommendations are found in Chapter 9 and they include
various recommendations relating to funding of
political parties.
67. In the year 2002, a National Commission for
reviewing the work of the Constitution, under the
Chairmanship of the Former Chief Justice of India, M.N.
Venkatachaliah, made 58 recommendations involving
amendments to the Constitution, 86 recommendations
relating to legislative measures and the rest involved
Executive action. In relation to electoral processes
and political parties, various recommendations were
98
made by the Commission. One of the recommendations,
which is of relevance to the cases before us is as
follows:
“The Chief Election Commissioner and the other
Election Commissioners should be appointed on
the recommendation of a Body consisting of the
Prime Minister, Leader of the Opposition in the
Lok Sabha, the Leader of the Opposition in the
Rajya Sabha, the Speaker of the Lok Sabha and
the Deputy Chairman of the Rajya Sabha. It was
further recommended that similar procedure
should be adopted in the case of appointment
of the State Election Commissioners.”
68. In the year 2004, the Election Commission of India,
on 02.08.2004 made certain proposal on electoral
reforms to the Government of India. The proposals
included affidavits to be filed by candidates on
criminal antecedents, their assets, etc. The aspect
about criminalisation of politics is noted as an issue
being raised by the Commission from 1998 onwards. The
Commission was of the opinion that keeping a person
accused of a serious criminal charge and where the
Court had framed charges, out of the electoral arena,
would be a reasonable restriction in greater public
interest. Among the various reforms it proposed, we
notice the following:
99
“12. COMPOSITION OF ELECTION COMMISSION AND
CONSTITUTIONAL PROTECTION OF ALL MEMBERS OF THE
COMMISSION AND INDEPENDENT SECRETARIAT FOR THE
COMMISSION
Election Commission of India is an independent
constitutional body created by the
Constitution of India vide Article 324. Clause
(I) of Article 324 has vested the
superintendence, direction and control of the
preparation of electoral rolls for, and the
conduct of, all elections to Parliament and to
the Legislature of every State and of elections
to the offices of President and Vice-President
of India in the Election Commission.
Under Clause (2) of Article 324, the Election
Commission shall consist of the Chief Election
Commissioner and such number of other Election
Commissioners, if any, as the President may
from to time fix and the appointment of the
Chief Election Commissioner and Election
Commissioners shall, subject to the provisions
of any law made in that behalf by Parliament,
be made by the President.
The President has, by Order dated 1.10.1993
under Clause (2) of Article 324, fixed the
number of Election Commissioners as two until
further orders.
Although the Constitution permits the
President to fix the number of Election
Commissioners at any number without any limit,
it is felt that in the interest of smooth and
effective functioning of the Election
Commission, the number of Election
Commissioners should not be unduly large and
should remain as two as presently fixed, in
addition to the Chief Election Commissioner.
The three-member body is very effective in
dealing with the complex situations that arise
in the course of superintending, directing and
100
controlling the electoral process, and allows
for quick responses to developments in the
field that arise from time to time and require
immediate solution. Increasing the size of this
body beyond the existing three-member body
would, in the considered opinion of the
Commission, hamper the expeditious manner in
which it has necessarily to act for conducting
the elections peacefully and in a free and fair
manner.
In order to ensure the independence of the
Election Commission and to keep it insulated
from external pulls and pressures, Clause (5)
of Article 324 of the Constitution, inter alia,
provides that the Chief Election Commissioner
shall not be removed from his office except in
like manner and on like grounds as a Judge of
the Supreme Court. However, that Clause (5) of
Article 324 does not provide similar protection
to the Election Commissioners and it merely
says that they cannot be removed from office
except on the recommendation of the Chief
Election Commissioner. The provision, in the
opinion of the Election Commission, is
inadequate and requires an amendment to provide
the very same protection and safeguard in the
matter of removability of Election
Commissioners from office as is available to
the Chief Election Commissioner.
The independence of the Election Commission
upon which the Constitution makers laid so much
stress in the Constitution would be further
strengthened if the Secretariat of the Election
Commission consisting of officers and staff at
various levels is also insulated from the
interference of the Executive in the matter of
their appointments, promotions, etc., and all
such functions are exclusively vested in the
Election Commission on the lines of the
Secretariats of the Lok Sabha, and Rajya Sabha,
Registries of the Supreme Court and High
Courts, etc. Independent Secretariat is vital
101
to the functioning of the Election Commission
as an independent constitutional authority. In
fact, the provision of independent Secretariat
to the Election Commission has already been
accepted in principle by the Goswami Committee
on Electoral Reforms and the Government had,
in the Constitution (Seventieth Amendment)
Bill, 1990, made a provision also to that
effect. That Bill was, however, withdrawn in
1993 as the Government proposed to bring in a
more comprehensive Bill.”
(Emphasis supplied)
69. As regards expenses of Election Commission, we find
the following complaint and solution:
“13. EXPENSES OF ELECTION COMMISSION TO BE
TREATED AS CHARGED
The Commission had sent a proposal that the
expenditure of the Commission should be charged
on the Consolidated Fund of India. The
Government had moved in the 10th Lok Sabha “The
Election Commission (Charging of Expenses on
the Consolidated Fund of India) Bill, 1994”
with the objective of providing for the
salaries, allowances and pension payable to the
Chief Election Commissioner and other Election
Commissioners and the administrative expenses
including salaries, allowances and pension of
the staff of the Election Commission to be
expenditure charged upon the Consolidated Fund
of India. Similar provisions already exist in
respect of the Supreme Court, Comptroller &
Auditor General and the Union Public Service
Commission, which are, like the Election
Commission, independent constitutional bodies.
To secure its independent functioning the
Commission is of the opinion that the Bill,
102
which lapsed with the dissolution of the 10th
Lok Sabha in 1996, needs reconsideration.”
70. The next milestone to be noticed is the Second
Administrative Reforms Commission Report made in
January, 2007. The Commission consisted of Shri
Veerappa Moily, the then Law Minister, as its
Chairperson and five other Members. We find the
following in the summary of its recommendations, inter
alia. It recommended that the Collegium headed by the
Prime Minister, with the Speaker of the Lok Sabha, the
leader of the Opposition in the Lok Sabha, the Law
Minister and the Deputy Chairman of the Rajya Sabha,
as Members, should make recommendations for
consideration of the President for appointment of the
Chief Election Commissioner and the Election
Commissioners. In the year 2010, the Ministry of Law
and Justice, Government of India, had constituted a
Committee on Electoral Reforms. The Report, it made,
in the year 2010 indicates the background which led to
the constitution of the Committee. Reference is made
to various earlier Reports as also the efforts being
made by the Election Commission. It made various
103
recommendations relating to electoral reforms. Under
the head ‘measures for Election Commission’, an update
on the Election Commission’s recommendations, includes
the following:
Sl.
No.
Proposal of the
Election Commission
Status/Remarks.
12 Composition of
Election Commission
and Constitutional
Protection of all
Members of the
Commission and
Independent
Secretariat for the
Commission.
It was decided to
include it as a
proposal for
regional and
national
consultation.
13. Expenses of Election
Commission to be
Treated as Charged.
The proposal to
make the expenses
of the Election
Commission of India
‘charged’ was
considered by the
Dinesh Goswami
Committee but was
not favoured. In
1994, the
Government,
however, introduced
the Election
Commission
(Charging of
Expenses on the
Consolidated Fund
of India) Bill,
1994 in Lok Sabha
on 16.12.94 which
lapsed on the
dissolution of the
104
Tenth Lok Sabha.
The DepartmentRelated
Parliamentary
Standing Committee
on Home Affairs in
its 24th Report on
the said Bill
presented to Raja
Sabha on 28.11.1995
and was of the
considered view
that there is no
need of passing the
proposed Bill and
recommends that the
Bill be dropped.
The Election
Commission of India
again made a
similar proposal in
1997 which was
placed before
political parties
in the all party
meeting held on
22.5.1998 but no
view was taken.
Again, the Election
Commission of India
made the same
proposal in May,
2003 and on the
direction of the
then Hon’ble Prime
Minister the same
was placed before
the political
parties in the all
party meeting held
on 29.1.2003. The
debate on the
105
proposal remained
inconclusive.
"
71. In regard to appointment of Chief Election
Commissioner and other Election Commissioners, we
notice the following remarks:
(4) Appointment of
Chief Election
Commissioner (CEC)
and other Election
Commissioners (EC)
and consequential
matters:-
One of the Chief
Election
Commissioners has
requested the
Government to have
a collegium
consisting of the
Prime Minister and
Leader of
Opposition etc. who
is empowered to
make
recommendations for
appointments of the
CEC and ECs.
Further, it has
also been suggested
that there should
be complete ban for
ten years after
retirement from the
post of CEC to any
political party.
(Emphasis supplied)”
72. In the year 2015, Law Commission of India, in its
Two Hundred and Fifty Fifth Report dated 12.03.2015,
dealing with the electoral reforms in India, made
various recommendations in regard to strengthening the
106
Office of the Election Commission of India. After
referring to Article 324(2), the fact of the
appointments being discussed in the Constituent
Assembly, Article 324(2) leaving it to the Parliament
to legislate, the recommendation of the Goswami
Committee in 1990, we find the following discussion:
“6.10.4 This was followed by the introduction
of the Constitution (Seventieth Amendment)
Bill 1990, which was introduced in the Rajya
Sabha on 30th May 1990 providing that the CEC
would be appointed by the President after
consultation with the Chairman of the Rajya
Sabha, the Speaker of the Lok Sabha, and the
Leader of the Opposition (or the leader of the
largest party) in the Lok Sabha. The CEC was
further made a part of the consultative process
in the appointment of the Election
Commissioners. However, on 13th June 1994, the
Government moved a motion to withdraw the Bill,
which was finally withdrawn with the leave of
the Rajya Sabha on the same day.
6.10.5 Consequently, in the absence of any
Parliamentary law governing the appointment
issue, the Election Commissioners are
appointed by the government of the day, without
pursuing any consultation process. This
practice has been described as requiring the
Law Ministry to get the file approved by the
Prime Minister, who then recommends a name to
the President. Thus, there is no concept of
collegium and no involvement of the opposition.
6.10.6 The Commissioners are appointed for a
six year period, or up to the age of 65 years,
whichever is earlier. Further, there are no
prescribed qualifications for their
appointment, although convention dictates that
107
only senior (serving or retired) civil
servants, of the rank of the Cabinet Secretary
or Secretary to the Government of India or an
equivalent rank, will be appointed. The Supreme
Court in Bhagwati Prashad Dixit Ghorewala v
Rajiv Gandhi rejected the contention that the
CEC should possess qualifications similar to
that of a Supreme Court judge, despite being
placed on par with them in terms of the removal
process.”
73. We find that under the caption ‘Comparative
Practices’, the Report contains the following
discussion:
“(ii) Comparative practices
6.11.1 An examination of comparative practices
is instructive. In South Africa, the
Independent Electoral Commission comprises of
five members, including one judge. They are
appointed by the President on the
recommendations of the National Assembly,
following nominations by a National Assembly
inter-party committee, which receives a list
of at least eight candidates. This list of (at
least) eight nominees is recommended by the
Selection Committee, which has four members
being, the President of the Constitutional
Court; a representative of the Human Rights
Commission and the Commission on Gender
Equality each; and the Public Prosecutor.
6.11.2 In Ghana too, the seven member Election
Commission is appointed by the President on the
advice of the Council of State, with the
Chairman and two Deputy Chairmen having
permanent tenure.
108
6.11.3 In Canada, the Chief Electoral Officer
of “Elections Canada” is appointed by a House
of Commons resolution for a non-renewable tenyear term, and to protect their independence
from the government, he/she reports directly
to Parliament. In the United States, the six
Federal Election Commissioners are appointed
by the President with the advise and consent
of the Senate. The Commissioners can be members
of a political party, although not more than
three Commissioners can be members of the same
party.
6.11.4 In all these cases thus, it is clear
that the appointment of the Election
Commissioners or the electoral officers is a
consultative process involving the Executive/
Legislature/other independent bodies.”
74. Thereafter, under the caption ‘the
Recommendation’, we find the following:
“(iii) Recommendations
6.12.1 Given the importance of maintaining the
neutrality of the ECI and to shield the CEC
and Election Commissioners from executive
interference, it is imperative that the
appointment of Election Commissioners becomes
a consultative process.
6.12.2 To this end, the Commission adapts the
Goswami Committee’s proposal with certain
modifications. First, the appointment of all
the Election Commissioners (including the CEC)
should be made by the President in consultation
with a three-member collegium or selection
committee, consisting of the Prime Minister,
the Leader of the Opposition of the Lok Sabha
(or the leader of the largest opposition party
109
in the Lok Sabha in terms of numerical
strength) and the Chief Justice of India. The
Commission considers the inclusion of the Prime
Minister is important as a representative of
the current government.
6.12.3 Second, the elevation of an Election
Commissioner should be on the basis of
seniority, unless the three member
collegium/committee, for reasons to be
recorded in writing, finds such Commissioner
unfit.
6.12.4 Such amendments are in consonance with
the appointment process in Lokpal and
Lokayuktas Act, 2013, the Right to Information
Act, 2005 and the Central Vigilance Commission
Act, 2003.
6.12.5 Pursuant to Article 324(2), an amendment
can be brought to the existing Election
Commission (Conditions of Service of Election
Commissioners and Transaction of Business)
Act, 1991 to amend the title and insert a new
Chapter 1A on the appointment of Election
Commissioners and the CEC as follows:
• Act and Short Title: The Act should be
renamed the “Election Commission (Appointment
and Conditions of Service of Election
Commissioners and Transaction of Business)
Act, 1991”.
• The short title should state, “An Act to
determine the appointment and conditions of
service of the Chief Election Commissioner and
other Election Commissioners and to provide for
the procedure for transaction of business by
the Election Commission and for matters
connected therewith or incidental thereto.”
• Chapter I-A – Appointment of Chief Election
Commissioner and Election Commissioners.
110
2A. Appointment of Chief Election Commissioner
and Election Commissioners – (1) The Election
Commissioners, including the Chief Election
Commissioners, shall be appointed by the
President by warrant under his hand and seal
after obtaining the recommendations of a
Committee consisting of:
(a) the Prime Minister of India – Chairperson
(b) the Leader of the Opposition in the House
of the People – Member
c) the Chief Justice of India – Member
Provided that after the Chief Election
Commissioner ceases to hold office, the seniormost Election Commissioner shall be appointed
as the Chief Election Commissioner, unless the
Committee mentioned in sub-section (1) above,
for reasons to be recorded in writing, finds
such Election Commissioner to be unfit.
Explanation: For the purposes of this subsection, “the Leader of the Opposition in the
House of the People” shall, when no such Leader
has been so recognised, include the Leader of
the single largest group in opposition of the
Government in the House of the People.”
75. In regard to the aspect about the permanent and
independent Secretariat of the Election Commission of
India, it was noticed that to give effect to the Goswami
Committee recommendation, the Constitution Seventieth
Amendment Bill, 1990 was introduced on 30.05.1990 and
that it was subsequently withdrawn in 1993 in view of
the changed composition of the Election Commission of
India, on it becoming a multi-Member Body pursuant to
111
the 1991 Act and on the ground that the Bill needed
some amendments. The Bill, however, the Law Commission
noticed, was never introduced. Thereafter, the Law
Commission referred to the recommendations of the
Election Commission itself for seeking appointment of
an independent Secretariat. The Law Commission,
accordingly, recommended insertion of Article 324(2A),
inter alia, providing for a separate, independent and
permanent secretarial staff for the Election
Commission. In regard to the need for equating the two
Election Commissioners with the Chief Election
Commissioner and noting that Election Commissioners
were clearly superior to the Regional Commissioners,
the Law Commission recommended changes in Article
324(5) as well. The amended Article 324, as proposed
by the Law Commission of India, in its Report, reads
as follows:
“324. Superintendence, direction and control
of elections to be vested in an Election
Commission. - (1) The superintendence,
direction and control of the preparation of the
electoral rolls for, and the conduct of, all
elections to Parliament and to the Legislature
of every State and of elections to the offices
of President and Vice-President held under this
Constitution shall be vested in a Commission
112
(referred to in this Constitution as the
Election Commission)
(2) The Election Commission shall consist of
the Chief Election Commissioner and such number
of other Election Commissioners, if any, as the
President may from time to time fix and the
appointment of the Chief Election Commissioner
and other Election Commissioners shall,
subject to the provisions of any law made in
that behalf by Parliament, be made by the
President.
(2A) (1): The Election Commission shall have a
separate independent and permanent secretarial
staff.
(2) The Election Commission may, by rules
prescribed by it, regulate the recruitment, and
the conditions of service of persons appointed,
to its permanent secretarial staff.
(3) When any other Election Commissioner is so
appointed the Chief Election Commissioner
shall act as the Chairman of the Election
Commission.
(4) Before each general election to the House
of the People and to the Legislative Assembly
of each State, and before the first general
election and thereafter before each biennial
election to the Legislative Council of each
State having such Council, the President may
also appoint after consultation with the
Election Commission such Regional
Commissioners as he may consider necessary to
assist the Election Commission in the
performance of the functions conferred on the
Commission by clause (1).
(5): Subject to the provisions of any law made
by Parliament, the conditions of service and
tenure of office of the Regional Commissioners
113
shall be such as the President may by rule
determine;
Provided that the Chief Election Commissioner
and any other Election Commissioner shall not
be removed from his office except in like
manner and on the like grounds as a Judge of
the Supreme Court and the conditions of service
of the Chief Election Commissioner and any
other Election Commissioner shall not be varied
to his disadvantage after his appointment:
Provided further that a Regional Commissioner
shall not be removed from office except on the
recommendation of the Chief Election
Commissioner.
(6) The President, or the Governor of a State,
shall, when so requested by the Election
Commission, make available to the Election
Commission or to a Regional Commissioner such
staff as may be necessary for the discharge of
the functions conferred on the Election
Commission by clause (1).”
76. There is a newspaper Report of The Hindu dated
04.06.2012, which appears to project the demand of Shri
L.K. Advani, that a Collegium be put in place for
appointment to the Constitutional Body and taking the
stand that the present system of appointment did not
inspire confidence among the people. There is also a
reference to the Report of the Citizens Commission of
Elections. It appears to be prepared by the former
Judge of this Court Shri Madan B. Lokur and Shri Wajahat
114
Habibullah, a former Chief Information Commissioner.
In the said Report, we find the Article ‘Are Elections
in India Free and Fair’ by Shri M.G. Devasahayan. Under
the head ‘ECI – functioning an autonomy’, we find the
following criticism:
▪ ECI has plenipotentiary powers drawn from
Article 324 of the Constitution of India to
conduct free and fair election.
▪ In addition, Supreme Court has ruled: “when
Parliament or any State Legislature made valid
law relating to, or in connection to elections,
the Commission, shall act in conformity with,
not in violation of such provisions, but where
such law is silent, Article 324 is a reservoir
of power to act for the avowed purpose of
pushing forward a free and fair election with
expedition…”.
▪ But ECI is just not using such powers,
because ECs are the appointees of the
Government of the day and not through an
independent process of collegium. The case of
one dissenting EC, who was side-lined and then
eased out has caused irretrievable damage to
ECI’s independence and integrity!
▪ This compromises the autonomy of the ECI
and creates doubts about the neutrality of the
CEC and the ECs, and consequently, the
neutrality of the Commission itself. This poses
serious danger to the fairness and integrity
of not only the elections, but democracy
itself…”
(Emphasis supplied)
77. In the year 2016, we find the following proposed
electoral reforms essentially related to Article
115
324(5), being proposals made by the Election Commission
itself.
“Clause (5) of Article 324 of the Constitution
provides that the Chief Election Commissioner
shall not be removed from his office except in
the same manner and on the same grounds as a
Judge of the Supreme Court. The Chief Election
Commissioner and the two Election
Commissioners enjoy the same decision making
powers which is suggestive of the fact that
their powers are at par with each other.
However, Clause (5) of Article 324 of the
Constitution does not provide similar
protection to the Election Commissioners and
it merely says that they cannot be removed from
office except on the recommendation of the
Chief Election Commissioner.
The reason for giving protection to a Chief
Election Commissioner as enjoyed by a Supreme
Court Judge in matters of removability from
office was in order to ensure the independence
of Commission from external pulls and pressure.
However, the rationale behind not affording
similar protection to other Election
Commissioners is not explicable. The element
of 'independence' sought to be achieved under
the Constitution is not exclusively for an
individual alone but for the whole institution.
Thus, the independence of the Commission can
only be strengthened if the Election
Commissioners are also provided with the same
protection as that of the Chief Election
Commissioner.
Proposed amendment
The present constitutional guarantee is
inadequate and requires an amendment to provide
the same protection and safeguard in the matter
of removability of Election Commissioners as
is available to the Chief Election
Commissioner.”
116
Q.SEPARATION OF POWERS AND JUDICIAL ACTIVISM
78. In I. C. Golak Nath and Others v. State of Punjab
and Another,
15 Justice Subba Rao held speaking for this
Court:
“It (the Constitution) demarcates their
jurisdiction minutely and expects them to
exercise their respective powers without
overstepping their limits. They should
function within the spheres allotted to them.
No authority created under the Constitution is
supreme; the Constitution is supreme and all
the authorities function under the supreme law
of the land.”
79. What is this jurisdiction which is demarcated?
Justice R.S.Pathak speaking for the Bench in Bandhua
Mukti Morcha v. Union of India and Others16 held:
“It is a common place that while the
Legislature enacts the law the Executive
implements it and the Court interpret it and,
in doing so, adjudicates on the validity of
executive action and, under our Constitution,
even judges the validity of the legislation
itself.”
The question would arise as to whether the
powers/functions are cast in stone or whether the
15 AIR 1967 SC 1643
16(1984) 3 SCC 161
117
aforesaid powers/functions can legitimately be
exercised/discharged by the other organs. We may in
this regard again advert to what this Court held in the
aforesaid case (supra):
“And yet it is well recognized that in a
certain sphere the Legislature is possessed of
judicial power, the executive possesses a
measure of both legislative and judicial
functions, and the court, in its duty of
interpreting the law, accomplishes in its
perfect action in a marginal degree of
legislative exercise. Nonetheless a fine and
delicate balance is envisaged under our
Constitution between these primary
institutions of the State.”
80. The High Courts and this Court make Rules under
the power granted to them. No doubt, they will be acting
as delegates of the Legislature but the exercise of
power in such cases would be legislative in nature.
When an Ordinance is made under Article 123 by the
Executive, that is, the Union of India, it is a case
of the Executive exercising legislative power. When
Parliament adjudges a man guilty of contempt of itself
and punishes him, the proceedings are informed by the
attribute of judicial power.
118
81. It cannot be disputed that there is no strict
demarcation or separation of powers in India unlike the
position obtaining in the United States of America and
Australia. (See In Re. Delhi Laws Act, 191217). The
doctrine of separation of powers, no doubt, has been
eloquently expounded by Montesquieu in his work “The
Spirit of Laws” and the basis on which it rests is the
imperative need to avoid concentration of power in one
or two organs. Undoubtedly, an observance of doctrine
of separation of powers has been traced to the
principle of equality (See Madras Bar Association v.
Union of India18. Justice Y.V. Chandrachud, as His
Lordship then was, speaking in Indira Nehru Gandhi v.
Raj Narain & Ors.
19 held inter alia as follows:
“But the principle of separation of powers is
not a magic formula for keeping the three
organs of the State within the strict confines
of their functions.”
82. Separation of powers as understood as prevailing
in India constitutes a part of the basic structure of
17 AIR 1951 SC 332
18 2021 SCC OnLine SC 463
19 (1975) Suppl. SCC 1
119
the Constitution of India (See His Holiness Kesavananda
Bharati Sripadagalvaru v. State of Kerala and Another20)
and I.R. Coelho (Dead) by LRs v. State of T.N.
21
83. In Indian Aluminium Co. and others v. State of
Kerala and others22, this Court, while dealing with the
alleged encroachment by the Legislature of the
boundaries set by the Doctrine of Separation of Powers
laid down, inter alia, as follows:
“(1) The adjudication of the rights of the
parties is the essential judicial function.
Legislature has to lay down the norms of
conduct or rules which will govern the parties
and the transactions and require the court to
give effect to them;
(2) The Constitution delineated delicate
balance in the exercise of the sovereign power
by the legislature, executive and judiciary;
(3) In a democracy governed by the rule of law,
the legislature exercises the power under
Articles 245 and 246 and other companion
articles read with the entries in the
respective lists in the Seventh Schedule to
make the law which includes power to amend the
law.
(4) Courts in their concern and endeavour to
preserve judicial power equally must be guarded
to maintain the delicate balance devised by the
20 (1973) 4 SCC 225
21 (2007) 2 SCC 1
22 (1996) 7 SCC 637
120
Constitution between the three sovereign
functionaries. In order that the rule of law
permeates to fulfil constitutional objectives
of establishing an egalitarian social order,
the respective sovereign functionaries need
free play in their joints so that the march of
social progress and order remains unimpeded.
The smooth balance built with delicacy must
always be maintained;”
84. Apart from the power to make subordinate
legislation as a delegate of the Legislature, do the
superior courts make law or is it entirely tabooed? In
other words, when the court decides a lis, is the
function of the court merely to apply law to the facts
as found or do courts also make law? The theory that
the courts cannot or do not make laws is a myth which
has been exploded a long while ago. We may only in
this regard refer to what Justice S.B. Sinha opined on
behalf of this Court in the decision reported in State
of U.P. v. Jeet S. Bisht23:
“77. Separation of powers is a favourite topic
for some of us. Each organ of the State in
terms of the constitutional scheme performs one
or the other functions which have been assigned
to the other organ. Although drafting of
legislation and its implementation by and large
23 (2007) 6 SCC 586
121
are functions of the legislature and the
executive respectively, it is too late in the
day to say that the constitutional court's role
in that behalf is non-existent. The judge-made
law is now well recognised throughout the
world. If one is to put the doctrine of
separation of power to such a rigidity, it
would not have been possible for any superior
court of any country, whether developed or
developing, to create new rights through
interpretative process.
78. Separation of powers in one sense is a
limit on active jurisdiction of each organ.
But it has another deeper and more relevant
purpose: to act as check and balance over the
activities of other organs. Thereby the active
jurisdiction of the organ is not challenged;
nevertheless there are methods of prodding to
communicate the institution of its excesses and
shortfall in duty. Constitutional mandate sets
the dynamics of this communication between the
organs of polity. Therefore, it is suggested
to not understand separation of powers as
operating in vacuum. Separation of powers
doctrine has been reinvented in modern times.
83. If we notice the evolution of separation
of powers doctrine, traditionally the checks
and balances dimension was only associated
with governmental excesses and violations. But
in today's world of positive rights and
justifiable social and economic entitlements ,
hybrid administrative bodies, private
functionaries discharging public functions, we
have to perform the oversight function with
more urgency and enlarge the field of checks
and balances to include governmental inaction.
122
Otherwise we envisage the country getting
transformed into a state of repose. Social
engineering as well as institutional
engineering therefore forms part of this
obligation.”
 (Emphasis supplied)
85. Separation of powers is part of the basic structure
of the Constitution of India. Equally, judicial review
has been recognised as forming a part of the basic
structure. Judicial review of legislation is expressly
provided in Article 13 of the Constitution. A court
when it declares a law made by the legislature as
unconstitutional, if it be that, it is within its
bounds, cannot be accused of transgressing the
principle of separation of powers. Declaring even a law
made by the Parliament as unconstitutional forms a part
of its powers. In view of the enunciation of the
doctrine of basic structure in India unlike perhaps in
most countries, even an amendment to the Constitution
can be declared unconstitutional by the court. Such
exercise cannot expose the court to the charge that it
is not observing the limits set by the Constitution.
86. While it may be true that the Constitution is
supreme and all disputes must finally attain repose
123
under the aegis of the Constitution, in one sense the
final arbiter of what is the law must be the court.
While it may be true that by removing the text forming
the premise for a judicial verdict, the lawgiver may
revisit the judgment, it is not open to the legislature
to don the robes of a Judge and arrogate to itself the
judicial function. The theory of separation of powers
in an ultimate analysis is meant to prevent tyranny of
power flowing from the assumption of excess power in
one source. Its value lies in a delicate but skilful
and at the same time legitimate balance being struck
by the organs of the State in the exercise of their
respective powers. This means that the essential powers
which are well understood in law cannot be deliberately
encroached upon by any organ of the State.
87. Creative judicial activism has been a subject of
both controversy reaching brickbats as also bouquets
to the courts. Under the Constitution which clothes
both citizens and persons with fundamental rights
besides tasking the State with the achieving of goals
declared in the Directive Principles, judicial activism
as opposed to a mere passive role may be the much-
124
needed choice. Judicial activism, however, must have a
sound juridical underpinning and cannot degenerate into
a mere exercise of subjectivism.
88. The learned Solicitor General is right therefore
that judicial restraint may be a virtue in the elevated
region of constitutional law. Being the grundnorm, it
is indeed a rarefied field where the court must tread
wearily (See Divisional Manager, Aravali Golf Club and
Another v. Chander Hass and Another24). This Court
indeed has admonished against the court itself running
the Government. In Asif Hameed v. State of J & K,
25 no
doubt this court refers to the following observations
of Frankfurter, J. in para 18:
“All power is, in Madison's phrase, “of an
encroaching nature”. Judicial power is not
immune against this human weakness. It also
must be on guard against encroaching beyond its
proper bounds, and not the less so since the
only restraint upon it is self-restraint....
Rigorous observance of the difference between
limits of power and wise exercise of power —
between questions of authority and questions
of prudence — requires the most alert
appreciation of this decisive but subtle
relationship of two concepts that too easily
24 (2008) 1 SCC 683
25 (1989) Suppl.2 SCC 364
125
coalesce. No less does it require a disciplined
will to adhere to the difference. It is not
easy to stand aloof and allow want of wisdom
to prevail to disregard one's own strongly held
view of what is wise in the conduct of affairs.
But it is not the business of this Court to
pronounce policy. It must observe a fastidious
regard for limitations on its own power, and
this precludes the court's giving effect to its
own notions of what is wise or politic. That
self-restraint is of the essence in the
observance of the judicial oath, for the
Constitution has not authorized the judges to
sit in judgment on the wisdom of what Congress
and the executive branch do.”
89. In the work “Judicial Activism” in India by SP
Sathe, the learned author in the chapter ‘Legitimacy
of Judicial Activism’ observes: -
“Legitimacy of Judicial Activism
The realist school of jurisprudence exploded
the myth that the judges merely declared the
pre-existing law or interpreted it and asserted
that the judges made the law. It stated that
the law was what the courts said it was. This
is known as legal scepticism and was really a
reaction to Austin’s definition of law as a
command of the political sovereign. According
to analytical jurisprudence a court merely
found the law or merely interpreted the law.
The American realist school or jurisprudence
asserted that the judges made law, though
interstitially. Jerome Frank, Justice Holmes,
Cardozo, and Llewellyn were the chief exponents
of this school. The Indian Supreme Court not
only makes law, as understood in the sense of
the realist jurisprudence, but actually has
started ‘legislating’ exactly in the way in
which a legislature legislates. Judicial law-
126
making in the realist sense in what the Court
does when it expands the meanings of the words
‘personal liberty’ or ‘due process of law’ or
‘freedom of speech and expression’. When the
Court held that a commercial speech
(advertisement) was entitled to the protection
of freedom of speech and expression, it was
judicial law-making in the realist sense.
Similarly, the basic structure doctrine or the
parameters for reviewing the President’s
action under article 356 or the wider meanings
of the words ‘life’, ‘liberty’, and ‘procedure
established by law’ in article 21 of the
Constitution by the Supreme Court are instances
of judicial law-making in the realist sense.
When, however, the Court lays down guidelines
for inter-country adoption, against sexual
harassment of working women at the workplace,
or for abolition of child labour, it is not
judicial law-making in the realist sense these
are instances of judicial excessivism that fly
in the face of the doctrine of separation of
powers. The doctrine of separation of powers
envisages that the legislature should make law,
the executive should execute it, and the
judiciary should settle disputes in accordance
with the existing law. In reality such
watertight separation exists nowhere and is
impracticable. Broadly it means that one organ
of the State should not perform a function that
essentially belongs to another organ. While
law-making through interpretation and
expansion of the meanings of open-textured
expressions such as ‘due process of law’,
‘equal protection of law’, or ‘freedom of
speech and expression’ is a legitimate judicial
function, the making of an entirely new law,
which the Supreme Court has been doing through
directions in the above-mentioned cases, is not
a legitimate judicial function. True, the Court
has not supplanted but has merely supplemented
the legislature through such directions. It has
said in each case that it legislated through
127
directions only because no law existed to deal
with situations such as inter-country adoption
or sexual harassment of working women and that
its direction could be replaced by legislation
of the legislature.”
90. In the work, “The Nature of the Judicial Process”
by Benjamin N. Cardozo, in the lecture, “The Method of
Sociology - The Judge as a Legislator.” Justice
Cardozo observes under the following subject: -
“THE JUDGE AS A LEGISLATOR
…No doubt the limits for the judge are
narrower. He legislates only between gaps. He
fills the open spaces in the law. How far he
may go without travelling beyond the walls of
the interstices cannot be staked out for him
upon a chart. He must learn it for himself as
he gains the sense of fitness and proportion
that comes with years of habitude in the
practice of an art. Even within the gaps,
restrictions not easy to define, but felt,
however impalpable they may be, by every judge
and lawyer, hedge and circumscribe his action.
They are established by the traditions of the
centuries, by the example of other judges, his
predecessors and his colleagues, by the
collective judgment of the profession, and by
the duty of adherence to the pervading spirit
of the law.
…The process, being legislative, demands the
legislator’s wisdom.
…Customs, no matter how firmly established, are
not law, they say, until adopted by the courts.
Even statues are not law because the courts
must fix their meaning. That is the view of
128
Gray in his “Nature and Sources of the Law.”
“The true view, as I submit,” he says, “is that
the Law is what the Judges declare; that
statues, precedents, the opinions of learned
experts, customs and morality are the sources
of the Law.” So, Jethro Brown in a paper on
“Law and Evolution,” tells us that a statue,
till construed, is not real law. It is only
“ostensible” law, Real law, he says, is not
found anywhere except in the judgment of a
court…
..They have the right to legislate within gaps,
but often there are no gaps. We shall have a
false view of the landscape if we look at the
waste spaces only, and refuse to see the acres
already sown and fruitful..
..The judge, even when he is free, is still
not wholly free. He is not to innovate at
pleasure. He is not a knight-errant, roaming
at will in pursuit of his own ideal of beauty
or of goodness. He is to draw his inspiration
from consecrated principles. He is not to yield
to spasmodic sentiment, to vague and
unregulated benevolence. He is to exercise a
discretion informed by tradition, methodized
by analogy, disciplined by system, and
subordinated to “the primordial necessity of
order in the social life.” Wide enough in all
conscience is the field of discretion that
remains.”
(Emphasis Supplied)
91. Close to the aspect of separation of powers, is
controversial subject of judicial activism. In the work
“Judicial Activism, Authority, Principles and Policy
129
in The Judicial Method” by Hon’ble Justice Michael
Kirby, we find of particular interest, the following:
“The acute needs of the developing countries
of the Commonwealth have sometimes produced an
approach to constitutional interpretation that
is unashamedly described as “activist”,
including by judges themselves. Thus in India,
at least in most legal circles, the phrase
“judicial activism” is not viewed as one of
condemnation. So urgent and numerous are the
needs of that society that anything else would
be regarded by many – including many judges and
lawyers – as an abdication of the final court’s
essential constitutional role.
One instance may be cited from Indian
experience: the expansion of the traditional
notion of standing to sue in public interest
litigation. The Indian Supreme Court has upheld
the right of prisoners, the poor and other
vulnerable groups to enlist its constitutional
jurisdiction by simply sending a letter to the
Court. This might not seem appropriate in a
developed country. Yet it appears perfectly
adapted to the nation to which the Indian
Constitution speaks. Lord Chief Justice Woolf
recently confessed to having been astounded at
first by the proactive approach of the Indian
Supreme Court in this and other aspects.
However, he went on:
“…I soon realised that if that Court was to
perform its essential role in Indian society,
it had no option but to adopt the course it
did and I congratulate it for the courage it
has shown.””
(Emphasis Supplied)
92. Unlike demands of a formal democracy, the hallmark
of a substantive democracy and if we may say so, a
130
liberal democracy must be borne in mind. Democracy is
inextricably intertwined with power to the people. The
ballot, is more potent than the most powerful gun.
Democracy facilitates a peaceful revolution at the
hands of the common man if elections are held in a free
and fair manner. Elections can be conflated with a nonviolent coup capable of unseating the most seemingly
powerful governing parties, if they do not perform to
fulfil the aspirations of the governed. Democracy is
meaningful only if the sublime goals enshrined in the
preamble to the Constitution receive the undivided
attention of the rulers, namely, social, political and
economic justice. The concepts of liberty, equality and
fraternity must not be strange bedfellows to the ruling
class. Secularism, a basic feature of the Constitution
must inform all actions of the State, and therefore,
cannot be spurned but must be observed in letter and
spirit. Democracy can be achieved only when the
governing dispensation sincerely endeavours to observe
the fundamental rights in letter and spirit. Democracy
also, needless to say, would become fragile and may
collapse, if only lip service is paid to the rule of
131
law. We cannot be oblivious to the fact that the
founding fathers have contemplated that not only must
India aspire for a democratic form of government and
life but it is their unambiguous aim that India must
be a Democratic Republic. The conventional definition
of a ‘Republic’ is that it is a Body Polity, in which,
the Head of State is elected. However, the republican
character of our democracy also means that the majority
abides by the Constitution ensuring rights granted
under it and also pursues goals enshrined in it. A
brute majority generated by a democratic process must
conform to constitutional safeguards and the demands
of constitutional morality. A Democratic Republic
contemplates that majoritarian forces which may be
compatible with a democracy, must be counter balanced
by protection accorded to those not in the majority.
When we speak about the minority, the expression is not
to be conflated with or limited to linguistic or
religious minorities. These are aspects which again
underly the need for an independent election
commission.
132
93. It may be true that the resort to courts is not a
remedy for all ills in a society (see Common Cause v.
Union of India and Others26) We are equally cognizant
that the courts must not try to run a Government nor
behave like emperors. We also take notice of the
following words of this Court in Divisional Manager,
Aravali Golf Club and Another v. Chander Hass and
Another,
27
 where the merit of exercising judicial
restraint has been emphasized.
“33. Judicial restraint is consistent with and
complementary to the balance of power among the
three independent branches of the State. It
accomplishes this in two ways. First, judicial
restraint not only recognises the equality of
the other two branches with the judiciary, it
also fosters that equality by minimising interbranch interference by the judiciary. In this
analysis, judicial restraint may also be called
judicial respect, that is, respect by the
judiciary for the other coequal branches. In
contrast, judicial activism's unpredictable
results make the judiciary a moving target and
thus decreases the ability to maintain equality
with the co-branches. Restraint stabilises the
judiciary so that it may better function in a
system of inter-branch equality.”
26 (1996) 1 SCC 753
27 (2008) 1 SCC 683
133
“34. Second, judicial restraint tends to
protect the independence of the judiciary. When
courts encroach into the legislative or
administrative fields almost inevitably
voters, legislators and other elected
officials will conclude that the activities of
judges should be closely monitored. If judges
act like legislators or administrators it
follows that judges should be elected like
legislators or selected and trained like
administrators. This would be
counterproductive. The touchstone of an
independent judiciary has been its removal from
the political or administrative process. Even
if this removal has sometimes been less than
complete, it is an ideal worthy of support and
one that has had valuable effects.”
“38. The moral of this story is that if the
judiciary does not exercise restraint and
overstretches its limits there is bound to be
a reaction from politicians and others. The
politicians will then step in and curtail the
powers, or even the independence, of the
judiciary (in fact the mere threat may do, as
the above example demonstrates). The judiciary
should, therefore, confine itself to its proper
sphere, realising that in a democracy many
matters and controversies are best resolved in
non-judicial setting.”
However, we may also listen to the following words.
“39. We hasten to add that it is not our
opinion that judges should never be “activist”.
Sometimes judicial activism is a useful adjunct
to democracy such as in the School Segregation
and Human Rights decisions of the US Supreme
134
Court vide Brown v. Board of Education [347 US
483 : 98 L Ed 873 (1954)], Miranda v. Arizona
[384 US 436 : 16 L Ed 2d 694 (1966)],
Roe v. Wade [410 US 113 : 35 L Ed 2d 147
(1973)] , etc. or the decisions of our own
Supreme Court which expanded the scope of
Articles 14 and 21 of the Constitution. This,
however, should be resorted to only in
exceptional circumstances when the situation
forcefully demands it in the interest of the
nation or the poorer and weaker sections of
society but always keeping in mind that
ordinarily the task of legislation or
administrative decisions is for the
legislature and the executive and not the
judiciary.”
(Emphasis Supplied)
94. A Constitution Bench Judgment reported in State of
T.N. v. State of Kerala and another28 summarised its
conclusions on the constitutional principles relating
to separation of powers as follows:
“126.1. Even without express provision of the
separation of powers, the doctrine of
separation of powers is an entrenched principle
in the Constitution of India. The doctrine of
separation of powers informs the Indian
constitutional structure and it is an essential
constituent of rule of law. In other words, the
doctrine of separation of power though not
expressly engrafted in the Constitution, its
sweep, operation and visibility are apparent
28 (2014) 12 SCC 696
135
from the scheme of Indian Constitution.
Constitution has made demarcation, without
drawing formal lines between the three organs—
legislature, executive and judiciary. In that
sense, even in the absence of express provision
for separation of powers, the separation of
powers between the legislature, executive and
judiciary is not different from the
Constitutions of the countries which contain
express provision for separation of powers.
126.2. Independence of courts from the
executive and legislature is fundamental to the
rule of law and one of the basic tenets of
Indian Constitution. Separation of judicial
power is a significant constitutional
principle under the Constitution of India.
126.3. Separation of powers between three
organs—the legislature, executive and
judiciary—is also nothing but a consequence of
principles of equality enshrined in Article 14
of the Constitution of India. Accordingly,
breach of separation of judicial power may
amount to negation of equality under Article
14. Stated thus, a legislation can be
invalidated on the basis of breach of the
separation of powers since such breach is
negation of equality under Article 14 of the
Constitution.”
R. IS THE RIGHT TO VOTE A STATUTORY RIGHT OR A
CONSTITUTIONAL RIGHT?
95. The right to vote is not a civil right. A Bench
of six learned Judges in N.P. Ponnuswami v.
136
Returning_Officer, Namakkal,
29 in the context of
Article 329(b) held that the right to vote was a
creature of a statute or a special law and must be
subject to limitations imposed by it. The matter arose
from a challenge to the rejection of the nomination
maintained in a writ petition and the question which
substantially arose was the impact of Article 329(b).
No doubt, the court examined Part XV of the
Constitution and about Articles 325 and 326, the Court
held as follows:
“The other two Articles in Part XV i.e. Article
325 and 326 deal with two matters of principle
to which the Constitution framers have attached
much importance. They are (1) Prohibition
against dis crimination in the preparation of,
or eligibility for inclusion in, the electoral
rolls, on grounds of religion, race, caste, sex
or any of them; and (2) adult sufferage.”
The Court really was not concerned with the
question as to whether Article 326 provided for a
Constitutional right to vote.
96. In Jyoti Basu and Others. Debi Ghosal and Others30,
the Court was dealing with a challenge to the High
29 AIR 1952 SC 64
30 1982 (1) SCC 691
137
court rejecting an application in an Election Petition
to strike out the names of certain parties from the
array of parties. The Court inter alia held that
Article 326 provides for elections to be held on the
basis of adult franchise. Thereafter, the Court held
as follows:
“7. The nature of the right to elect, the right
to be elected and the right to dispute an
election and the scheme of the constitutional
and statutory provisions in relation to these
rights have been explained by the Court in N.P.
Ponnuswami v. Returning Officer, Namakkal
Constituency [(1952) 1 SCC 94 : AIR 1952 SC 64
: 1952 SCR 218 : 1952 SCJ 100] and Jagan
Nath v. Jaswant Singh [AIR 1954 SC 210 : 1954
SCR 892 : 1954 SCJ 257] . We proceed to state
what we have gleaned from what has been said,
so much as necessary for this case.
8. A right to elect, fundamental though it is
to democracy, is, anomalously enough, neither
a fundamental right nor a common law right. It
is pure and simple, a statutory right. So is
the right to be elected. So is the right to
dispute an election. Outside of statute, there
is no right to elect, no right to be elected
and no right to dispute an election.”
(Emphasis supplied)
138
97. Mohan Lal Tripathi vs. District Magistrate,
Raibraally and others31 was a case wherein the appellant
who was elected directly under Section 43 of the U.P.
Municipalities Act was removed by a no-confidence
motion. It was his contention that his removal was
undemocratic as it was sought to be done by a smaller
and different body than the one that elected him. It
is in these facts that the court inter alia held as
follows:
“..But electing representatives to govern is
neither a ‘fundamental right’ nor a ‘common
right’ but a special right created by the
statutes or a ‘political right’ or ‘privilege’
and not a ‘natural[‘, absolute’ or ‘vested
right’.
This Court was not dealing with the impact of
Article 326. It followed the judgement in N.P.
Ponnuswamy (supra).
98. In Rama Kant Pandey v. Union of India32, a Bench of
three learned judges was dealing with a petition
challenging the validity of the Representation of the
People (Amendment Ordinance) Act, 1992 on the ground
31 (1992) 4 SCC 80
32 (1993) 2 SCC 438
139
of violation of Articles 14, 19 and 21. Section 52
providing for countermanding of polls was amended. It
was in the context of the said challenge, the Court
noted that the right to vote or to stand as a candidate
for election was neither a fundamental nor civil right.
It purported to follow the views which originated in
Ponnuswamy case (supra).
99. In Anukul Chandra Pradhan, Advocate Supreme Court
v. Union of India and others33, a Bench of three learned
Judges, while dealing with a challenge to Section 62(5)
of the 1951 Act, on the ground that it violated Article
14 and 21 of the Constitution, upheld Section 62(5).
We may only notice the following views expressed by the
Court:
“5. There are provisions made in the election
law which exclude persons with criminal
background of the kind specified therein, from
the election scene as candidates and voters.
The object is to prevent criminalisation of
politics and maintain probity in elections. Any
provision enacted with a view to promote this
object must be welcomed and upheld as
subserving the constitutional purpose. The
elbow room available to the legislature in
classification depends on the context and the
object for enactment of the provision. The
existing conditions in which the law has to be
33 (1997) 6 SCC 1
140
applied cannot be ignored in adjudging its
validity because it is relatable to the object
sought to be achieved by the legislation.
Criminalisation of politics is the bane of
society and negation of democracy. It is
subversive of free and fair elections which is
a basic feature of the Constitution. Thus, a
provision made in the election law to promote
the object of free and fair elections and
facilitate maintenance of law and order which
are the essence of democracy must, therefore,
be so viewed. More elbow room to the
legislature for classification has to be
available to achieve the professed object.”
100. The Court also found other reasons to justify the
provision. It was noted that permitting every person
in prison to vote, would lead to a resource crunch in
terms of police force required to facilitate the right.
The Court also went on to hold that the Right to Vote
is also subject to limitations imposed by the Statute.
The specific question, as to whether it constituted a
Constitutional Right under Article 326, as such, was
not presented for adjudication.
101. In Shyamdeo Pd. Singh v. Nawal Kishore Yadav34, a
Bench of three learned judges while dealing with a case
34 (2000) 8 SCC 46
141
arising out of an election petition had this to say
about Article 326:
“9. Article 326 of the Constitution is founded
on the doctrine of adult suffrage. It provides
that every person who is a citizen of India
and who is not less than 18 years of age on
such date as may be fixed in that behalf by or
under any law made by the appropriate
legislature and is not otherwise disqualified
under the Constitution or any law made by the
appropriate legislature on the ground of nonresidence, unsoundness of mind, crime or
corrupt or illegal practice, shall be entitled
to be registered as a voter at any such
election. This Article clearly contemplates
law being enacted by an appropriate legislature
providing for qualifications and
disqualifications subject to which a citizen
of India not less than 18 years of age shall
be entitled to be registered as a voter and
exercise his right to franchise. Article 327
provides for law being made by Parliament
subject to the provisions of the Constitution
with respect to all matters relating to or in
connection with elections to either House of
Parliament or to the House or either House of
the Legislature of a State which law may
include provisions for the preparation of
electoral rolls, the delimitation of
constituencies and all other matters necessary
for securing the due constitution of such House
or Houses.
102. The Court, inter alia, after referring to Section
62 of the 1951 Act, held as follows:
”… A person who is not entered in the electoral
roll of any constituency is not entitled to
vote in that constituency though he may be
142
qualified under the Constitution and the law
to exercise the right to franchise. To be
entitled to cast a ballot the person should be
entered in the electoral roll…”
It was further held:
“15. A perusal of the abovesaid provisions
leads to certain irresistible inferences.
Article 326 of the Constitution having
recognised the doctrine of adult suffrage has
laid down constitutional parameters
determinative of the qualifications and
disqualifications relating to registration as
a voter at any election. The two Articles,
i.e., Article 326 and Article 327 contemplate
such qualifications and disqualifications
being provided for, amongst other things, by
the appropriate legislature. The fountain
source of the 1950 Act and the 1951 Act
enacting provisions on such subject are the
said two Articles of the Constitution. The
provisions of Section 16 of the 1950 Act and
Section 62 of the 1951 Act read in
juxtaposition go to show that while Section 16
of the 1950 Act provides for “disqualifications
for registration” in an electoral roll,
(qualifications having been prescribed by
Section 27 thereof), Sections 62 of the 1951
Act speaks of “right to vote” which right is
to be determined by reference to the electoral
roll of the constituency prepared under the
1950 Act. The eligibility for registration of
those enrolled having been tested by reference
to Section 16 or Section 27 of the Act, as the
case may be, and the electoral roll having been
prepared, under the 1950 Act if a person is or
becomes subject to any of the disqualifications
provided in clauses (a), (b) and (c) of subsection (1) of Section 16, two consequences may
follow. His name may forthwith be struck off
the electoral roll, in which the name is
143
included, under sub-section (2) of Section 16
of the 1950 Act. Even if the name is not so
struck off yet the person is disqualified from
exercising right to vote at the election by
virtue of sub-section (2) of Section 62 of the
1951 Act. The qualifications prescribed for
enrolment in the electoral roll as provided by
clause (b) of sub-section (5) of Section 27 of
the 1950 Act are: (i) ordinary residence in a
teachers' constituency, (ii) being engaged in
the relevant educational institution for a
total period of at least three years within the
six years immediately before the qualifying
date. The inquiry into availability of these
eligibility qualifications, under the Scheme
of the 1950 Act is to be made at the time of
preparation of the electoral roll or while
entering or striking out a name in or from the
electoral roll. Section 62 of the 1951 Act does
not provide that a person who is not qualified
to be enrolled as an elector in the electoral
roll shall not be entitled to vote at the
election. To put it briefly a disqualification
under Section 16 of the 1950 Act has a
relevance for and a bearing on the right to
vote under Section 62 of the 1951 Act but being
not qualified for enrolment in the electoral
roll under Section 27 of the 1950 Act has no
relevance for or bearing on the right to vote
at an election under Section 62 of the 1951
Act. That is the distinction between a
“disqualification” and “not being qualified”.
It is, however, relevant to notice that the case
arose from a challenge to the result of an election
held to a legislative council and Section 27
referred to dealt with legislative councils and not
legislative assemblies.
144
103. In Union of India v. Assn. for Democratic Reforms35,
the High Court gave certain directions to the Election
Commission on the basis that the right of the voter to
make the right choice depended upon the availability
of information about the past of the candidates and it
must be disclosed to the voters. This Court found that
for the health of democracy and fair elections and for
ensuring the purity of elections and having regard to
the width of the jurisdiction of the Election
Commission under Article 324 (1) of the Constitution,
the directions given by the High court was justified.
This Court however issued certain directions which
modified the directions of the High Court. It is in the
context of these facts, the Court, inter alia, held as
follows:
“46 (7). Under our Constitution, Article
19(1)(a) provides for freedom of speech and
expression. Voter's speech or expression in
case of election would include casting of
votes, that is to say, voter speaks out or
expresses by casting vote. For this purpose,
information about the candidate to be selected
is a must. Voter's (little man — citizen's)
right to know antecedents including criminal
past of his candidate contesting election for
35 (2002) 5 SCC 294
145
MP or MLA is much more fundamental and basic
for survival of democracy. The little man may
think over before making his choice of electing
law-breakers as law-makers.”
104. The directions led to the insertion of Sections
33A and 33B. Under Section 33B, it was inter alia
provided that notwithstanding any judgment, no
candidate was liable to disclose or furnish any such
information in respect of his election which is not
required to be disclosed or furnished under the
Representation of the People Act, 1951 or the rules
made thereunder. In People’s Union for civil Liberties
(PUCL) and Another vs. Union of India and Another36
Justice M.B. Shah while dealing with the nature of the
right to vote, inter alia held that “the right of the
voter to know the bio data of the candidate was the
foundation of democracy”. It was concluded by the
learned judge that Section 33B of the amended Act was
illegal and invalid. Justice P. Venkatarama Reddi in
the same case went on hold as follows:
“With great reverence to the eminent Judges, I
would like to clarify that the right to vote,
if not a fundamental right, is certainly a
36 (2003) 4 SCC 399
146
constitutional right. The right originates
from the Constitution and in accordance with
the constitutional mandate contained in
Article 326, the right has been shaped by the
statute, namely the RP Act. That, in my
understanding, is the correct legal position
as regards the nature of the right to vote in
elections to the House of the People and
Legislative Assemblies. It is not very accurate
to describe it as a statutory right, pure and
simple. Even with this clarification, the
argument of the learned Solicitor-General that
the right to vote not being a fundamental
right, the information which at best
facilitates meaningful exercise of that right
cannot be read as an integral part of any
fundamental right, remains to be squarely met.
Here, a distinction has to be drawn between the
conferment of the right to vote on fulfilment
of requisite criteria and the culmination of
that right in the final act of expressing
choice towards a particular candidate by means
of ballot. Though the initial right cannot be
placed on the pedestal of a fundamental right,
but, at the stage when the voter goes to the
polling booth and casts his vote, his freedom
to express arises. The casting of vote in
favour of one or the other candidate
tantamounts to expression of his opinion and
preference and that final stage in the exercise
of voting right marks the accomplishment of
freedom of expression of the voter. That is
where Article 19(1)(a) is attracted. Freedom
of voting as distinct from right to vote is
thus a species of freedom of expression and
therefore carries with it the auxiliary and
complementary rights such as right to secure
information about the candidate which are
conducive to the freedom. None of the decisions
of this Court wherein the proposition that the
right to vote is a pure and simple statutory
right was declared and reiterated, considered
the question whether the citizen's freedom of
expression is or is not involved when a citizen
147
entitled to vote casts his vote in favour of
one or the other candidate.”
(Emphasis supplied)
Justice D.M. Dharmadhikari also agreed with the
following conclusion No.2 at para 123 which contains
the judgment of Justice P. Venkatarama Reddi:
“(2) The right to vote at the elections to the
House of the People or Legislatives Assembly
is a constitutional right but not merely a
statutory right; freedom of voting as distinct
from right to vote is a facet of the
fundamental right enshrined in Article
19(1)(a). the casting of vote in favour of
one or the other candidate marks the
accomplishment of freedom of expression of the
voter.”
105. In Kuldip Nayar and Others v. Union of India and
Others37, the question which actually fell for
consideration was the validity of a certain amendment
which came into force on 28.08.2003. By the Amendment,
the requirement of domicile in the State concerned for
being elected to the Council of States was deleted.
The Constitution Bench in the course of its judgment
referred to PUCL (supra) and the court observed as
follows:
37 (2006) 7 SCC 1
148
“361. The argument of the petitioners is that
the majority view in People's Union for Civil
Liberties [(2003) 4 SCC 399] , therefore, was
that a right to vote is a constitutional right
besides that it is also a facet of fundamental
right under Article 19(1)(a) of the
Constitution.
362. We do not agree with the above submission.
It is clear that a fine distinction was drawn
between the right to vote and the freedom of
voting as a species of freedom of expression,
while reiterating the view in Jyoti
Basu v. Debi Ghosal [(1982) 1 SCC 691] that a
right to elect, fundamental though it is to
democracy, is neither a fundamental right nor
a common law right, but pure and simple, a
statutory right.
363. Even otherwise, there is no basis to
contend that the right to vote and elect
representatives of the State in the Council of
States is a constitutional right. Article 80(4)
merely deals with the manner of election of the
representatives in the Council of States as an
aspect of the composition of the Council of
States. There is nothing in the constitutional
provisions declaring the right to vote in such
election as an absolute right under the
Constitution.”
106. It will be noticed that the Council of States is
not the same as the House of the People within the
meaning of Article 326. We cannot overlook the
following observations:
149
“448. It shows that the right to vote in “free
and fair elections” is always in terms of an
electoral system prescribed by national
legislation. The right to vote derives its
colour from the right to “free and fair
elections”; that the right to vote is empty
without the right to “free and fair elections”.
It is the concept of “free and fair elections”
in terms of an electoral system which provides
content and meaning to the “right to vote”. In
other words, “right to vote” is not (sic) an
ingredient of the free and fair elections. It
is essential but not the necessary ingredient.”
107. In K. Krishna Murthy v. Union of India38, a
Constitution Bench was dealing with the constitutional
validity of certain aspects of the reservation policy
in regard to the composition of elected local selfgovernment institutions. The Bench relied upon M.M.
Tripathi case (supra) and observed as follows:
“..It is a well-settled principle in Indian
Law, that the right to vote and contest
elections does not have the status of
fundamental rights. Instead, they are in the
nature of legal rights which can be controlled
though legislative means…”
108. The request of the petitioner therein to reconsider
the precedent wherein the right of political
38 (2010) 7 SCC 202
150
participation was categorised as statutory right was
turned down. No doubt, this case was not dealing with
elections to the House of the People or the State
Legislature.
109. In People's Union for Civil Liberties v. Union of
India39, [the second PUCL case], a Bench of three
learned Judges recognised the right of the person to
express his disapproval of the candidates who stood for
election by pressing a button which would indicate
‘none of the above’ (NOTA). In the course of this
judgment dealing with the first PUCL judgment (supra),
the Court held as follows:
“After a careful perusal of the verdicts of
this Court in Kuldip Nayar [(2006) 7 SCC
1], Assn. for Democratic Reforms [(2002) 5 SCC
294] and People's Union for Civil
Liberties [(2003) 4 SCC 399] , we are of the
considered view that Kuldip Nayar [(2006) 7
SCC 1] does not overrule the other two
decisions rather it only reaffirms what has
already been said by the aforesaid two
decisions. The said paragraphs recognise that
right to vote is a statutory right and also
in People's Union for Civil Liberties [(2003)
4 SCC 399] it was held that “a fine distinction
was drawn between the right to vote and the
freedom of voting as a species of freedom of
expression”. Therefore, it cannot be said
39 (2013) 10 SCC 1
151
that Kuldip Nayar [(2006) 7 SCC 1] has observed
anything to the contrary. In view of the whole
debate of whether these two decisions were
overruled or discarded because of the opening
line in para 362 of Kuldip Nayar [(2006) 7 SCC
1] i.e. “We do not agree with the above
submissions” we are of the opinion that this
line must be read as a whole and not in
isolation. The contention of the petitioners
in Kuldip Nayar [(2006) 7 SCC 1] was that
majority view in People's Union for Civil
Liberties [(2003) 4 SCC 399] held that right
to vote is a constitutional right besides that
it is also a facet of the fundamental right
under Article 19(1)(a) of the Constitution. It
is this contention on which the Constitution
Bench did not agree too in the opening line in
para 362 and thereafter went on to clarify that
in fact in People's Union for Civil
Liberties [(2003) 4 SCC 399], a fine
distinction was drawn between the right to vote
and the freedom of voting as a species of
freedom of expression. Thus, there is no
contradiction as to the fact that right to vote
is neither a fundamental right nor a
constitutional right but a pure and simple
statutory right. The same has been settled in
a catena of cases and it is clearly not an
issue in dispute in the present case. With the
above observation, we hold that there is no
doubt or confusion persisting in the
Constitution Bench judgment of this Court
in Kuldip Nayar [(2006) 7 SCC 1] and the
decisions in Assn. for Democratic
Reforms [(2002) 5 SCC 294] and People's Union
for Civil Liberties [(2003) 4 SCC 399] do not
stand impliedly overruled.”
(Emphasis supplied)
S. ARTICLE 326 DEMYSTIFIED
110. Article 326 reads as follows:
152
“326. Elections to the House of the People and
to the Legislative Assemblies of States to be
on the basis of adult suffrage.—The elections
to the House of the People and to the
Legislative Assembly of every State shall be
on the basis of adult suffrage; that is to say,
every person who is a citizen of India and who
is not less than 2 [eighteen years] of age on
such date as may be fixed in that behalf by or
under any law made by the appropriate
Legislature and is not otherwise disqualified
under this Constitution or any law made by the
appropriate Legislature on the ground of nonresidence, unsoundness of mind, crime or
corrupt or illegal practice, shall be entitled
to be registered as a voter at any such
election.”
111. It is necessary to notice Articles 327 and 328:
“327. Power of Parliament to make provision
with respect to elections to Legislatures.—
Subject to the provisions of this Constitution,
Parliament may from time to time by law make
provision with respect to all matters relating
to, or in connection with, elections to either
House of Parliament or to the House or either
House of the Legislature of a State including
the preparation of electoral rolls, the
delimitation of constituencies and all other
matters necessary for securing the due
constitution of such House or Houses.”
“328. Power of Legislature of a State to make
provision with respect to elections to such
Legislature.—Subject to the provisions of this
Constitution and in so far as provision in that
behalf is not made by Parliament, the
Legislature of a State may from time to time
by law make provision with respect to all
matters relating to, or in connection with, the
elections to the House or either House of the
Legislature of the State including the
153
preparation of electoral rolls and all other
matters necessary for securing the due
constitution of such House or Houses.”
112. We may proceed to decode Article 326. In the first
part, the Constitution provides that election to the
House of the People and to the Legislative Assembly of
every State, shall be on the basis of adult suffrage.
This is followed by the words, which is intended to
expound what ‘adult suffrage’ means. The Founding
Fathers have, in unmistakable terms, declared that
elections to the two Legislative Bodies in question,
shall be thrown open to participation to every person,
who is:
I.
a)A citizen of India;
b)Is not less than eighteen years of age. The
condition must be fulfilled as regards the
qualification with reference to ‘such date’;
II. ‘Such date’ is to be as specified in or under a
law made by the appropriate Legislature. The
appropriate Legislature would mean, Parliament
in the case of elections to the House of People
154
and the Legislative Assembly of the concerned
State, in the case of the Legislative Assembly;
III. The person, who is a citizen and not less than
eighteen years as on the date as indicated in
the law, as aforesaid, Article 326 continues to
declare must not be disqualified under the
Constitution or any law made by the appropriate
Legislature.
IV. The appropriate Legislature can make a law
providing for a disqualification, however, only
as provided in Article 326 itself. In other
words, Article 326 has limited the power of the
Legislature concerned in the matter of
stipulating disqualifications. What are those
disqualifications, which can be stipulated by a
law?
V. The disqualifications, which can be provided by
a law are as follows:
a.Non-residence;
b.Unsoundness of mind;
c.Crime;
155
d.Corrupt practice;
e.Illegal practice;
VI. Moving forward, and proceeding on the basis that
a person is a citizen and is not less than
eighteen years on the relevant date and is not
disqualified in terms of what we have indicated
just herein before, viz., under any of the
grounds indicated as ‘a’ to ‘e’, then Article
326 declares that such person shall be entitled
to be registered as a voter at any such election.
The words ‘any such election’ would mean
elections either to the House of the People or
the House of the Legislative Assembly. We again
reiterate that all conditions being present, as
we have referred to with reference to Article
326, the person becomes entitled to be registered
as a voter.
113. Accordingly, it is that Parliament enacted in
1950, The Representation of Peoples Act, 1950
(hereinafter referred to as ‘the 1950 Act’). Part III
provides for electoral rolls for Assembly
156
Constituencies. Section 14(b), as substituted w.e.f.
01.03.1956, defines ‘qualifying date’:
“”Qualifying date”, in relation to the
preparation or revision of every electoral roll
under this Part, means the 1st day of January
of the year in which it is so prepared or
revised:”
114. We are omitting reference to the proviso as it
related only to the year 1989. Section 15 of the 1950
Act declares that for every constituency, there must
be an electoral roll prepared under the said Act under
the supervision, direction and control of the Election.
Section 16 provides as follows:
“16. Disqualifications for registration in an
electoral roll.—(1) A person shall be
disqualified for registration in an electoral
roll if he—
(a) is not a citizen of India; or
(b) is of unsound mind and stands so declared
by a competent court; or
(c) is for the time being disqualified from
voting under the provisions of any law relating
to corrupt practices and other offences in
connection with elections.
(2) The name of any person who becomes so
disqualified after registration shall
forthwith be struck off the electoral roll in
which it is included:
Provided that the name of any person struck off
the electoral roll of a constituency by reason
of a disqualification under clause (c) of sub-
157
section (1) shall forthwith be re-instated in
that roll if such disqualification is, during
the period such roll is in force, removed under
any law authorising such removal.”
115. With effect from 30.12.1958, Section 19 of the 1950
Act reads as follows:
“19. Conditions of registration. — Subject
to the foregoing provisions of this Part, every
person who —
(a) is not less than eighteen years of age on
the qualifying date, and
(b) is ordinarily resident in a constituency,
shall be entitled to be registered in the
electoral roll for that constituency.”

116. It will be clear, therefore, that the requirement
of minimum age of eighteen years, as provided in
Article 326, is to be determined with reference to such
date, as may be fixed by or under any law, is to be
understood as the qualifying date and it is to be
understood as the 1st day of January of the year, in
which the electoral roll is prepared or revised.
117. Section 20 deals with the meaning of ‘ordinarily
resident’. It provides for various circumstances in
which a person shall not be deemed to be ordinarily
resident as also circumstances in which he is deemed
158
to be ordinarily resident. Article 326 read with the
provisions in the 1950 Act, which we have indicated,
together provide the disqualifications for a person to
be not included in an electoral roll. Before the
deletion of the words ‘and illegal’ in Section 16(c),
it provided for corrupt and illegal practices, which
were relatable to the last part of Article 326.
However, the words ‘illegal practices’ have been
omitted by Act 58 of 1960 w.e.f. 26.12.1960.
Apparently, being relatable to ‘crime’, to be found in
Article 326, Section 16(c) declares that a person may
be disqualified for registration in the electoral roll
on the basis of other offences in connection with
elections. This means that a person would be
disqualified for registration in the electoral roll,
if he is disqualified under any law relating to corrupt
practices or any other offence in connection with
elections.
118. In 1951, Parliament enacted The Representation of
the People Act, 1951 (hereinafter referred to as, ‘the
1951 Act’).
159
119. Thereunder, the word ‘election’ has been defined
in Section 2(d) to mean ‘an election to fill a seat or
seats in either House of Parliament or in the House or
either House of the Legislature of a State. Section
2(e) defines the word ‘elector’ to mean ‘in relation
to a constituency means a person whose name is entered
in the electoral roll of that constituency for the time
being in force and who is not subject to any of the
disqualifications mentioned in section 16 of the
Representation of the People Act, 1950 (43 of 1950)’.
Under Part II, Chapter I deals with qualifications for
membership of Parliament. Chapter II deals with
qualifications for membership of State Legislatures.
Chapter III of the 1951 Act provides for
disqualifications for membership of Parliament and
State Legislatures. Section 8, falling in Chapter III,
deals with disqualification upon conviction for certain
offences. Various offences are enumerated with the
conditions attached therein. Section 8A deals with
disqualification for membership, for both Parliament
and State Legislatures, on the ground of corrupt
practices. Section 11A, as it stands, reads:
160
“11A. Disqualification arising out of
conviction and corrupt practices.— (1) If any
person, after the commencement of this Act,—
is convicted of an offence punishable under
section 171E or section 171F of the Indian
Penal Code (45 of 1860), or under section 125
or section 135 or clause (a) of sub-section (2)
of section 136 of this Act,
he shall, for a period of six years from the
date of the conviction or from the date on
which the order takes effect, be is qualified
for voting at any election.
(2) Any person disqualified by a decision of
the President under sub-section (1) of section
8A for any period shall be disqualified for the
same period for voting at any election.
(3) The decision of the President on a petition
submitted by any person under sub-section (2)
of section 8A in respect of any
disqualification for being chosen as, and for
being, a member of either House of Parliament
or of the Legislative Assembly or Legislative
Council of a State shall, so far as may be,
apply in respect of the disqualification for
voting at any election incurred by him under
clause (b) of sub-section (1) of section 11A
of this Act as it stood immediately before the
commencement of the Election Laws (Amendment)
Act, 1975 (40 of 1975), as if such decision
were a decision in respect of the said
disqualification for voting also.”
120. It is to be noted that Section 11A falls in
Chapter IV, which deals with disqualifications for
voting. Chapter IXA of the Indian Penal Code, 45 of
161
1860 deals with offences relating to elections. Undue
influence at elections, personation at elections and
bribery, are made punishable offences and are offences
relating to elections.
121. In the 1951 Act, Chapter IV deals with ‘The poll’.
Section 62 deals with the Right to Vote. It reads as
follows:
“62. Right to vote.—
(1) No person who is not, and except as
expressly provided by this Act, every person
who is, for the time being entered in the
electoral roll of any constituency shall be
entitled to vote in that constituency.
(2) No person shall vote at an election in any
constituency if he is subject to any of the
disqualifications referred to in section 16 of
the Representation of the People Act, 1950 (43
of 1950).
(3) No person shall vote at a general election
in more than one constituency of the same
class, and if a person votes in more than one
such constituency, his votes in all such
constituencies shall be void.
(4) No person shall at any election vote in the
same constituency more than once,
notwithstanding that his name may have been
registered in the electoral roll for the
constituency more than once, and if he does so
vote, all his votes in that constituency shall
be void.
162
(5) No person shall vote at any election if he
is confined in a prison, whether under a
sentence of imprisonment or transportation or
otherwise, or is in the lawful custody of the
police:
Provided that nothing in this sub-section shall
apply to a person subjected to preventive
detention under any law for the time being in
force.
(6) Nothing contained in sub-sections (3) and
(4) shall apply to a person who has been
authorised to vote as proxy for an elector
under this Act in so far as he votes as a proxy
for such elector.”
122. Section 62(1) of the 1951 Act means the following:
A person, who is not entered in the electoral roll
of a constituency, shall not be entitled to vote in
that constituency. On the other hand, every person, who
is, for the time being, entered in the electoral roll
of any constituency, is declared entitled to vote in
the constituency. Section 62(2) then proceeds to
declare that no person shall vote at an election in any
constituency, if he is subject to any of the
disqualifications referred to in Section 16 of the 1950
Act. In our view, the meaning of the Section 62(1) read
with Section 62(2) is the following:
163
To cast the vote, a person must be included in the
electoral roll of the constituency. However, even if
it be that he is so included, if at the time of the
election, when he casts the vote, he has incurred any
of the disqualifications referred to in Section 16 of
the 1950 Act, then his Right to Vote will stand
eclipsed.
123. Section 62(3) forbids a person, who may find his
name in the electoral roll of more than one
constituency of the same class, from casting his vote
in more than one constituency. In such an eventuality,
notwithstanding the fact that his name is so included,
if he votes in more than one constituency, his ballot
will be void in regard to all the constituencies in
which he casts his vote.
124. Equally, under Section 62(4), if his name is
included more than once in the electoral roll of the
same constituency and should he cast his vote more than
once, all the votes in regard to the said constituency
are declared void.
164
125. Section 62(5) enacts a prohibition against the
person casting his vote, if he is confined to a prison.
This would mean that while a person’s name may be
included in an electoral roll, which would entitle him,
ordinarily, to cast his vote, however, Section 62(5)
deprives him of his right to cast his vote, when he is
so confined. We have noticed that the validity of this
provision has been upheld in Anukul (supra). Also, we
find the same view taken in Chief Election Commissioner
and Others v. Jan Chaukidar (Peoples Watch) and
Others40, wherein this Court has upheld the validity of
Section 62(5). A person may be so confined, if he is
under a sentence of imprisonment or transportation or
otherwise or if he is in the custody of police. We may,
at this juncture, notice one feature. Article 326,
undoubtedly, provides for adult suffrage. It declares
that if a person is a citizen and is above eighteen
years of age and he is not disqualified as provided in
Article 326 by or under any law, then, such person
shall be entitled to have his name entered in the
40 (2013) 7 SCC 507
165
electoral roll. It does not expressly say that he shall
have the right to cast his vote. The right to cast the
vote, as such, is expressly conferred under Section
62(1), undoubtedly, on a person, whose name is entered
in the electoral roll. We have already noticed the
interplay of Section 62(1) and Section 62(2). Equally,
we may notice that even if a person is included in the
electoral roll, if he is in confinement in a prison,
it would not entitle him or rather it would disentitle
him to cast his vote. In other words, while ordinarily,
the Right to Vote inevitably follows from the inclusion
of a person in the electoral roll, the Right to Vote
may be denied in terms of the law as we have noticed.
The mere inclusion of a person’s name more than once
in an electoral roll in a constituency, it has been
declared, also would not entitle him to vote more than
once [See Section 62(4)]. Equally, inclusion of a
person’s name in the electoral roll of more than one
constituency, would not entitle a person to cast his
vote, in terms of such inclusion in more than one
constituency [See Section 62(3)]. No doubt, we do
notice that this Court has issued notice in a case,
166
which involves a challenge to Section 62(5) of the 1951
Act.
126. Section 16(1)(b) of the 1950 Act, provides for
disqualification for a person of unsound mind to be
registered in an electoral roll. There is a condition,
which is that, he must be so declared by a competent
court. Unsoundness of mind is also to be found in
Article 326 as a disqualification. Section 16(1)(c) of
the 1950 Act, it is to be noticed, disqualifies a person
for registration in an electoral roll, if he is for the
time being disqualified from voting under any law
relating to corrupt practices and other offences in
connection with elections. If such a person is included
in such electoral roll, his name is to be struck off
from the electoral roll [See Section 16(2)]. Section
11A of the 1951 Act provides for disqualifications from
voting. We have already noticed its contents.
127. In Desiya Murpokku Dravida Kazhagam (DMDK) and
another v. Election Commission of India41, dealing with
the validity of the Symbols Order 1968, providing for
41 (2012) 7 SCC 340
167
recognition and allotment based on the criteria
mentioned therein, Justice Chelameswar authored a
dissent. In the course of his dissent, the learned
Judge, after adverting to Articles 81 and 170, which
respectively provided for the composition of the Lok
Sabha and the Legislative Assemblies, and, more
particularly, that the Members of the said Legislative
Bodies, would be chosen by direct elections and after
adverting to Articles 325 and 326, held as follows:
“98. The cumulative effect of all the
abovementioned provisions is that the Lok Sabha
and the Legislative Assemblies are to consist
of members, who are to be elected by all the
citizens, who are of 18 years of age and are
not otherwise disqualified, by a valid law, to
be voters. Thus, a constitutional right is
created in all citizens, who are 18 years of
age to choose (participate in the electoral
process) the members of the Lok Sabha or the
Legislative Assemblies. Such a right can be
restricted by the appropriate legislature only
on four grounds specified under Article 326.”
128. In this regard, we may also notice the Judgment of
this Court in Rajbala and others v. State of Haryana
and others42. Therein a Bench of two learned Judges was
42 (2016) 2 SCC 445
168
dealing with the constitutionality of the Haryana
Panchayati Raj (Amendment) Act, 2015, under which,
certain categories of person were rendered incapable
of contesting elections. One such category was persons
who did not possess specified educational
qualifications. Justice Chelameswar speaking for the
Bench, held as follows:
“31. The right to vote of every citizen at an
election either to the Lok Sabha or to the
Legislative Assembly is recognised under
Articles 325 and 326 subject to limitations
(qualifications and disqualifications)
prescribed by or under the Constitution. On the
other hand, the right to vote at an election
either to the Rajya Sabha or to the Legislative
Council of a State is confined only to Members
of the electoral colleges specified under
Articles 80(4) and (5) and Articles 171(3)(a),
(b), (c) and (d) [ “171. (3) Of the total
number of members of the Legislative Council
of a State—(a) as nearly as may be, one-third
shall be elected by electorates consisting of
members of municipalities, district boards and
such other local authorities in the State as
Parliament may by law specify;(b) as nearly as
may be, one-twelfth shall be elected by
electorates consisting of persons residing in
the State who have been for at least three
years graduates of any university in the
territory of India or have been for at least
three years in possession of qualifications
prescribed by or under any law made by
Parliament as equivalent to that of a graduate
of any such university;(c) as nearly as may be,
one-twelfth shall be elected by electorates
consisting of persons who have been for at
169
least three years engaged in teaching in such
educational institutions within the State, not
lower in standard than that of a secondary
school, as may be prescribed by or under any
law made by Parliament;(d) as nearly as may be,
one-third shall be elected by the members of
the Legislative Assembly of the State from
amongst persons who are not members of the
Assembly;(e) the remainder shall be nominated
by the Governor in accordance with the
provisions of clause (5).”] respectively. In
the case of election to the Rajya Sabha, the
electoral college is confined to elected
members of Legislative Assemblies of various
States and representatives of Union
Territories [ “80. (4) The representatives of
each State in the Council of States shall be
elected by the elected members of the
Legislative Assembly of the State in accordance
with the system of proportional representation
by means of the single transferable vote.”].
In the case of the Legislative Council, the
electoral college is divided into four parts
consisting of: (i) members of various local
bodies specified under Article 171(3)(a); (ii)
certain qualified graduates specified under
Article 171(3)(b); (iii) persons engaged in the
occupation of teaching in certain qualified
institutions described under Article
171(3)(c); and (iv) Members of the Legislative
Assembly of the State concerned.
Interestingly, persons to be elected by the
electors falling under any of the
abovementioned categories need not belong to
that category, in other words, need not be a
voter in that category. [G.
Narayanaswami v. G. Pannerselvam, (1972) 3 SCC
717, pp. 724-25, para 14:“14. Whatever may have
been the opinions of Constitution-makers or of
their advisers, whose views are cited in the
judgment under appeal, it is not possible to
say, on a perusal of Article 171 of the
Constitution, that the Second Chambers set up
in nine States in India were meant to
170
incorporate the principle of what is known as
‘functional’ or ‘vocational’ representation
which has been advocated by Guild-Socialist and
Syndicalist Schools of Political Thought. Some
of the observations quoted above, in the
judgment under appeal itself, militate with the
conclusions reached there. All that we can
infer from our constitutional provisions is
that additional representation or weightage
was given to persons possessing special types
of knowledge and experience by enabling them
to elect their special representatives also for
Legislative Councils. The concept of such
representation does not carry with it, as a
necessary consequence, the further notion that
the representative must also possess the very
qualifications of those he represents.”]”
129. Thereafter the Court also held as follows:
“38. We, therefore, proceed on the basis that,
subject to restrictions mentioned above, every
citizen has a constitutional right to elect and
to be elected to either Parliament or the State
Legislatures.”
130. Still further, the Court held as follows:
“The right to vote at an election to the Lok
Sabha or the Legislative Assembly can only be
subjected to restrictions specified in Article
326. It must be remembered that under Article
326, the authority to restrict the right to
vote, can be exercised by the appropriate
Legislature.”
131. What are the incidents of a legal right? In Salmond
on Jurisprudence, we find the following discussion
about the characteristics of a legal right:
171
“(1) It is vested in a person who may be
distinguished as the owner of the right, the
subject of it, the person entitled, the person
of inherence.
(2) It avails against a person, upon whom lies
the correlative duty. He may be distinguished
as the person bound, or as the subject of the
duty, or as the person of incidence.
(3) It obliges the person bound to an act or
omission in favour of the person entitled. This
may be termed the content of the right.
(4) The act or omission relates to some thing
(in the widest sense of that word), which may
be termed the object or subject-matter of the
right.
(5) Every legal right has a title, that is to
say, certain facts or events by reason of which
the right has become vested in its owner.”
132. Article 168 of the Constitution reads as follows:
“168. Constitution of Legislatures in States
(1) For every State there shall be a
Legislature which shall consist of the
Governor, and
(a) in the States of Bihar, Madhya Pradesh,
Maharashtra, Karnataka and Uttar Pradesh, two
houses:
(b) in other States, one House
(2) Where there are two Houses of the
Legislature of a State, one shall be known as
the Legislative Council and the other as the
Legislative Assembly, and where there is only
one House, it shall be known as the Legislative
Assembly.”
172
133. A perusal of Article 168(2) would lead us to the
following inevitable conclusion:
Wherever there are two Houses in a Legislature of
a State, one is designated as Legislative Assembly and
the other is called a Legislative Council. In States,
where there is only one House, it will be called the
Legislative Assembly. So, it is that Article 170 deals
with the composition of Legislative Assemblies whereas
Article 171 deals with the composition of Legislative
Councils. We may bear in mind that Section 27 of the
1950 Act [referred to in Shyamdeo Pd. Singh (supra)]
actually deals with the preparation of electoral roll
for the Legislative Council and not the Legislative
Assembly. We make this observation only to remind
ourselves that there is a distinction between the
Legislature of a State and Legislative Assembly.
Article 168 deals with the constitution of the
Legislatures of the States. Apart from the Governor, a
Legislative Assembly, when there is only one House,
would be the other constituent part of the Legislature
of the State. Therefore, Article 326 deals with the
173
House of the People, and the Legislative Assembly. It
does not deal with Legislative Councils. As far as
Article 327 is concerned, it deals with power of
Parliament to make law with respect to all matters or
relating to election in connection to either House of
Parliament. Equally, Parliament can make law in regard
to either House of the Legislature of a State,
including the preparation of electoral roll. However,
there is a caveat. Article 327 begins with the words
‘subject to the provisions of this Constitution’. This
would mean that Article 327 is subject to Article 326.
Therefore, since Article 326 provides for the specific
heads of disqualification in regard to election to the
House of the People and to the Legislative Assembly,
the power to make law under Article 327 may not be
available, overcoming the limitation as regards the
grounds of disqualification enumerated in Article 326.
This limitation is found even in Article 328, which
deals with the powers of the State Legislature.
134. Undoubtedly, the Founding Fathers contemplated
conferring the right to participate in elections to the
House of People and the Legislative Assemblies on all
174
citizens, who were of a certain age. The right was,
however, subject to the condition that they were not
to be disqualified. The disqualifications, again, were,
however, limited to what was contained in Article 326.
The disqualifications, no doubt, were to be expressly
provided by a law to be made by the appropriate
Legislature. The disqualification or rather
qualification included the aspect of residence. Section
20 of the 1950 Act elaborates upon the concept of
residence. Likewise, in the matter of corrupt practices
and other crimes in connection with elections, within
the meaning of Section 16(c) of the 1950 Act, the matter
is to be regulated by the law.
135. Having noticed all the relevant provisions and
bearing in mind the characteristics of a legal right,
we find as follows:
Since every legal right, which would include a
Constitutional Right, [as the Constitution is also law
though the grundnorm and not law for the purpose of
Article 13,] must have a title, we must ascertain
whether a citizen of India, who is not less than
eighteen years, as, on the ‘qualifying date’, as found
175
by us, has a right. Since, the title to a legal right
means, “the facts or events, by reason of which, the
rights become vested in its owner”, who is the person
of inherence, we will explore, whether Article 326
contains the facts and reasons and whether it also
contains the content of a Right. In keeping with the
mandate of Article 326, Parliament has made the 1950
Act and the 1951 Act. It is thereafter that the first
general elections were held in the country. It may be
true that the 1950 Act and the 1951 Act have been
amended from time to time. At any given point of time,
placing Article 326 side-by-side with the law made by
Parliament or the law made by the State Legislature,
we would find that, if a person is a citizen of India
and not below eighteen years of age, and if he does not
incur the disqualifications, which cannot be more than
what is provided in Article 326, but the content of
which, may be provided by the law made by the competent
Legislature and the citizen not less than eighteen
years does not have the disqualifications, he becomes
entitled to be entered in the electoral roll. Such
person, as is indicated in Article 326, indeed, has a
176
right, which can be said to be a Constitutional Right,
which may be right subject to the restriction. Section
62(1) of the 1951 Act, as we have noticed, gives also
the Right to Vote to such a person. Any other
interpretation would whittle down the grand object of
conferring adult suffrage on citizens.
136. The mere fact that for the creation of a Right,
one needs to lean on certain facts, which may consist
of a law, which, in turn, is in the main respects
dictated to by the constitutional provision, may not
detract from the existence of a Right. Article 19
confers fundamental freedoms, which are understood as
Fundamental Rights. The Fundamental Rights can be
regulated by law made under Article 19(2) to Article
19(6). Could it be said that, in view of the power to
regulate the Fundamental Right, no right exists? We are
conscious that in the case of Fundamental Rights under
Article 19, it could be said that the Right exists and
it is only made subject to a law, which may be made.
However, could it be said that whenever a law is made
by Parliament, acting even within the boundaries of
Article 326, by amending or adding to the
177
disqualifications, even if it be limited by the
disqualifications declared in Article 326, that such a
law could be described as falling foul of the
Constitution, as contained in Article 326?
137. Take for instance, a new corrupt practice is added
by law. Would it be vulnerable on the ground that it
takes away the Constitutional right under Article 326?
We would think that it may not. What would be the
position if the Legislature had not provided for any
corrupt practice or a crime as a disqualification. Then
there would be no such disqualification. However, the
appropriate Legislature is also limited in the matter
of the disqualifications by Article 326. In that sense,
it could be said that Article 326 provides a
constitutional right, subject to restrictions which the
law provides for, which must finally be traced to its
shores. Section 62(1) of the 1950 Act provides the
fulfilment of the goal of adult suffrage guaranteed in
Article 326. Article 326(3) and Article 326(4) are only
meant to provide against the misuse of the right.
Section 62(2) is clearly reconcilable with Article 326.
Section 62(5) again appears to be a restriction.
178
138. In regard to Article 326, we may observe, when
the Founding Fathers clearly created a right on the
citizen, who was an adult, (the age was originally 21
years and it was lowered to 18 years), to have his name
entered in the electoral roll unless he has incurred
disqualifications, which, in turn, were limited to
those mentioned in Article 326, they were to be
provided by law. It is clear that a law necessarily had
to be made. The law was, indeed, made as we have noted
by the 1950 and 1951 Acts, providing for the true
contours of the disqualification limited to what was
provided in Article 326. Imagine a situation, if
Parliament had not passed 1950 and 1951 Acts, it would
have led to a situation where the foundational
democratic process of holding elections to the House
of the People and the Legislative Assemblies would have
been rendered impossible. A law had to be made and it
was made. Not making the law would have led to a
constitutional breakdown. We make these remarks to
remind ourselves that treating the Constitution as the
grundnorm, providing the very edifice of the State and
the Legal System, the making of the law by the
179
Legislative Body, which is a power entrusted to the
Legislative Branch, may come with a duty. A conferment
of legislative power, as is done under Article 245 read
with Article 246 of the Constitution, is not to be
confused with the making of the law under Article 326.
The conferment of a legislative power under Article 245
read with Article 246 is the essential legislative
powers in terms of the separation of power envisaged
broadly under the Constitution.
139. We have noticed that we cannot and we need not
finally pronounce on this aspect, in view of the fact
that a Constitution Bench of this Court, which we have
noticed in Kuldip Nayar (supra) has proceeded to hold
that there is no Constitutional Right.
140. What is important is that the Court noted in
Anukul (supra) that holding of free and fair elections
constitute a basic feature of the Constitution and
approved of the view apparently that the Right to Elect
is fundamental to democracy [See Jyoti Basu (supra)].
141. Even if it is treated as a statutory right, which,
at any rate, cannot be divorced or separated from the
mandate of Article 326, the right is of the greatest
180
importance and forms the foundation for a free and fair
election, which, in turn, constitutes the right of the
people to elect their representatives. We would for the
purpose of the lis in question rest content to proceed
on the said basis.
T. DEMOCRACY AND THE IMPORTANCE OF ELECTIONS
142. Dr. B.R. Ambedkar made the following pertinent
observations regarding democracy in the course of his
speech in the Constituent Assembly on 25.11.1949:
“What we must do is not to be content with mere
political democracy. We must make our political
democracy a social democracy as well. Political
democracy cannot last unless there lies at the
base of it a social democracy. What does social
democracy mean? It means a way of life which
recognizes liberty, equality and fraternity as
the principles of life. These principles —
liberty, equality and fraternity — are not to
be treated as separate items in a trinity. They
form a union of trinity in the sense that to
divorce one from the other is to defeat the
very purpose of democracy. Liberty cannot be
divorced from equality, equality cannot be
divorced from liberty. Nor can liberty and
equality be divorced from fraternity. Without
equality, liberty would produce the supremacy
of the few over the many. Equality without
liberty would kill individual initiative.
Without fraternity, liberty and equality could
not become a natural course of things. It would
require a constable to enforce them. We must
begin by acknowledging the fact that there is
181
complete absence of two things in Indian
society. One of these is equality. On the
social plane, we have in India a society based
on the principle of graded inequality, which
means elevation for some and degradation for
others. On the economic plane, we have a
society in which there are some who have
immense wealth as against many who live in
abject poverty.
On January 26, 1950, we are going to enter into
a life of contradictions. In politics we will
have equality and in social and economic life
we will have inequality. In politics we will
be recognizing the principle of one man, one
vote and one vote, one value. In our social
and economic life we shall, by reason of our
social and economic structure, continue to deny
the principle of one man, one value. How long
shall we continue to live this life of
contradictions? How long shall we continue to
deny equality in our social and economic life?
If we continue to deny it for long, we will do
so only by putting our political democracy in
peril. We must remove this contradiction at the
earliest possible moment or else those who
suffer from inequality will blow up the
structure of political democracy which we have
so laboriously built up.”
143. In Indira Nehru Gandhi Smt. v. Raj Narain and
another 143, this Court adverted to the importance of
elections in a democracy as follows:
“198. … Democracy postulates that there should
be periodical elections, so that people may be
in a position either to re-elect the old
representatives or, if they so choose, to
43 1975 Supp SCC 1
182
change the representatives and elect in their
place other representatives. Democracy further
contemplates that the elections should be free
and fair, so that the voters may be in a
position to vote for candidates of their
choice. Democracy can indeed function only upon
the faith that elections are free and fair and
not rigged and manipulated, that they are
effective instruments of ascertaining popular
will both in reality and form and are not mere
rituals calculated to generate illusion of
defence to mass opinion. Free and fair
elections require that the candidates and their
agents should not resort to unfair means or
malpractices as may impinge upon the process
of free and fair elections. Even in the absence
of unfair means and malpractices, some times
the result of an election is materially
affected because of the improper rejection of
ballot papers. …”
144. Aharon Barak, President of Supreme Court of Israel
in his book ‘The Judge in a Democracy’ articulates
concepts about democracy succinctly. He says the
following while answering the difficult question as to
what is democracy:
“What is democracy? According to my approach,
democracy is a rich and complex normative
concept. It rests on two bases. The first is
the sovereignty of the people. This sovereignty
is exercised in free elections, held on a
regular basis, in which the people choose their
representatives, who in turn represent their
views. This aspect of democracy is manifested
in majority rule and in the centrality of the
183
legislative body through which the people’s
representatives act.
This is a formal aspect of democracy. It is of
central importance, since without if the regime
is not democratic.
The second aspect of democracy is reflected in
the rule of values (other than the value of
majority rule) that characterize democracy.
The most important of these values are
separation of powers, the rule of law, judicial
independence, human rights, and basic
principles that reflect yet other values (such
as morality and justice), social objectives
(such as the public peace and security), and
appropriate ways of behavior (reasonableness,
good faith). This aspect of democracy is the
rule of democratic values. This is a
substantive aspect of democracy. It too is of
central importance. Without it, a regime is not
democratic.
Both aspects, the formal and the substantive,
are necessary for democracy. They are “nuclear
characteristics.” I discussed them in one case,
holding that “these characteristics are based
... upon the recognition of the sovereignty of
the people manifested in free and egalitarian
elections; recognition of the nucleus of human
rights, among them dignity and equality, the
existence of separation of powers, the rule of
law, and an independent judiciary.”
 (Emphasis Supplied)
145. He dilates on the qualities that inform a
substantive democracy as follows: -
“Democracy is not satisfied merely by abiding
by proper elections and legislative supremacy.
Democracy has its own internal morality based
184
on the dignity and equality of all human
beings. Thus, in addition to formal
requirements (elections and the rule of the
majority), there are also substantive
requirements. These are reflected in the
supremacy of such underlying democratic values
and principles as separation of powers, the
rule of law, and independence of the judiciary.
They are based on such fundamental values as
tolerance, good faith, justice,
reasonableness, and public order. Above all,
democracy cannot exist without the protection
of individual human rights – rights so
essential that they must be insulated from the
power of the majority.
Democracy is not just the law of rules and
legislative supremacy; it is a
multidimensional concept. It requires
recognition of both the power of the majority
and the limitations on that power.”
 (Emphasis Supplied)
146. On the topic of Change and Stability and
elaborating on ‘The Dilemma of Change’, the learned
Judge writes: -
“The Dilemma of Change
The need for change presents the judge with a
difficult dilemma, because change sometimes
harms security, certainty, and stability. The
judge must balance the need for change with the
need for stability. Professor Roscoe Pound
expressed this well more than eighty years ago:
“Hence all thinking about law has struggled to
reconcile the conflicting demands of the need
of stability and of the need of change. Law
must be stable and yet it cannot stand still.”
185
Stability without change is degeneration.
Change without stability is anarchy. The role
of a judge is to help bridge the gap between
the needs of society and the law without
allowing the legal system to degenerate or
collapse into anarchy. The judge must ensure
stability with change, and change with
stability. Like the eagle in the sky, which
maintains its stability only when it is moving,
so too is the law stable only when it is moving.
Achieving this goal is very difficult. The life
of the law is complex. It is not mere logic.
It is not mere experience. It is both logic
and experience together. The progress of case
law throughout history must be cautious. The
decision is not between stability or change.
It is a question of the speed of the change.
The decision is not between rigidity or
flexibility. It is question of the degree of
flexibility.”
 (Emphasis Supplied)
147. In S.R. Chaudhuri v. State of Punjab and Others,
44,
this Court had to deal with the question whether the
person who was not a Member of the Assembly and who
failed to get himself elected during the period of six
consecutive months, after appointment as Minister,
could be reappointed as Minister without being elected
after the expiry of the period of six consecutive
months. The decision involved the interpretation of
44 (2001) 7 SCC 126
186
Article 164, and in particular, Article 164 (4) of the
Constitution of India. Article 164 reads as follows.
“164. Other provisions as to Ministers. — (1)
The Chief Minister shall be appointed by the
Governor and the other Ministers shall be
appointed by the Governor on the advice of the
Chief Minister, and the Ministers shall hold
office during the pleasure of the Governor:
Provided that in the States of Bihar, Madhya
Pradesh and Orissa, there shall be a Minister
in charge of tribal welfare who may in addition
be in charge of the welfare of the Scheduled
Castes and Backward Classes or any other work.
(2) The Council of Ministers shall be
collectively responsible to the Legislative
Assembly of the State.
(3) Before a Minister enters upon his office,
the Governor shall administer to him the oaths
of office and of secrecy according to the forms
set out for the purpose in the Third Schedule.
(4) A Minister who for any period of six
consecutive months is not a member of the
Legislature of the State shall at the
expiration of that period cease to be a
Minister.
(5) The salaries and allowances of Ministers
shall be such as the Legislature of the State
may from time to time by law determine and,
until the Legislature of the State so
determines, shall be as specified in the Second
Schedule.”
187
A Bench of three Learned Judges of this Court
disapproving of the resort to repeated appointments
without the Minister getting elected held as follows:
“21. Parliamentary democracy generally
envisages (i) representation of the people,
(ii) responsible government, and
(iii) accountability of the Council of
Ministers to the Legislature. The essence of
this is to draw a direct line of authority from
the people through the Legislature to the
executive. The character and content of
parliamentary democracy in the ultimate
analysis depends upon the quality of persons
who man the Legislature as representatives of
the people. It is said that “elections are the
barometer of democracy and the contestants the
lifeline of the parliamentary system and its
set-up”.”
“33. Constitutional provisions are required to
be understood and interpreted with an objectoriented approach. A Constitution must not be
construed in a narrow and pedantic sense. The
words used may be general in terms but, their
full import and true meaning, has to be
appreciated considering the true context in
which the same are used and the purpose which
they seek to achieve. Debates in the
Constituent Assembly referred to in an earlier
part of this judgment clearly indicate that a
non-member's inclusion in the Cabinet was
considered to be a “privilege” that
extends only for six months, during which
period the member must get elected, otherwise
he would cease to be a Minister. It is a settled
position that debates in the Constituent
Assembly may be relied upon as an aid to
interpret a constitutional provision because
it is the function of the court to find out
the intention of the framers of the
Constitution. We must remember that a
188
Constitution is not just a document in solemn
form, but a living framework for the Government
of the people exhibiting a sufficient degree
of cohesion and its successful working depends
upon the democratic spirit underlying it being
respected in letter and in spirit. The debates
clearly indicate the “privilege” to extend
“only” for six months.””
(Emphasis supplied)
148. In B.R. Kapur v. State of T.N. and Another,
45
interpreting Article 164 again a Constitution Bench
which also relied upon Constituent Assembly Debates
held that a non-legislator could become a Chief
Minister or Minister under Article 164 only if he had
the qualification for membership of the legislative
body and was also not disqualified within the meaning
of Article 191. Of relevance to the cases before us are
the following observations of Justice G.B. Pattanaik
which are as follows: -
“In a democracy, constitutional law reflects
the value that people attach to orderly human
relations, to individual freedom under the law
and to institutions such as Parliament,
political parties, free elections and a free
press.
xxxx xxxx xxxx
45 (2001) 7 SCC 231
189
The said Constitution occupies the primary
place. Notwithstanding the fact, we have a
written constitution, in course of time, a wide
variety of rules and practices have evolved
which adjust operation of the Constitution to
changing conditions.
xxxx xxxx xxxx
Many important rules of constitutional
behaviour, which are observed by the Prime
Minister and Ministers, members of the
Legislature, Judges and civil servants are
contained neither in Acts nor in judicial
decisions. But such rules have been
nomenclatured by the constitution-writers to
be the rule of “the positive morality of the
constitution” and sometimes the authors
provide the name to be “the unwritten maxims
of the constitution” — rules of constitutional
behaviour, which are considered to be binding
by and upon those who operate the Constitution
but which are not enforced by the law courts
nor by the presiding officers in the House of
Parliament.”
(Emphasis supplied)
149. In B.P. Singhal v. Union of India and Another46,
dealing with Article 156(1) which declares that a
Governor shall hold office during the pleasure of the
President. This Court held after declaring that the
Governor is not an agent of the ruling party at the
Centre, as follows: -
46 (2010) 6 SCC 331
190
“71. When a Governor holds office during the
pleasure of the Government and the power to
remove at the pleasure of the President is not
circumscribed by any conditions or
restrictions, it follows that the power is
exercisable at any time, without assigning any
cause. However, there is a distinction between
the need for a cause for the removal, and the
need to disclose the cause for removal. While
the President need not disclose or inform the
cause for his removal to the Governor, it is
imperative that a cause must exist.”
As regards the Limitations/ Restrictions on the
exercise of removal of Governor, this Court observed as
follows: -
“(iv) Limitations/Restrictions upon the power
under Article 156(1) of the Constitution of
India
48. We may now examine whether there are any
express or implied limitations or restrictions
on the power of removal of Governors under
Article 156(1). We do so keeping in mind the
following words of Holmes, J.:
“… the provisions of the Constitution are not
mathematical formulas having their essence in
their form; they are organic, living
institutions… The significance is vital, nor
formal; it is to be gathered not simply by
taking the words and a dictionary, but by
considering their origin and the line of their
growth” (see Gompers v. United States [58 L Ed
1115 : 233 US 604 (1913)] , L Ed p. 1120).”
(Emphasis supplied)
191
U. POWERS, FUNCTIONS AND JURISDICTION OF THE
ELECTION COMMISSION OF INDIA
150. Article 324 is a plenary provision clothing the
Election Commission with the entire responsibility to
hold the National and State elections and carries with
it the necessary powers to discharge its functions.
However, the Commission cannot act against a law framed
by Parliament or the State Legislature. The power of
the Commission is also subject to norms of fairness and
it cannot act arbitrarily. The action cannot be mala
fide. Article 324 governs in matters not covered by
legislation. Being a high functionary who is expected
to function fairly and legally if he does otherwise,
the courts can veto the illegal action (See Mohinder
Singh Gill and Another v. Chief Election Commissioner,
New Delhi and Others,
47).
151. The Election Commission under Article 324 can
postpone an election on the basis of the opinion that
there existed disturbed conditions in the State or some
area of the State thus making of holding free and fair
elections not possible. The court followed the views
47 (1978) 1 SCC 405)
192
in the Mohinder Singh Gill case (supra) that democracy
depends on the man as much as on the Constitution [See
Digvijay Mote v. Union of India and Others48]. The
Election Commission is endowed with the power to
recognise political parties and to decide disputes
arising among them. It can also adjudicate
controversies between splinter groups within a
political party. The Commission has been found to have
the power to issue the symbols order. This right has
been traced to Article 324 [(See All Party Hill Leaders
Conference Shillong v. Captain W.A. Sangma and Others49,
and Kanhiya Lal Omar v. R.K. Trivedi and Others50)].
152. Recognising the magnitude of the exercise involved
in ensuring free and fair elections, this Court
declared that in case of conflict of opinion between
the Election Commission and the Government, as to the
adequacy of the machinery to deal with the state of law
and order, the assessment of the Election Commission
was to prima facie prevail. This Court, no doubt, also
48 (1993) 4 SCC 175
49 (1977) 4 SCC 161
50 (1985) 4 SCC 628
193
observed that a mutually acceptable coordinating
machinery may be put in place (see Election Commission
of India v. State of T.N and Others51).
153. While dealing with the power of the Election
Commission to requisition such staff “for election
duty” and disagreeing with the Commission that it could
requisition the service of the employees of the State
Bank of India, this Court declared that the election
commission did not have untrammelled power. The power
must be traced to the Constitution or a law (see
Election Commission of India v. State Bank of India
Staff Association Local Head Office Unit, Patna and
Others52).
154. The Election Commission has power to issue
directions for the conduct of elections requiring the
political parties to submit the details of the
expenditure incurred or authorised by them for the
purpose of the election of their respective candidates.
This power was traced to the words “conduct of
51 (1995) Suppl. 3 SCC 379
52 (1995) suppl.2 SCC 13
194
elections” [See Common Cause (A Registered Society) v.
Union of India and Others53].
155. All powers though not specifically provided but
necessary for effectively holding the elections are
available to the Election Commission. [See Election
Commission of India v. Ashok Kumar and Others54].
156. Article 324 is a reservoir of power to be used for
holding free and fair elections. The Commission as a
creature of the Constitution may exercise it in an
infinite variety of situations. In a democracy, the
electoral process plays a strategic role. The
commission can fill up the vacuum by issuing directions
until there is a law made. This was laid down in the
context of directions aimed at securing information
about the candidates [See Union of India v. Association
for Democratic Reforms and Others55].
157. Following a spate of violence in the State of
Gujarat and upon the dissolution of the Assembly, the
Commission took the view that it may not be possible
53 (1996) 2 SCC 752
54 (2000) 8 SCC 216
55 (2002) 5 SCC 294
195
to hold the election though Article 174(1) mandated
that there shall not be more than six months in between
the last session of the assembly and the first meeting
of the next session. After finding that Article 174 did
not apply to a dissolved assembly as was indeed the
case, this Court reiterated that the words
‘superintendence, control, direction as also ‘the
conduct of all elections’ were the broadest terms. This
court also found that if there is no free and fair
periodic election, it is the end of democracy. [See
(2000) 8 SCC 237]. The said judgment was rendered while
answering a reference made to this Court under Article
143 of the Constitution.
158. The Election Commission has the power to lay down
a certain benchmark to be achieved by a party in State
politics before it could be recognised as a political
party [See Desiya Murpokku Dravida Kazhagam (DMDK) v.
Election Commission of India and Others56]. Justice J.
Chelameswar wrote a dissenting opinion.
56 (2012) 7 SCC 340
196
159. While dealing with the aspect of jurisdiction of
the Election Commission under Section 10A of the 1951
Act to ascertain whether there has been a failure to
lodge true, correct and genuine accounts of bona fide
election expenditure and that it did not exceed the
maximum limit, the Election Commission has been found
to have overarching powers and it has been described
as a ‘guardian of democracy’. In this regard, we notice
the following words of this Court in Ashok Shankarrao
Chavan v. Madhavrao Kinhalkar57 :
“67. In this context, we also keep in mind the
Preamble to the Constitution which in liberal
words states that the People of India having
solemnly resolved to constitute India into a
Sovereign Socialist Secular Democratic
Republic and to secure to all citizens justice,
liberty, equality and fraternity. In such a
large democratic country such as ours, if
purity in elections is not maintained, and for
that purpose when the Constitution makers in
their wisdom thought it fit to create an
authority, namely, the Election Commission and
invested with it the power of superintendence,
control and also to issue directions, it must
be stated that such power invested with the
said constitutional authority should not be a
mere empty formality but an effective and
stable one, in whom the citizens of this
country can repose in and look upon to ensure
that such unscrupulous elements and their
attempts to enter into political
57 (2014) 7 SCC 99
197
administration of this vast country are
scuttled. In that respect, since the ruling of
this vast country is always in the hands of
the elected representatives of the people, the
enormous powers of the Election Commission as
the guardian of democracy should be recognised.
It is unfortunate that those who are really
interested in the welfare of society and who
are incapable of indulging in any such corrupt
practices are virtually side-lined and are
treated as totally ineligible for contesting
the elections.”
(Emphasis supplied)
160. Under Article 103(2) and Article 192(2), the
President and the Governor are to act on the opinion
of the Election Commission as regards the question of
disqualification of the Member of Parliament and of the
Legislature of a State, respectively. This is the
advisory jurisdiction of the Election Commission. It
exercises vast administrative powers. Further, the
Election Commission discharges quasi-judicial
functions also.
V. THE IMPACT OF ARTICLE 329(b)
161. Article 329 (b) declares as follows:
“(b) no election to either House of Parliament
or to the House or either House of the
Legislature of a State shall be called in
question except by an election petition
198
presented to such authority and in such manner
as may be provided for by or under any law made
by the appropriate Legislature.”
162. Regarding the impact of Article 329(b), a Bench of
three learned judges after an exhaustive review of the
earlier case law has set down the following summary of
conclusions in the case of Election Commission of India
v. Ashok Kumar58:
“31. The founding fathers of the Constitution
have consciously employed use of the words “no
election shall be called in question” in the
body of Section 329(b) and these words provide
the determinative test for attracting
applicability of Article 329(b). If the
petition presented to the Court “calls in
question an election” the bar of Article 329(b)
is attracted. Else it is not.
32. For convenience sake we would now generally
sum up our conclusions by partly restating what
the two Constitution Benches have already said
and then adding by clarifying what follows
therefrom in view of the analysis made by us
hereinabove:
(1) If an election, (the term election being
widely interpreted so as to include all steps
and entire proceedings commencing from the
date of notification of election till the
date of declaration of result) is to be
called in question and which questioning may
58 (2000) 8 SCC 216
199
have the effect of interrupting, obstructing
or protracting the election proceedings in
any manner, the invoking of judicial remedy
has to be postponed till after the completing
of proceedings in elections.
(2) Any decision sought and rendered will not
amount to “calling in question an election”
if it subserves the progress of the election
and facilitates the completion of the
election. Anything done towards completing or
in furtherance of the election proceedings
cannot be described as questioning the
election.
(3) Subject to the above, the action taken
or orders issued by Election Commission are
open to judicial review on the well-settled
parameters which enable judicial review of
decisions of statutory bodies such as on a
case of mala fide or arbitrary exercise of
power being made out or the statutory body
being shown to have acted in breach of law.
(4) Without interrupting, obstructing or
delaying the progress of the election
proceedings, judicial intervention is
available if assistance of the court has been
sought for merely to correct or smoothen the
progress of the election proceedings, to
remove the obstacles therein, or to preserve
a vital piece of evidence if the same would
be lost or destroyed or rendered
irretrievable by the time the results are
declared and stage is set for invoking the
jurisdiction of the court.
(5) The court must be very circumspect and
act with caution while entertaining any
200
election dispute though not hit by the bar
of Article 329(b) but brought to it during
the pendency of election proceedings. The
court must guard against any attempt at
retarding, interrupting, protracting or
stalling of the election proceedings. Care
has to be taken to see that there is no
attempt to utilise the court's indulgence by
filing a petition outwardly innocuous but
essentially a subterfuge or pretext for
achieving an ulterior or hidden end. Needless
to say that in the very nature of the things
the court would act with reluctance and shall
not act, except on a clear and strong case
for its intervention having been made out by
raising the pleas with particulars and
precision and supporting the same by
necessary material.
33. These conclusions, however, should not be
construed as a summary of our judgment. These
have to be read along with the earlier part of
our judgment wherein the conclusions have been
elaborately stated with reasons.”
163. We would, therefore, find that the Election
Commission of India has been charged with the duty and
blessed with extraordinary powers to hold elections to
both Parliament and state legislatures from time to
time. This is an enormous task. The power it possesses
under Article 324 is plenary. It is only subject to any
law which may be made by Parliament or by the State
201
Legislature. Undoubtedly, the Election Commission is
duty bound to act in a fair and legal manner. It must
observe the provisions of the Constitution and abide
by the directions of the Court. The same being done,
it can draw upon a nearly infinite reservoir of power.
Once the poll is notified, [which again is a call to
be taken by the Election Commission itself, and indeed
capable of being misused and the subject of
considerable controversy, if bias or subservience to
the powers that be, is betrayed], it assumes unusual
powers. Its writ lies across Governments over the
length and breadth of the country. Officers of the
Government who come under its charge become subject to
the superintendence of the Commission. The fate of the
political parties and its candidates, and therefore,
of democracy itself to a great measure is allowed to
rest in the hands of the Election Commission. While
there may be officers who assist the Commission,
vitally important decisions have to be taken by those
at the helm of the affairs. It is the Chief Election
Commissioner and the Election Commissioners at whose
table the buck must stop. It is in this scenario, we
202
bear in mind that when a decision is taken in the
process of the holding of the poll, that subject to
proceedings which are initiated in courts which conduce
to the effective holding of the poll, any proceeding
which seeks to bring the election process under a
shadow is tabooed. The significance of this aspect is
that it adds to the enormity of the powers and
responsibilities of the Election Commission. Awaiting
the outcome of the poll to question the election before
the tribunal may result in many illegal, unfair and
mala fide decisions by the Election Commission passing
muster for the day. Once the election results are out,
the matter is largely reduced to a fait accompli. In
fact, many a time an omission or a delay in taking a
decision can itself be fatal to the holding of a free
and fair poll. The relief vouchsafed in an election
petition may not by itself provide a just solution to
the conduct of election in an illegal, mala fide or
unfair manner. These observations have a direct
connection with the question with which we are
concerned with, namely, the need to take the
appointment of the members of the Election commission
203
out of the exclusive hands of the executive, namely,
the party which not unnaturally has an interest in
perpetuating itself in power.
W. PURSUIT OF POWER; A MEANS TO AN END OR AN END
IN ITSELF?
164. The basic and underlying principle central to
democracy is power to the people through the ballot.
Abrahim Lincoln declared democracy to be Government of
the people, by the people and for the people. A
political party or a group or a coalition assumes
reigns of governance. The purpose of achieving power
is to run the Government. No doubt, the Government must
be run in accordance with the dictate of the
Constitution and the laws. Political parties not
unnaturally come out with manifestos containing a
charter of promises they intend to keep. Without
attaining power, men organised as political parties
cannot achieve their goals. Power becomes, therefore,
a means to an end. The goal can only be to govern so
that the lofty aims enshrined in the directive
principles are achieved while observing the fundamental
rights as also the mandate of all the laws. What is
204
contemplated is a lawful Government. So far so good.
What, however, is disturbing and forms as we understand
the substratum of the complaints of the petitioner is
the pollution of the stream or the sullying of the
electoral process which precedes the gaining of power.
Can ends justify the means? There can be no doubt that
the strength of a democracy and its credibility, and
therefore, its enduring nature must depend upon the
means employed to gain power being as fair as the
conduct of the Government after the assumption of power
by it. The assumption of power itself through the
electoral process in the democracy cannot and should
not be perceived as an end. The end at any rate cannot
justify the means. The means to gain power in a
democracy must remain wholly pure and abide by the
Constitution and the laws. An unrelenting abuse of the
electoral process over a period of time is the surest
way to the grave of the democracy. Democracy can
succeed only in so far as all stakeholders
uncompromisingly work at it and the most important
aspect of democracy is the very process, the electoral
process, the purity of which alone will truly reflect
205
the will of the people so that the fruits of democracy
are truly reaped. The essential hallmark of a genuine
democracy is the transformation of the ‘Ruled’ into a
citizenry clothed with rights which in the case of the
Indian Constitution also consist of Fundamental Rights,
which are also being freely exercised and the
concomitant and radical change of the ruler from an
‘Emperor’ to a public servant. With the accumulation
of wealth and emergence of near monopolies or duopolies
and the rise of certain sections in the Media, the
propensity for the electoral process to be afflicted
with the vice of wholly unfair means being overlooked
by those who are the guardians of the rights of the
citizenry as declared by this Court would spell
disastrous consequences.
X. RULE OF LAW; FUNDAMENTAL RIGHTS AND AN
INDEPENDENT ELECTION COMMISSION
165. The cardinal importance of a fiercely independent,
honest, competent and fair Election Commission must be
tested on the anvil of the rule of law as also the
grand mandate of equality. We expatiate. Rule of law
is the very bedrock of a democratic form of governance.
206
It simply means that men and their affairs are governed
by pre-announced norms. It averts a democratic
Government brought to power by the strength of the
ballot betraying their trust and lapsing into a
Government of caprice, nepotism and finally despotism.
It is the promise of avoidance of these vices which
persuades men to embrace the democratic form of
Government. An Election Commission which does not
ensure free and fair poll as per the rules of the game,
guarantees the breakdown of the foundation of the rule
of law. Equally, the sterling qualities which we have
described which must be possessed by an Election
Commission is indispensable for an unquestionable
adherence to the guarantee of equality in Article 14.
In the wide spectrum of powers, if the Election
Commission exercises them unfairly or illegally as much
as he refuses to exercise power when such exercise
becomes a duty it has a telling and chilling effect on
the fortunes of the political parties. Inequality in
the matter of treatment of political parties who are
otherwise similarly circumstanced unquestionably
breaches the mandate of Article 14. Political parties
207
must be viewed as organisations representing the hopes
and aspirations of its constituents, who are citizens.
The electorate are ordinarily, supporters or adherents
of one or the other political parties. We may note that
the recognition of NOTA, by this Court enabling a voter
to express his distrust for all the candidates
exposes the disenchantment with the electoral process
which hardly augurs well for a democracy. Therefore,
any action or omission by the Election Commission in
holding the poll which treats political parties with
an uneven hand, and what is more, in an unfair or
arbitrary manner would be anathema to the mandate of
Article 14, and therefore, cause its breach. There is
an aspect of a citizen’s right to vote being imbued
with the fundamental freedom under Article 19(1)(a).
The right of the citizen to seek and receive
information about the candidates who should be chosen
by him as his representative has been recognised as a
fundamental right [See Public Interest Foundation
(supra)]. The Election Commissioners including the
Chief Election Commissioner blessed with nearly
infinite powers and who are to abide by the fundamental
208
rights must be chosen not by the Executive exclusively
and particularly without any objective yardstick.
Y. THE SYMBOLS ORDER; THE MODEL CODE OF CONDUCT
166. Apart from the 1950 and 1951 Acts, the Code of
Election Rules, 1961 came to be made. In the year 1968,
The Election Symbols (Reservation and Allotment) Order,
1968 [hereinafter referred to as, ‘the Symbols Order’]
came to be made by Notification dated 31.08.1968, in
exercise of powers conferred under Article 324 of the
Constitution read with Section 29A of the 1951 Act and
Rules 5 and 10 of the Conduct of Elections Rules. The
Symbols Order deals with allotment and classification
of symbols. Political parties are broadly divided into
recognised political parties or unrecognised political
parties. A recognised party may be a national party or
a state party. Conditions for recognition of a party
as national party and state party are separately laid
down. Paragraph-15 of the Symbols Order reads as
follows:
“15. Power of Commission in relation to
splinter groups or rival sections of a
recognised political party–
209
When the Commission is satisfied on information
in its possession that there are rival sections
or groups of a recognised political party each
of whom claims to be that party, the Commission
may, after taking into account all the
available facts and circumstances of the case
and hearing such representatives of the
sections or groups and other persons as desire
to be heard, decide that one such rival section
or group or none of such rival sections or
groups is that recognised political party and
the decision of the Commission shall be binding
on all such rival sections or groups.”
167. Paragraph-16 deals with power of the Commission in
case of amalgamation of two political parties.
168. In the very same year, that is 1968, a Model Code
of Conduct also came to be issued. As of date, a large
body of norms, forming part of the Model Code of
Conduct, have been put in place. The Model Code of
Conduct for Guidance of Political Parties and
Candidates provides, inter alia, as follows:
“1. No party or candidate shall include in any
activity which may aggravate existing
differences or create mutual hatred or cause
tension between different castes and
communities, religious or linguistic.
xxx xxx xxx
3. There shall be no appeal to caste or
communal feelings for securing votes. Mosques,
210
Churches, Temples or other places of worship
shall not be used as forum for election
propaganda.
4. All parties and candidates shall avoid
scrupulously all activities which are “corrupt
practices” and offences under the election law,
such as bribing of voters, intimidation of
voters, impersonation of voters, canvassing
within 100 meters of polling stations, holding
public meetings during the period of 48 hours
ending with the hour fixed for the close of
the poll, and the transport and conveyance of
voters to and from polling station.”
169. Thereafter, it proceeds to deal with meetings,
processions, polling day conduct. In regard to the
party in power, we find the following as part of the
Model Code of Conduct. Part VII of the Model Code of
Conduct, inter alia, reads as follows:
“VII. Party in Power
The party in power whether at the Centre or in
the State or States concerned, shall ensure
that no cause is given for any complaint that
it has used its official position for the
purposes of its election campaign and in
particular –
XXXX XXXX XXXX
1. (b) Government transport including official
air-crafts, vehicles, machinery and personnel
shall not be used for furtherance of the
interest of the party in power;
211
XXXX XXXX XXXX
3. Rest houses, dak bungalows or other
Government accommodation shall not be
monopolized by the party in power or its
candidates and such accommodation shall be
allowed to be used by other parties and
candidates in a fair manner but no party or
candidate shall use or be allowed to use such
accommodation (including premises appertaining
thereto) as a campaign office or for holding
any public meeting for the purposes of election
propaganda;
4. Issue of advertisement at the cost of public
exchequer in the newspapers and other media and
the misuse of official mass media during the
election period for partisan coverage of
political news and publicity regarding
achievements with a view to furthering the
prospects of the party in power shall be
scrupulously avoided.
5. Ministers and other authorities shall not
sanction grants/payments out of discretionary
funds from the time elections are announced by
the Commission; and”
There are other aspects relating to Election
Manifestos. There is a clear need for a fearless and
independent Election Commission of India to give full
effect to these salutary principles.
170. Paragraph-16A of the Symbols Order inserted by
Notification dated 18.02.1994, reads as follows:
“16A. Power of Commission to suspend or
withdraw recognition of a recognised political
party for its failure to observe Model Code of
212
Conduct or follow lawful directions and
instructions of the CommissionNotwithstanding anything in this Order, if the
Commission is satisfied on information in its
possession that a political party, recognised
either as a National party or as a State party
under the provisions of this Order, has failed
or has refused or is refusing or has shown or
is showing defiance by its conduct or otherwise
(a) to observe the provisions of the ‘Model
Code of Conduct for Guidance of Political
Parties and Candidates’ as issued by the
Commission in January, 1991 or as amended by
it from time to time, or (b) to follow or carry
out the lawful directions and instructions of
the Commission given from time to time with a
view to furthering the conduct of free, fair
and peaceful elections or safeguarding the
interests of the general public and the
electorate in particular, the Commission may,
after taking into account all the available
facts and circumstances of the case and after
giving the party reasonable opportunity of
showing cause in relation to the action
proposed to be taken against it, either
suspend, subject to such terms as the
Commission may deem appropriate, or withdraw
the recognition of such party as the National
Party or, as the case may be, the State Party.”
(Emphasis supplied)
171. In Abhiram Singh v. C.D. Commachen (DEAD) by Legal
Representatives and others59, a Bench of seven learned
Judges of this Court had to interpret the word ‘his’
in Section 123 of the Representation of the People Act.
59 (2017) 2 SCC 629
213
By a 4:3 majority, this Court held that the word ‘his’
in Section 123(3) of the Representation of the People
Act, 1951, for the purpose of maintaining the purity
of the electoral process, must be given a broad and
purposive interpretation so that any appeal made to an
elector by a candidate or his agent or by any other
person with the consent of the candidate or his
election agent, to vote or refrain from voting, inter
alia, on the grounds of religion and caste, would
constitute a corrupt practice. Dr. T.S. Thakur, C.J.,
wrote a concurring Judgment and we find it apposite to
notice the following passage from his Judgment on the
importance of India being a secular country and about
according any particular religion, special privileges,
being a violation of the basic principles of democracy:
“35. At the outset, we may mention that while
considering the mischief sought to be
suppressed by clauses (2), (3) and (3-A) of
Section 123 of the Act, this Court observed in
Ziyauddin Burhanuddin Bukhari v. Brijmohan
Ramdass Mehra [Ziyauddin Burhanuddin Bukhari
v. Brijmohan Ramdass Mehra, (1976) 2 SCC 17,
decided by a Bench of three learned Judges.]
that the historical, political and
constitutional background of our democratic
set-up needed adverting to. In this context,
it was said that our Constitution-makers
intended a secular democratic republic where
214
differences should not be permitted to be
exploited. …
62. … Dr Radhakrishnan, the noted
statesman/philosopher had to say about India
being a secular State in the following passage:
“When India is said to be a secular State, it
does not mean that we reject reality of an
unseen spirit or the relevance of religion to
life or that we exalt irreligion. It does not
mean that secularism itself becomes a positive
religion or that the State assumes divine
prerogatives. Though faith in the Supreme is
the basic principle of the Indian tradition,
the Indian State will not identify itself with
or be controlled by any particular religion.
We hold that no one religion should be given
preferential status, or unique distinction,
that no one religion should be accorded special
privileges in national life or international
relations for that would be a violation of the
basic principles of democracy and contrary to
the best interests of religion and
Government. This view of religious
impartiality, of comprehension and
forbearance, has a prophetic role to play
within the national and international life. No
group of citizens shall arrogate to itself
rights and privileges, which it denies to
others. No person should suffer any form of
disability or discrimination because of his
religion but all like should be free to share
to the fullest degree in the common life. This
is the basic principle involved in the
separation of church and State.”
(Emphasis supplied)”
172. The Model Code of Conduct, the views of this Court
about appeal to religion, being a corrupt practice, and
215
paragraph-16A of the Symbols Order, empowering the
Commission to act in the face of defiance, constitute
a powerful weapon in the hands of an independent and
impartial Election Commission. Placing the exclusive
power to appoint with the Executive, hardly helps.
173. In regard to the Symbols Order, this Court in Shri
Sadiq Ali and another v. Election Commission of India,
New Delhi and others60, upheld the vires of the Symbols
Order. This Court, inter alia, and held as follows:
“40 … The Commission is an authority created
by the Constitution and according to Article
324, the superintendence, direction and
control of the electoral rolls for and the
conduct of elections to Parliament and to the
Legislature of every State and of elections to
the office of President and Vice-President
shall be vested in the Commission. The fact
that the power of resolving a dispute between
two rival groups for allotment of symbol of a
political party has been vested in such a high
authority would raise a presumption, though
rebuttable, and provide a guarantee, though not
absolute but to a considerable extent, that the
power would not be misused but would be
exercised in a fair and reasonable manner.”
174. It is further found that when the Commission issues
directions, it does so on its own behalf and not as a
60 (1972) 4 SCC 664
216
delegate of some other Authority. This was on the
construction of Article 324(1).
175. This Court upheld the power of the Election
Commission of India to rescind its Order according
recognition to a political party, even without
elections having been held in all the States in the
country [See Janata Dal (Samajwadi) v. Election
Commission of India61].
176. In Indian National Congress (I) v. Institute of
Social Welfare and others62, no doubt, this Court took
the view that the Election Commission has not been
conferred with the express power to deregister a
political party registered under Section 29A, on the
ground that it violated the Constitution or any
undertaking given to the Election Commission at the
time of its registration. This Court went on to hold
also that while exercising its power to register a
political party under Section 29A, the Commission acts
quasi-judicially. The Court also set out the three
exceptional cases where the Commission could review its
61 (1996 (1) SCC 235
62 (2002) 5 SCC 685
217
Order for registering a political party. It includes
obtaining registration by practicing fraud or forgery.
We may notice that under Paragraph-16A of the Symbols
Order, the Commission has been empowered to suspend or
withdraw the recognition of a party as a national or a
state party, after giving a reasonable opportunity. One
of the grounds on which it can be so done is refusal
or defiance, apart from failure to observe the
provisions of the Model Code of Conduct for Guidance.
Therefore, after 1994, enormous powers have been
conferred on the Election Commission to ensure
compliance with the Model Code of Conduct for Guidance
of Political Parties issued by the Election Commission
in 1991 or as amended by it from time to time. The
power can also be exercised under Paragraph-16A in
regard to failure or defiance in the matter of
following lawful directions and instructions by the
Commission.
177. In Subramanian Swamy v. Election Commission of
India through its Secretary63, this Court held that the
63 (2008) 14 SCC 318
218
purpose of making the Symbols Order was to maintain the
purity of elections. The Court highlighted the duty of
the Election Commission to hold free, fair and clean
elections.
178. Paragraph-18 of the Symbols Order reads as follows:
“18. Power of Commission to issue instructions
and directions. The Commission, may issue
instructions and directions-
(a) for the clarification of any of the
provisions of this Order;
(b) for the removal of any difficulty which may
arise in relation to the implementation of any
such provisions; and
(c) in relation to any matter with respect to
the reservation and allotment of symbols and
recognition of political parties, for which
this Order makes no provision or makes
insufficient provision, and provision is in the
opinion of the Commission necessary for the
smooth and orderly conduct of elections.”
179. Dealing with the ambit of paragraph-18, this Court
held, inter alia, in Edapaddi K. Palaniswami v. T.T.V.
Dhinakaran and others64, as follows:
“24. Indeed, allotment of an election symbol
cannot be claimed as a fundamental right as
much as contesting election is not, as observed
64 (2019) 18 SCC 219
219
in Jyoti Basu v. Debi Ghosal [Jyoti
Basu v. Debi Ghosal, (1982) 1 SCC 691] . It is
a statutory right. It is also well settled that
the Election Commission has plenary powers and
could exercise the same to ensure free and fair
elections. Clause 18 of the Symbols Order
predicates the facet of such plenary power to
be exercised by the Election Commission. Clause
18 reads thus :
“18. Power of Commission to issue instructions
and directions.—The Commission, may issue
instructions and directions—
(a) for the clarification of any of the
provisions of this Order;
(b) for the removal of any difficulty which may
arise in relation to the implementation of any
such provisions; and
(c) in relation to any matter with respect to
the reservation and allotment of symbols and
recognition of political parties, for which
this Order makes no provision or makes
insufficient provision, and provision is in the
opinion of the Commission necessary for the
smooth and orderly conduct of elections.”
25. The Election Commission in the past has
exercised plenary powers under Para 18 for
issuing interim directions regarding
allocation of common symbols to the two
factions, when the dispute under the Symbols
Order was still pending before it. It was
argued that the Election Commission cannot do
so once it had finally decided the dispute.
There is no difficulty in agreeing with the
proposition that once the dispute had been
finally decided by ECI, the question of
220
invoking powers under Para 18 by it (ECI) would
not arise. However, if the dispute is pending
enquiry before ECI or the final decision of ECI
is sub judice in the proceedings before the
constitutional court, providing for an
equitable arrangement in the interests of free
and fair elections and to provide equal level
playing field to all concerned, would be a just
and fair arrangement.”
180. The above observations indicate the width of the
powers available to the Election Commission.
181. In Public Interest Foundation and others v. Union
of India and others65, a Constitution Bench was invited
but refused to add or prescribe disqualifications for
contesting the elections other than what was prescribed
by the Constitution and the Parliament. In this regard,
an appeal made to the existence of plenary power under
Article 324 did not pass muster. The attempt was to
persuade the Court to direct the Election Commission
to disallow a candidate from contesting on the ground
that charges have been framed for heinous and/or
grievous offences. It was found that the Parliament had
the exclusive legislative power to lay down the
65 (2019) 3 SCC 224
221
disqualifications for the membership of the Legislative
Body. It is apposite that we, however, notice the
following:
“28. An essential component of a
constitutional democracy is its ability to give
and secure for its citizenry a representative
form of government, elected freely and fairly,
and comprising of a polity whose members are
men and women of high integrity and morality.
This could be said to be the hallmark of any
free and fair democracy.”
182. This Court, thereafter, quoted from the Goswami
Committee on Electoral Reforms, wherein the Committee
bemoaned the role of money and muscle power at
elections and rapid criminalisation of politics,
greatly encouraging evils of booth capturing, rigging
and violence. It is important that we notice paragraph30:
“30. Criminalisation of politics was never an
unknown phenomenon in the Indian political
system, but its presence was seemingly felt in
its strongest form during the 1993 Mumbai bomb
blasts which was the result of a collaboration
of a diffused network of criminal gangs, police
and customs officials and their political
patrons. The tremors of the said attacks shook
the entire nation and as a result of the
outcry, a commission was constituted to study
the problem of criminalisation of politics and
the nexus among criminals, politicians and
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bureaucrats in India. The report of the
Committee, Vohra Committee Report, submitted
by Union Home Secretary, N.N. Vohra, in October
1993, referred to several observations made by
official agencies, including Central Bureau of
Investigation, Intelligence Bureau, Research
and Analysis Wing, who unanimously expressed
their opinion on the criminal network which was
virtually running a parallel government. The
Committee also took note of the criminal gangs
who carried out their activities under the
aegis of various political parties and
government functionaries. The Committee
further expressed great concern regarding the
fact that over the past few years, several
criminals had been elected to local bodies,
State Assemblies and Parliament. The Report
observed:
“3.2. … In the bigger cities, the main source
of income relates to real estate — forcibly
occupying lands/buildings, procuring such
properties at cheap rates by forcing out the
existing occupants/tenants etc. Over time, the
money power thus acquired is used for building
up contacts with bureaucrats and politicians
and expansion of activities with impunity. The
money power is used to develop a network of
muscle-power which is also used by the
politicians during elections.”
And again:
“3.3. … The nexus between the criminal gangs,
police, bureaucracy and politicians has come
out clearly in various parts of the country.
The existing criminal justice system, which was
essentially designed to deal with the
individual offences/crimes, is unable to deal
with the activities of the mafia; the
provisions of law in regard economic offences
are weak…”
223
183. We are tempted to quote the following observations
by Shri C. Rajagopalachari, made way back in 1922,
which has been referred to by the Constitution Bench
in Public Interest Foundation (supra):
“40. …
“… ‘Elections and their corruption, injustice
and tyranny of wealth, and inefficiency of
administration, will make a hell of life as
soon as freedom is given to us….’””
184. The Court, in Public Interest Foundation (supra),
elaborately quoted from the Two Hundred and FortyFourth Report of the Law Commission of India on
Electoral Disqualifications. This Court also
reiterated the role and, thereafter, the powers of the
Election Commission. The Court went on to observe that:
“115. …The best available people, as is
expected by the democratic system, should not
have criminal antecedents and the voters have
a right to know about their antecedents, assets
and other aspects. We are inclined to say so,
for in a constitutional democracy,
criminalisation of politics is an extremely
disastrous and lamentable situation. The
citizens in a democracy cannot be compelled to
stand as silent, deaf and mute spectators to
corruption by projecting themselves as
helpless. The voters cannot be allowed to
resign to their fate. The information given by
224
a candidate must express everything that is
warranted by the Election Commission as per
law. Disclosure of antecedents makes the
election a fair one and the exercise of the
right of voting by the electorate also gets
sanctified. …”
185. Thereafter, the Constitution Bench went on to hold
as follows:
“116. Keeping the aforesaid in view, we think
it appropriate to issue the following
directions which are in accord with the
decisions of this Court:
116.1. Each contesting candidate shall fill up
the form as provided by the Election Commission
and the form must contain all the particulars
as required therein.
116.2. It shall state, in bold letters, with
regard to the criminal cases pending against
the candidate.
116.3. If a candidate is contesting an election
on the ticket of a particular party, he/she is
required to inform the party about the criminal
cases pending against him/her.
116.4. The political party concerned shall be
obligated to put up on its website the
aforesaid information pertaining to candidates
having criminal antecedents.
116.5. The candidate as well as the political
party concerned shall issue a declaration in
225
the widely circulated newspapers in the
locality about the antecedents of the candidate
and also give wide publicity in the electronic
media. When we say wide publicity, we mean that
the same shall be done at least thrice after
filing of the nomination papers.
117. These directions ought to be implemented
in true spirit and right earnestness in a bid
to strengthen the democratic set-up. There may
be certain gaps or lacunae in a law or
legislative enactment which can definitely be
addressed by the legislature if it is backed
by the proper intent, strong resolve and
determined will of right-thinking minds to
ameliorate the situation. It must also be borne
in mind that the law cannot always be found
fault with for the lack of its stringent
implementation by the authorities concerned.
Therefore, it is the solemn responsibility of
all concerned to enforce the law as well as
the directions laid down by this Court from
time to time in order to infuse the culture of
purity in politics and in democracy and foster
and nurture an informed citizenry, for
ultimately it is the citizenry which decides
the fate and course of politics in a nation
and thereby ensures that “we shall be governed
no better than we deserve”, and thus, complete
information about the criminal antecedents of
the candidates forms the bedrock of wise
decision-making and informed choice by the
citizenry. Be it clearly stated that informed
choice is the cornerstone to have a pure and
strong democracy.
118. We have issued the aforesaid directions
with immense anguish, for the Election
226
Commission cannot deny a candidate to contest
on the symbol of a party. A time has come that
Parliament must make law to ensure that persons
facing serious criminal cases do not enter into
the political stream. It is one thing to take
cover under the presumption of innocence of the
accused but it is equally imperative that
persons who enter public life and participate
in law making should be above any kind of
serious criminal allegation. It is true that
false cases are foisted on prospective
candidates, but the same can be addressed by
Parliament through appropriate legislation.
The nation eagerly waits for such legislation,
for the society has a legitimate expectation
to be governed by proper constitutional
governance. The voters cry for systematic
sustenance of constitutionalism. The country
feels agonised when money and muscle power
become the supreme power. Substantial efforts
have to be undertaken to cleanse the polluted
stream of politics by prohibiting people with
criminal antecedents so that they do not even
conceive of the idea of entering into politics.
They should be kept at bay.”
It would appear that the grant of relief would have
resulted in the rewriting of the provision.
Z. INDEPENDENCE; A STERLING AND INDISPENSABLE
ATTRIBUTE
THE CONCEPT OF LEGITIMATE POWER OF RECIPROCITY
186. What is independence? Independence is a value,
which is only one of the elements in the amalgam of
227
virtues that a person should possess. The competence
of a man is not to be conflated with fierce
independence. A person may be excellent, i.e., at his
chosen vocation. He may be an excellent Administrator.
He may be honest but the quality of independence
transcends the contours of the qualities of
professional excellence, as also the dictates of
honesty. We may, no doubt, clarify that, ordinarily,
honesty would embrace the quality of courage of
conviction, flowing from the perception of what is
right and what is wrong. Irrespective of consequences
to the individual, an honest person would, ordinarily,
unrelentingly take on the high and mighty and persevere
in the righteous path. An Election Commissioner is
answerable to the Nation. The people of the country
look forward to him so that democracy is always
preserved and fostered. We may qualify the above
observations by stating that true independence of a
Body of persons is not to be confused with sheer
unilateralism. This means that the Election Commission
must act within the Constitutional framework and the
laws. It cannot transgress the mandate of either and
228
still claim to be independent. Riding on the horse of
independence, it cannot act in an unfair manner either.
Independence must be related, finally, to the question
of ‘what is right and what is wrong’. A person, who is
weak kneed before the powers that be, cannot be
appointed as an Election Commissioner. A person, who
is in a state of obligation or feels indebted to the
one who appointed him, fails the nation and can have
no place in the conduct of elections, forming the very
foundation of the democracy. An independent person
cannot be biased. Holding the scales evenly, even in
the stormiest of times, not being servile to the
powerful, but coming to the rescue of the weak and the
wronged, who are otherwise in the right, would qualify
as true independence. Upholding the constitutional
values, which are, in fact, a part of the Basic
Structure, and which includes, democracy, the Rule of
Law, the Right to Equality, secularism and the purity
of elections otherwise, would, indeed, proclaim the
presence of independence. Independence must embrace the
ability to be firm, even as against the highest. Not
unnaturally, uncompromising fearlessness will mark an
229
independent person from those who put all they hold
dear before their Karma. It is in this context that we
feel advised to refer to the following discussion in
Supreme Court Advocates-on-Record Assn. and another v.
Union of India66:
“310. A little personal research resulted in
the revelation of the concept of the
“legitimate power of reciprocity” debated by
Bertram Raven in his article — “The Bases of
Power and the Power/Interaction Model of
Interpersonal Influence” (this article
appeared in Analyses of Social Issues and
Public Policy, Vol. 8, No. 1, 2008, pp. 1-22).
In addition to having dealt with various
psychological reasons which influenced the
personality of an individual, reference was
also made to the “legitimate power of
reciprocity”. It was pointed out that the
reciprocity norm envisaged that if someone does
something beneficial for another, the
recipient would feel an obligation to
reciprocate (“I helped you when you needed it,
so you should feel obliged to do this for me.”
— Goranson and Berkowitz, 1966; Gouldner,
1960). In the view expressed by the author, the
inherent need of power is universally available
in the subconscious of the individual. On the
satisfaction and achievement of the desired
power, there is a similar unconscious desire
to reciprocate the favour.”
It is important that the appointment must not be
overshadowed by even a perception, that a ‘yes man’
66 (2016) 5 SCC 1
230
will decide the fate of democracy and all that it
promises. Certainty, the darkest apprehensions of the
founding fathers as buttressed by the reports and other
materials, unerringly point to the imperative need to
act.
AA. THE APPOINTMENT OF SHRI ARUN GOEL: A TRIGGER
OR A MERE ASIDE?
187. An application was filed by the petitioner in W.P.
No. 569 of 2021 to seek interim relief to provide for
appointment to fill a vacancy of Election Commissioner
which had arisen on 15.05.2022 by a Committee. The
Bench commenced hearing of these cases on 17.11.2022.
The matter stood posted to 22.11.2022. It would appear
that on 18.11.2022, the vacancy of Election
Commissioner came to be filled up by the appointment
of one Shri Arun Goel. This appointment was attacked
by Shri Prashant Bhushan, learned Counsel appearing for
the petitioner, by contending that when the petitioner
had moved an application, seeking interim relief
relating to appointment, it was not open to the
respondent-Union to make the appointment. This Court
231
thereupon called upon the respondent to produce the
files relating to the appointment. We perused the note
as also the file. It is therein, inter alia, stated
that a vacancy in the post of Election Commissioner
arose upon the appointment of Shri Rajiv Kumar as the
Chief Election Commissioner w.e.f. 15.05.2022. No
specific law has been made under Article 324. A
convention is put forward, which consisted of
appointing senior Members of the Civil Services, other
serving or retired Officers of the rank of Secretary
to the Government of India/Chief Secretary of State
Government. The convention further comprised of the
appointment of the senior-most Election Commissioner
as the Chief Election Commissioner so far. We found,
undoubtedly, from the perusal of the files that the
respondent was aware of the pendency of Writ Petition
(Civil) No. 104 of 2015 apart from the other Writ
Petitions. The appointment has been made apparently on
the basis that there was no hinderance to the making
of the appointment. Approval was sought on 18.11.2022
for the appointment of one Election Commissioner. On
the very same day, drawing upon the database of IAS
232
Officers, serving and retired, in the position of
Secretary to the Government of India, it was accessed.
We found four names, which included at the top of the
list, the present appointee. Three other names were
also considered by the Minister of Law and Justice. One
of the Officers was from Andhra Pradesh and belonged
to the 1983 Batch. The third Officer empanelled
belonged to the Telangana State and he belonged to the
1983 Batch and the fourth Officer belonged to the Tamil
Nadu cadre and belonged to the 1985 Batch. The present
appointee belonged to the Punjab Cadre and was of the
1985 Batch. On the same day, i.e., on 18.11.2022, a
Note was seen put-up, wherein the Law Minister had
suggested the panel of four names for the consideration
of the Prime Minister and the President. Therein also,
the absence of a law and the convention, which we have
already referred to, has been noted. We further find
that three of the Officers mentioned had superannuated
during the last two years or so. The appointee, it was
noted was to superannuate in the month of December,
2022 and had taken voluntary retirement, was found to
be the youngest of the four Members of the panel. It
233
was recommended to the Prime Minister that considering
his experience, age, profile and suitability, the
current appointee may be considered. On the very same
day again, the Prime Minister recommended the name of
the present appointee. We notice further that, on the
same day again, an application is seen made by the
appointee in regard to voluntary retirement and
accepting the same, again, w.e.f., 18.11.2022, and
waiving the three months period required for acting on
the request of voluntary retirement, the Officer’s
request for voluntary retirement came to be accepted
by the Competent Authority. Not coming as a surprise,
on the same day, his appointment as Election
Commissioner was also notified. We are a little
mystified as to how the officer had applied for
voluntary retirement on 18.11.2022, if he was not in
the know about the proposal to appoint him. Whether
that be, we notice that 18.11.2022 was a Friday and
very next day, after the Court had directed the case
to be listed to 22.11.2022, for considering the matter.
188. In regard to this appointment, the salient features
may be noticed. The vacancy was subsisting from
234
15.05.2022. The Constitution Bench held a preliminary
hearing on 17.11.2022. It was while so on the next day,
i.e., 18.11.2022, when an interim application was also
pending consideration, all the procedures commencing
with the proposal, processing of the same at the hands
of the Minister for Law, the further recommendations
of the concerned Officers, the recommendation of the
Prime Minister, the acceptance of the application of
the appointee seeking voluntary retirement, waiving the
three months period and the appointment by the
President under Article 324(2), which came to be
notified, took place in a single day. No doubt, there
was no interim Order, restraining such appointment but,
at the same time, I.A. No. 63145 of 2021 in Writ
Petition (Civil) No. 569 of 2021, seeking a direction
to make appointment to the vacant post by an
independent Body, was pending consideration. Shri
Prashant Bhushan would seek the invalidation of the
appointment itself on the said score.
189. Since the Constitution Bench has been constituted
to consider the need for a different method of
appointment of the Chief Election Commissioner and the
235
Election Commissioners, the procedure involved in the
appointment as has been followed throws up certain
pertinent questions. Appointment is, admittedly, made
from a panel of Senior Civil Servants, both retired and
serving. Learned Attorney General would contend that
the appointment is made from a panel of Officers. The
current appointee was due to retire on 31.12.2022. From
the date of birth of the other three persons, who formed
the panel, we find that one of the persons had
superannuated, apparently, in the year 2020. Another
Officer, whose name figured in the panel had also
superannuated in the year 2020. The only other Officer,
who was considered with the appointee, had also
superannuated in the year 2020. As on 18.11.2022, if
any of the three were considered and appointed, they
would have had a tenure of less than three years. This
is for the reason that, under Section 4 of the 1991
Act, an Election Commissioner is entitled to a term of
six years, subject, however, to the condition that the
Officer would have to vacate the Office upon his
reaching the age of 65 years. In fact, even the
appointed Officer was due to retire on 31.12.2022, at
236
the age of sixty years. He would have a term of a little
over five years, on the basis of the appointment made
on 18.11.2022. He would be appointed not as a Chief
Election Commissioner but as an Election Commissioner.
Both the Chief Election Commissioner and the Election
Commissioner, as per Section 4 of the 1991 Act, are to
be appointed for a term of six years.
190. This brought up the question of Section 4,
declaring a fixed term of six years from the date of
assumption of Office, for a Chief Election Commissioner
and an Election Commissioner, being observed in its
breach. The learned Attorney General would respond as
follows. He pointed out that since the time, when the
Election Commission became a multi-Member team, a
convention has grown up of making appointments of
persons, initially as Election Commissioners and the
senior-most Election Commissioner, unless considered
unfit, is appointed as the Chief Election Commissioner.
As far as Section 4, declaring that the Chief Election
Commissioner and the Election Commissioner are to be
appointed for a term of six years and the appointments
falling foul of the said mandate, the learned Attorney
237
General would point out that the term of the Election
Commissioner and the term as Chief Election
Commissioner, for those who are appointed as the Chief
Election Commissioner, is aggregated. In view of the
first proviso to Section 4 of the 1991 Act, a shortfall,
in terms of the six years stint, may occur. But it is
pointed out that as far as possible, appointments are
being made so as to fulfil the requirements of the law.
In view of the operation of the proviso, resulting in
a compulsory and premature vacating of the Office by
the incumbent on attaining the age of 65 years, the
term may not last for the full six years, even on the
combination of the two appointments, viz., firstly as
Election Commissioner and later as Chief Election
Commissioner. The learned Attorney General would point
out that this Court should not be detained by the said
aspect, when the question, which this Court is
concerned with, is different. As far as the criticism
launched, both by Shri Prashant Bhushan and Shri Gopal
Sankaranarayanan, that the panel which was considered,
betrayed sheer arbitrariness and reinforced the
grievance and the complaint of the Writ Petitioners
238
that an undeniable case is made out for this Court to
step in and grant relief so that a fair procedure for
selection and appointment is laid down, till a law is
made by the Parliament, the learned Attorney General
would point out that Civil Servants or IAS Officers are
by dint of the experience gathered in the course of
their careers, ideally suited for appointment as
Election Commissioners and Chief Election
Commissioners. They have experience in the matter of
the conduct of the elections at different stages of
their career. They operate as observers in States other
than their cadre States. The Election Commission is not
to be conflated with the Chief Election Commissioner
and the Election Commissioners. The Commission
functions as a large team. It is in this regard that
Officers of the Civil Services are impeccably poised
for being considered under Article 324(2), it is
pointed out.
191. The learned Attorney General would point out that
that the panel of Officers, is born out of the database
of serving and retired IAS Officers in the position of
Secretaries to the Government of India.
239
192. When it was pointed out that it remained a mystery
to the Court that incongruous with the unambiguous
mandate of Section 4 of the 1991 Act, all the panellists
were either retired (3 out of four) and the person
finally appointed was himself appointed, when he had
less than a month for his 60th birthday, it was
submitted that the Court must bear in mind that the
panel was drawn up from the database of Officers in the
rank of Secretaries to the Government of India, both
serving and retired, and drawn up by the Ministry of
Law and Justice. When it was further queried as to why
the respondent did not appear to exhibit any anxiety
to ascertain whether there were Officers, who could be
appointed who would be assured the full term of six
years, in keeping with the mandate of law, it was
submitted that there is a dearth of such Officers.
193. Thereupon, it was the contention of both Shri
Prashant Bhushan and Shri Gopal Shankaranarayan that
this may not be the case. It is pointed out by Shri
Prashant Bhushan that there are 160 Officers, who
belonged to the 1985 Batch and some of them are younger
than Shri Arun Goel.
240
194. We have noted that the three Officers in the panel
were described and edged out, noting the factum of
superannuation. On the said basis, it was found that
the appointee was the youngest. Thereafter on the basis
of his experience, age and suitability, the appointee
was recommended and finally appointed.
195. If the drawing up of the panel itself results in a
fate accompli, then, the whole exercise would be
reduced to a foregone conclusion as to who would be
finally appointed. What we find about the method
involved is, even proceeding on the basis that the
Government has the right to confine the appointee to
Civil Servants, that it is in clear breach of the
contemplated mandate that be it as an Election
Commissioner or Chief Election Commissioner, the
appointee should have a period of six years. The
philosophy behind giving a reasonably long stint to the
appointee to the post of Election Commissioner or the
Chief Election Commissioner, is that it would enable
the Officer to have enough time to gear himself to the
needs of the Office and to be able to assert his
independence. An assured term would instil in the
241
appointee, the inspiration and the will to put in place
any reforms, changes, as also the inspiration to bring
out his best. A short-lived stint may drain the muchneeded desire besides the time to fulfil the sublime
objects of the high Office of the Election Commissioner
or the Chief Election Commissioner. Any tendency
towards placating the powers that be, would wax as also
the power and the will to assert his independence may
wane, bearing in mind, the short tenure. This
apparently is the underlying philosophy of the law made
by Parliament, assuring, a term of six years. The term
of six years is separately assured to both the Election
Commissioner and the Chief Election Commissioner. In
other words, the object of the law and its command
would stand defeated and the practice lends strength
to the complaint of the petitioners. We must make it
clear that the observations are not meant to be an
individualised assessment of the appointee, who we do
note, has excellent academic qualifications. But as we
have noted academic excellence which members of the
civil service may possess cannot be a substitute for
values such as independence and freedom from bias from
242
political affiliation. We draw the following
conclusions:
Parliament enshrined a term of six years separately
for the Chief Election Commissioner and the Election
Commissioner. This is the Rule, it is found in Section
4(1). A proviso cannot arrogate itself to the status
of the main provision. The exception cannot become the
Rule. Yet, this what the appointments have been reduced
to. It undermines the independence of the Election
Commission. The policy of the law is defeated.
BB. IS THERE A VACUUM IN ARTICLE 324? SHOULD THE
COURT INTERFERE, IF THERE IS ONE?
196. When Article 324(2) provides that the appointment
of the Chief Election Commissioner and the other
Election Commissioners shall, subject to the provisions
of any law, made in that behalf by Parliament, be made
by the President, in view of Article 74, it would,
undoubtedly, mean that the President is bound to make
appointments in accordance with the advice of the
Council of Ministers. Taking into consideration Article
77 also and, in view of the Rules of Business made,
243
which we have referred to in paragraph 51 of this
Judgment, the appointment, till a law is made by
Parliament, would be made by the President in
accordance with advice of the Prime Minister. It was
precisely such an appointment, which was the cause of
unanimous concern to the Members of the Constituent
Assembly, which we have already adverted to.
197. The petitioners placed considerable reliance on
the Judgment of this Court rendered in Vineet Narain
and others v. Union of India and another67. No doubt,
it is a case where the Court, inter alia, held as
follows:
“49. There are ample powers conferred by
Article 32 read with Article 142 to make orders
which have the effect of law by virtue of
Article 141 and there is mandate to all
authorities to act in aid of the orders of this
Court as provided in Article 144 of the
Constitution. In a catena of decisions of this
Court, this power has been recognised and
exercised, if need be, by issuing necessary
directions to fill the vacuum till such time
the legislature steps in to cover the gap or
the executive discharges its role. It is in the
discharge of this duty that the IRC was
constituted by the Government of India with a
view to obtain its recommendations after an indepth study of the problem in order to
implement them by suitable executive
67 (1998) 1 SCC 226
244
directions till proper legislation is enacted.
The report of the IRC has been given to the
Government of India but because of certain
difficulties in the present context, no further
action by the executive has been possible. The
study having been made by a Committee
considered by the Government of India itself
as an expert body, it is safe to act on the
recommendations of the IRC to formulate the
directions of this Court, to the extent they
are of assistance. In the remaining area, on
the basis of the study of the IRC and its
recommendations, suitable directions can be
formulated to fill the entire vacuum. This is
the exercise we propose to perform in the
present case since this exercise can no longer
be delayed. It is essential and indeed the
constitutional obligation of this Court under
the aforesaid provisions to issue the necessary
directions in this behalf. We now consider
formulation of the needed directions in the
performance of this obligation. The directions
issued herein for strict compliance are to
operate till such time as they are replaced by
suitable legislation in this behalf.”
198. We must, at once, notice, however, that this Court
has also held as follows:
“51. In exercise of the powers of this Court
under Article 32 read with Article 142,
guidelines and directions have been issued in
a large number of cases and a brief reference
to a few of them is sufficient. In Erach Sam
Kanga v. Union of India [ WP No. 2632 of 1978
decided on 20-3-1979] the Constitution Bench
laid down certain guidelines relating to the
Emigration Act. In Lakshmi Kant
Pandey v. Union of India [(1984) 2 SCC
244] (In re, Foreign Adoption), guidelines for
adoption of minor children by foreigners were
245
laid down. Similarly in State of
W.B. v. Sampat Lal [(1985) 1 SCC 317 : 1985 SCC
(Cri) 62 : (1985) 2 SCR 256] , K.
Veeraswami v. Union of India [(1991) 3 SCC 655
: 1991 SCC (Cri) 734] , Union Carbide
Corpn. v. Union of India [(1991) 4 SCC 584]
, Delhi Judicial Service Assn. v. State of
Gujarat [(1991) 4 SCC 406] (Nadiad
case), Delhi Development Authority v. Skipper
Construction Co. (P) Ltd. [(1996) 4 SCC 622]
and Dinesh Trivedi, M.P. v. Union of
India [(1997) 4 SCC 306] guidelines were laid
down having the effect of law, requiring rigid
compliance. In Supreme Court Advocates-onRecord Assn. v. Union of India [(1993) 4 SCC
441] (IInd Judges case) a nine-Judge Bench
laid down guidelines and norms for the
appointment and transfer of Judges which are
being rigidly followed in the matter of
appointments of High Court and Supreme Court
Judges and transfer of High Court Judges. More
recently in Vishaka v. State of
Rajasthan [(1997) 6 SCC 241 : 1997 SCC (Cri)
932] elaborate guidelines have been laid down
for observance in workplaces relating to sexual
harassment of working women.
In Vishaka [(1997) 6 SCC 241 : 1997 SCC (Cri)
932] it was said: (SCC pp. 249-50, para 11)
“11. The obligation of this Court under Article
32 of the Constitution for the enforcement of
these fundamental rights in the absence of
legislation must be viewed along with the role
of judiciary envisaged in the Beijing Statement
of Principles of the Independence of the
Judiciary in the LAWASIA region. These
principles were accepted by the Chief Justices
of Asia and the Pacific at Beijing in 1995 (*)
(As amended at Manila, 28th August, 1997) as
those representing the minimum standards
necessary to be observed in order to maintain
the independence and effective functioning of
246
the judiciary. The objectives of the judiciary
mentioned in the Beijing Statement are:
“Objectives of the Judiciary:
10. The objectives and functions of the
Judiciary include the following:
(a) to ensure that all persons are able to live
securely under the rule of law;
(b) to promote, within the proper limits of the
judicial function, the observance and the
attainment of human rights; and
(c) to administer the law impartially among
persons and between persons and the State.”
Thus, an exercise of this kind by the court is
now a well-settled practice which has taken
firm roots in our constitutional
jurisprudence. This exercise is essential to
fill the void in the absence of suitable
legislation to cover the field.”
199. It, therefore, becomes necessary for us to
undertake a journey back in time to recapture the views
taken by this Court, which has been referred to in
paragraph-51. In Lakshmi Kant Pandey v. Union of
India68, this Court was dealing a public interest
litigation lodged against malpractices in trafficking
of children in connection with adoption of Indian
children by foreigners living abroad. The Court noted
from the legislative history that though Bills were
introduced, including the Adoption of Children Bill,
68 (1984) 2 SCC 244
247
1980, besides the earlier Bill in 1972, it had not
attained a legislative effect. The Court found that
inter-country adoption had to be supported but great
care had to be exercised in the matter of giving
children in adoption to foreign parents. The Court
referred to, inter alia, the draft Declaration by the
Commission for Social Development at its twenty-sixth
session, besides the guidelines and draft guidelines,
which were approved on 04.09.1982. The Court notes, at
paragraph-10, the absence of a law providing for
adoption of an Indian child by the foreign parent.
Thereafter, it elaborated on the materials available
and finally proceeded to lay down certain principles
and norms which were to be observed in the matter of
giving a child in adoption to foreign parents.
200. In Union Carbide Corporation and others. v. Union
of India and others69, one of the questions, which fell
for consideration was whether the Supreme Court had the
power under Article 142 to withdraw to itself, Original
Suits pending in the District Court at Bhopal and
69 (1991) 4 SCC 584
248
dispose of the same in accordance with the settlement.
Similarly, the Court had to deal with the contention
that it had no jurisdiction to withdraw the criminal
proceedings. This is what, inter alia, the Court held:
“58. This Court had occasion to point out that
Article 136 is worded in the widest terms
possible. It vests in the Supreme Court a
plenary jurisdiction in the matter of
entertaining and hearing of appeals by granting
special leave against any kind of judgment or
order made by a Court or Tribunal in any cause
or matter and the powers can be exercised in
spite of the limitations under the specific
provisions for appeal contained in the
Constitution or other laws. The powers given
by Article 136 are, however, in the nature of
special or residuary powers which are
exercisable outside the purview of the ordinary
laws in cases where the needs of justice demand
interference by the Supreme Court. (See Durga
Shankar Mehta v. Thakur Raghuraj Singh [(1955)
1 SCR 267 : AIR 1954 SC 520 : 9 ELR 494] ).
xxx xxx xxx
61. To the extent power of withdrawal and
transfer of cases to the apex Court is, in the
opinion of the Court, necessary for the purpose
of effectuating the high purpose of Articles
136 and 142(1), the power under Article 139-A
must be held not to exhaust the power of
withdrawal and transfer. Article 139-A, it is
relevant to mention here, was introduced as
part of the scheme of the Constitution Fortysecond Amendment. That amendment proposed to
invest the Supreme Court with exclusive
jurisdiction to determine the constitutional
validity of central laws by inserting Articles
131-A, 139-A and 144-A. But Articles 131-A and
144-A were omitted by the Forty-third Amendment
249
Act, 1977, leaving Article 139-A intact. That
article enables the litigants to approach the
apex Court for transfer of proceedings if the
conditions envisaged in that article are
satisfied. Article 139-A was not intended, nor
does it operate, to whittle down the existing
wide powers under Articles 136 and 142 of the
Constitution.”
201. In Delhi Judicial Service Association, Tis Hazari
Court, Delhi v. State of Gujarat and others70, the
question arose in the following factual context:
Police Officers assaulted and arrested on flimsy
grounds and handcuffed and tied with a rope, a Chief
Judicial Magistrate. The scope of the Criminal Contempt
Jurisdiction fell for consideration. This Court wished
to provide against the recurrence of such instances.
The Court directed the State Government to take
immediate steps for review and revision of the Police
Regulations. In the light of the Commission appointed,
the Court held, inter alia, as follows:
“49. Learned counsel, appearing on behalf of
the State of Gujarat and the police officers,
urged that in the present proceedings this
Court has no jurisdiction or power to quash the
criminal proceedings pending against N.L.
70 (1991) 4 SCC 406
250
Patel, CJM. Elaborating his contention,
learned counsel submitted that once a criminal
case is registered against a person the law
requires that the court should allow the case
to proceed to its normal conclusion and there
should be no interference with the process of
trial. He further urged that this Court has no
power to quash a trial pending before the
criminal court either under the Code of
Criminal Procedure or under the Constitution,
therefore, the criminal proceedings pending
against Patel should be permitted to continue.
Learned Attorney General submitted that since
this Court has taken cognizance of the contempt
matter arising out of the incident which is the
subject matter of trial before the criminal
court, this Court has ample power under Article
142 of the Constitution to pass any order
necessary to do justice and to prevent abuse
of process of the court. The learned Attorney
General elaborated that there is no limitation
on the power of this Court under Article 142
in quashing a criminal proceeding pending
before a subordinate court. Before we proceed
to consider the width and amplitude of this
Court's power under Article 142 of the
Constitution it is necessary to remind
ourselves that though there is no provision
like Section 482 of the Criminal Procedure Code
conferring express power on this Court to quash
or set aside any criminal proceedings pending
before a criminal court to prevent abuse of
process of the court, but this Court has power
to quash any such proceedings in exercise of
its plenary and residuary power under Article
136 of the Constitution, if on the admitted
facts no charge is made out against the accused
or if the proceedings are initiated on
concocted facts, or if the proceedings are
initiated for oblique purposes. Once this Court
is satisfied that the criminal proceedings
amount to abuse of process of court it would
quash such proceedings to ensure justice.
In State of W.B. v. Swapan Kumar Guha [(1982)
251
1 SCC 561 : 1982 SCC (Cri) 283 : (1982) 3 SCR
121] , this Court quashed first information
report and issued direction prohibiting
investigation into the allegations contained
in the FIR as the Court was satisfied that on
admitted facts no offence was made out against
the persons named in the FIR. In Madhavrao
Jiwajirao Scindia v. Sambhajirao Chandrojirao
Angre [(1988) 1 SCC 692 : 1988 SCC (Cri) 234]
, criminal proceedings were quashed as this
Court was satisfied that the case was founded
on false facts, and the proceedings for trial
had been initiated for oblique purposes.
50. Article 142(1) of the Constitution
provides that Supreme Court in exercise of its
jurisdiction may pass such decree or make such
order as is necessary for doing complete
justice in any ‘cause’ or ‘matter’ pending
before it. The expression ‘cause’ or ‘matter’
would include any proceeding pending in court
and it would cover almost every kind of
proceeding in court including civil or
criminal. The inherent power of this Court
under Article 142 coupled with the plenary and
residuary powers under Articles 32 and 136
embraces power to quash criminal proceedings
pending before any court to do complete justice
in the matter before this Court. If the court
is satisfied that the proceedings in a criminal
case are being utilised for oblique purposes
or if the same are continued on manufactured
and false evidence or if no case is made out
on the admitted facts, it would be in the ends
of justice to set aside or quash the criminal
proceedings. It is idle to suggest that in such
a situation this Court should be a helpless
spectator.
51. Mr Nariman urged that Article 142(1) does
not contemplate any order contrary to statutory
provisions. He placed reliance on the Court's
observations in Prem Chand Garg v. Excise
252
Commissioner, U.P., Allahabad [1963 Supp 1 SCR
885, 899 : AIR 1963 SC 996] and A.R.
Antulay v. R.S. Nayak [(1988) 2 SCC 602 : 1988
SCC (Cri) 372] , where the Court observed that
though the powers conferred on this Court under
Article 142(1) are very wide, but in exercise
of that power the Court cannot make any order
plainly inconsistent with the express
statutory provisions of substantive law. It may
be noticed that in Prem Chand Garg [1963 Supp
1 SCR 885, 899 : AIR 1963 SC 996] and Antulay
case [(1988) 2 SCC 602 : 1988 SCC (Cri) 372]
observations with regard to the extent of this
Court's power under Article 142(1) were made
in the context of fundamental rights. Those
observations have no bearing on the question
in issue as there is no provision in any
substantive law restricting this Court's power
to quash proceedings pending before
subordinate court. This Court's power under
Article 142(1) to do “complete justice” is
entirely of different level and of a different
quality. Any prohibition or restriction
contained in ordinary laws cannot act as a
limitation on the constitutional power of this
Court. Once this Court has seisin of a cause
or matter before it, it has power to issue any
order or direction to do “complete justice” in
the matter. This constitutional power of the
Apex Court cannot be limited or restricted by
provisions contained in statutory law.
In Harbans Singh v. State of U.P. [(1982) 2
SCC 101 : 1982 SCC (Cri) 361 : (1982) 3 SCR
235, 243] , A.N. Sen, J. in his concurring
opinion observed: (SCC pp. 107-08, para 20)
“Very wide powers have been conferred on this
Court for due and proper administration of
justice. Apart from the jurisdiction and powers
conferred on this Court under Articles 32 and
136 of the Constitution I am of the opinion
that this Court retains and must retain, an
inherent power and jurisdiction for dealing
253
with any extraordinary situation in the larger
interests of administration of justice and for
preventing manifest injustice being done. This
power must necessarily be sparingly used only
in exceptional circumstances for furthering
the ends of justice.”
No enactment made by Central or State
legislature can limit or restrict the power of
this Court under Article 142 of the
Constitution, though while exercising power
under Article 142 of the Constitution, the
Court must take into consideration the
statutory provisions regulating the matter in
dispute. What would be the need of “complete
justice” in a cause or matter would depend upon
the facts and circumstances of each case and
while exercising that power the Court would
take into consideration the express provisions
of a substantive statute. Once this Court has
taken seisin of a case, cause or matter, it
has power to pass any order or issue direction
as may be necessary to do complete justice in
the matter. This has been the consistent view
of this Court as would appear from the
decisions of this Court in State of
U.P. v. Poosu [(1976) 3 SCC 1 : 1976 SCC (Cri)
368 : (1976) 3 SCR 1005] ; Ganga Bishan v. Jai
Narain [(1986) 1 SCC 75] ; Navnit R.
Kamani v. R.R. Kamani [(1988) 4 SCC 387]
; B.N. Nagarajan v. State of Mysore [(1966) 3
SCR 682 : AIR 1966 SC 1942 : (1967) 1 LLJ 698]
; Special Reference No. 1 of 1964 [(1965) 1 SCR
413, 499 : AIR 1965 SC 745] and Harbans
Singh v. State of U.P. [(1982) 2 SCC 101 : 1982
SCC (Cri) 361 : (1982) 3 SCR 235, 243] Since
the foundation of the criminal trial of N.L.
Patel is based on the facts which have already
been found to be false, it would be in the ends
of justice and also to do complete justice in
the cause to quash the criminal proceedings.
We accordingly quash the criminal proceedings
pending before the Chief Judicial Magistrate,
254
Nadiad in Criminal Cases Nos. 1998 of 1990 and
1999 of 1990.”
202. It issued various guidelines also for the
protection of the Members of the Subordinate Judiciary.
The decision in Supreme Court Advocates-on-Record
Association and others v. Union of India71 related to
the appointment of Judges to the Supreme Court and High
Court and transfer of Judges and Chief Justices. In the
majority opinion of Justice J. S. Verma, we may notice
the following:
“447. When the Constitution was being drafted,
there was general agreement that the
appointments of Judges in the superior
judiciary should not be left to the absolute
discretion of the executive, and this was the
reason for the provision made in the
Constitution imposing the obligation to
consult the Chief Justice of India and the
Chief Justice of the High Court. This was done
to achieve independence of the Judges of the
superior judiciary even at the time of their
appointment, instead of confining it only to
the provision of security of tenure and other
conditions of service after the appointment was
made. It was realised that the independence of
the judiciary had to be safeguarded not merely
by providing security of tenure and other
conditions of service after the appointment,
but also by preventing the influence of
political considerations in making the
71 (1993) 4 SCC 441
255
appointments, if left to the absolute
discretion of the executive as the appointing
authority. It is this reason which impelled the
incorporation of the obligation of
consultation with the Chief Justice of India
and the Chief Justice of the High Court in
Articles 124(2) and 217(1). The Constituent
Assembly Debates disclose this purpose in
prescribing for such consultation, even though
the appointment is ultimately an executive
act.”
 (Emphasis Supplied)
203. We may at once observe as follows:
We have noticed in the context of the Constituent
Assembly debates, as also what preceded it in the form
of Sub-Committee Reports, that there was general
agreement that a law must be made by Parliament and the
amended draft Article 289 came to be, accordingly,
further amended and approved, leading to the insertion
of the words ‘subject to the law to be made by
Parliament’ in Article 324(2). In other words, the
purpose for which the provision was made, as also the
imperative need to make such a law, has been eloquently
articulated in the views of the Members of the
Constituent Assembly. The appointment of Judges of the
Superior Judiciary under the Government of India Act,
which preceded the Constitution, was being made in the
256
absolute discretion of the Crown. This Court took note
of the fact that if left to the absolute discretion of
the Executive, as the appointing Authority, it may lead
to political considerations in making the appointment.
Article 124(2) dealing with appointments to the Supreme
Court and Article 217(1) which deals with appointments
to the High Courts, was to be made based on what was
described as ‘consultations’ in these Articles. It will
be again noticed that Article 324(2), does not provide
for consultation with any one and it appears to place
the power to make appointments, exclusively with the
Executive as the President is bound by the advice of
the Prime Minister. However, it is precisely to guard
against the abuse by the exclusive power being vested
with the Executive that instead of a consultative
process being provided, Parliament was to make a law.
This clearly was the contemplation of the Founding
Fathers. This Court proceeded to lay down norms in the
absence of any specific guidelines. We may, in this
regard, notice paragraph-477:
“477. The absence of specific guidelines in the
enacted provisions appears to be deliberate,
since the power is vested in high
257
constitutional functionaries and it was
expected of them to develop requisite norms by
convention in actual working as envisaged in
the concluding speech of the President of the
Constituent Assembly. The hereinafter
mentioned norms emerging from the actual
practice and crystallized into conventions —
not exhaustive — are expected to be observed
by the functionaries to regulate the exercise
of their discretionary power in the matters of
appointments and transfers.”
204. We may also indicate that this Judgment provides a
situation where this Court has laid down norms, even
in the constitutional realm.
205. It is further of the greatest moment that this
Court noted that it was realised that independence of
the Judiciary had to be protected not merely after
appointment but by the process of appointment. The
Chief Election Commissioner can also be removed only
in the same fashion as a Judge of the Supreme Court.
His conditions of service cannot be varied to his
disadvantage. But unlike the Comptroller and Auditor
General, who also enjoys protection after appointment,
the Founding Fathers clearly intended to also provide
for an independent Election Commission regulating by
258
law, the appointment itself. This is in place of
consultation provided for Judges.
206. In Vishaka and others v. State of Rajasthan and
others72, a Writ Petition was filed for enforcement of
Fundamental Rights of working women under Articles 14,
19 and 21. The complaint in the Writ Petition was sexual
harassment of working women at work places. An alleged
brutal gangrape of a social worker provided, what may
be described as, an immediate trigger. This Court went
on to find that an incident of sexual harassment
violated the Fundamental Rights of General Equality,
under Articles 14 and 15, and a Right to Life and
Liberty, under Article 21. The Court drew support from
the role of the Judiciary in the Beijing Statement of
Principles of the Independence of Judiciary in Law Asia
Region. We may set down the objectives, which the Court
drew upon, inter alia:
“Objectives of the Judiciary:
10. The objectives and functions of the
Judiciary include the following:
(a) to ensure that all persons are able to live
securely under the rule of law;
72 (1997) 6 SCC 241
259
(b) to promote, within the proper limits of the
judicial function, the observance and the
attainment of human rights; and
(c) to administer the law impartially among
persons and between persons and the State.”
207. The Court also drew on an International Convention
providing for elimination of all forms of
discrimination against women. Finally, on the basis of
the Principle that when there is no inconsistency
between a Convention and a Domestic Law and there is a
void in the Domestic Law, and bearing in mind the
meaning and content of the Fundamental Rights, the
Court went on to lay down elaborate guidelines and
norms. The norms included as to what constituted sexual
harassment, inter alia. This Court went on to even
provide for disciplinary action to be initiated and a
complaint mechanism. The guidelines were, however, made
binding and enforceable in law, until suitable
legislation was enacted. The norms enunciated by this
Court, which may have been legislative in nature,
interestingly, held the field for more than fifteen
years, when Parliament came out with a law.
260
208. In Special Reference No. 1 of 1998, Re
73 (The Third
Judges case), which no doubt, was a Judgement rendered
in a Reference made under Article 143(1) of the
Constitution, one of the contentions was, whether the
expression, both in Articles 217(1) and 222(1), viz.,
(consultation with the Chief Justice of India required
consultation with the plurality of Judges or the sole
opinion of the Chief Justice sufficed), this Court went
on to answer the question that the sole individual
opinion of the Chief Justice would not constitute
‘consultation’. It was also laid down that the Chief
Justice of India must consult four senior-most puisne
Judges before making appointment to the Supreme Court
and High Courts. No doubt, it could be said that the
decisions [the Judges cases] could be said to have
sprouted from the construction of the words used in the
relevant Articles and, in particular, the word
‘consult’. Also, it is true that Article 124(2) as it
stood then, read as follows:
“124(2). Every Judge of the Supreme Court shall
be appointed by the President by warrant under
73 (1998) 7 SCC 739
261
his hand and seal after consultation with such
of the Judges of the Supreme Court and of High
Courts in the States as the President may deem
necessary for the purpose and shall hold office
until he attains the age of sixty-five years:
Provided that in the case appointment of a
Judge other than the Chief Justice, the Chief
Justice of India shall always be consulted:
Provided further that –
(a) A Judge may, by writing under his hand
addressed to the President, resign his office;
(b) A judge may be removed from his office in
the manner provided in clause (4).”
(Emphasis supplied)
209. What is of relevance is, however, the elaboration
of the procedure, as regards consultation, and the
laying down of norms, which were to govern the
appointment to the Superior Judiciary. The mandate to
consult four may appear to crystalize a figure not to
be found in the Constitution.
210. In fact, we may observe that the Doctrine of
Separation of Powers has spawned decisions of this
Court largely in the context of litigation where
challenges led to actions by the Legislative Organ,
allegedly contravening the limits set for it. This is
not to say that we are holding that it would be open
to the courts to be oblivious to the true role it is
262
called upon to perform and which flows from the
judicial function that it discharges. As noticed by
this Court, however, there is no magic formula and what
it all amounts to is, the need to maintain a delicate
balance. While, it is true that, ordinarily, the Court
cannot, without anything more, usurp what is purely a
legislative power or function, in the context of the
Constitution, which clothes the citizens with
Fundamental Rights and provides for constitutional
goals to be achieved and inertia of the Legislative
Department producing a clear situation, where there
exist veritable gaps or a vacuum, the Court may not shy
away from what essentially would be part of its
judicial function.
211. A Writ Petition was filed under Article 32 of the
Constitution assailing the appointment of certain
Ministers despite their involvement in serious and
heinous crimes. The Constitution Bench of this Court
in Manoj Narula v. Union of India74 went on to refer
to the criminalisation of politics as being an anathema
74 (2014) 9 SCC 1
263
for the sanctity of democracy. Of immediate interest
to this Court, are the following observations:
“Principle of constitutional silence or abeyance
65. The next principle that can be thought of
is constitutional silence or silence of the
Constitution or constitutional abeyance. The
said principle is a progressive one and is
applied as a recognised advanced
constitutional practice. It has been
recognised by the Court to fill up the gaps in
respect of certain areas in the interest of
justice and larger public interest.
Liberalisation of the concept of locus standi
for the purpose of development of public
interest litigation to establish the rights of
the have-nots or to prevent damages and protect
environment is one such feature. Similarly,
laying down guidelines as procedural
safeguards in the matter of adoption of Indian
children by foreigners in Laxmi Kant
Pandey v. Union of India [(1987) 1 SCC 66 :
1987 SCC (Cri) 33 : AIR 1987 SC 232] or issuance
of guidelines pertaining to arrest in D.K.
Basu v. State of W.B. [(1997) 1 SCC 416 : 1997
SCC (Cri) 92 : AIR 1997 SC 610] or directions
issued in Vishaka v. State of
Rajasthan [(1997) 6 SCC 241 : 1997 SCC (Cri)
932] are some of the instances.”
212. In Bhanumati and others v. State of U.P. through
its Principal Secretary and others75, pronouncing a
State Law providing for No Confidence Motion as valid,
a Bench of this Court, inter alia, held as follows:
75 (2010) 12 SCC 1
264
“50. The learned author elaborated this
concept further by saying, “Despite the absence
of any documentary or material form, these
abeyances are real and are an integral part of
any Constitution. What remains unwritten and
indeterminate can be just as much responsible
for the operational character and restraining
quality of a Constitution as its more tangible
and codified components.” (P. 82)
51. Many issues in our constitutional
jurisprudence evolved out of this doctrine of
silence. The basic structure doctrine vis-àvis Article 368 of the Constitution emerged out
of this concept of silence in the Constitution.
A Constitution which professes to be democratic
and republican in character and which brings
about a revolutionary change by the Seventythird Constitutional Amendment by making
detailed provision for democratic
decentralisation and self-government on the
principle of grass-root democracy cannot be
interpreted to exclude the provision of noconfidence motion in respect of the office of
the Chairperson of the panchayat just because
of its silence on that aspect.”
213. In Kalpana Mehta and others v. Union of India and
others76, a Constitution Bench of this Court, inter
alia, held as follows:
“51. The Constitution being an organic
document, its ongoing interpretation is
permissible. The supremacy of the Constitution
76 (2018) 7 SCC 1
265
is essential to bring social changes in the
national polity evolved with the passage of
time. The interpretation of the Constitution
is a difficult task. While doing so, the
constitutional courts are not only required to
take into consideration their own experience
over time, the international treaties and
covenants but also keep the doctrine of
flexibility in mind. It has been so stated
in Union of India v. Naveen Jindal [Union of
India v. Naveen Jindal, (2004) 2 SCC 510].
XXX XXX XXX
53. Recently, in K.S. Puttaswamy v. Union of
India [K.S. Puttaswamy v. Union of India,
(2017) 10 SCC 1], one of us (Dr D.Y.
Chandrachud, J.) has opined that
constitutional developments have taken place
as the words of the Constitution have been
interpreted to deal with new exigencies
requiring an expansive reading of liberties and
freedoms to preserve human rights under the
Rule of Law. It has been further observed that
the interpretation of the Constitution cannot
be frozen by its original understanding, for
the Constitution has evolved and must
continuously evolve to meet the aspirations and
challenges of the present and the future. The
duty of the constitutional courts to interpret
the Constitution opened the path for succeeding
generations to meet the challenges. Be it
stated, the Court was dealing with privacy as
a matter of fundamental right.”
(Emphasis supplied)
266
In case of Article 324(2), it was the original
understanding itself that law be made. This
understanding has received reinforcement by subsequent
developments, including objective reports.
214. Equally, we may notice what this Court, in Manoj
Narula (supra), held as regards constitutional
morality:
“74. The Constitution of India is a living
instrument with capabilities of enormous
dynamism. It is a Constitution made for a
progressive society. Working of such a
Constitution depends upon the prevalent
atmosphere and conditions. Dr Ambedkar had,
throughout the debate, felt that the
Constitution can live and grow on the bedrock
of constitutional morality. Speaking on the
same, he said:
“Constitutional morality is not a natural
sentiment. It has to be cultivated. We must
realise that our people have yet to learn
it. Democracy in India is only a topdressing on an Indian soil, which is
essentially undemocratic.” [Constituent
Assembly Debates, 1948, Vol. VII, 38.]”
215. We have set down the legislative history of Article
324, which includes reference to what transpired,
which, in turn, includes the views formed by the
members of Sub-Committees, and Members of the
267
Constituent Assembly. They unerringly point to one
conclusion. The power of appointment of the Members of
the Election Commission, which was charged with the
highest duties and with nearly infinite powers, and
what is more, to hold elections, not only to the Central
Legislature but to all the State Legislatures, was not
to be lodged exclusively with the Executive. It is,
accordingly that the words ‘subject to any law to be
made by Parliament’ were, undoubtedly, incorporated.
216. No law, however, came to be enacted by Parliament.
We have elaborately referred to the noises and voices
eloquently and without a discordant note being struck,
which points to an overpowering symphony, which calls
for the immediate need to fulfil the intention of the
Founding Fathers, starting with the Goswami Committee
in the year 1990, more than three decades ago, the Two
Hundred and Fifty-Fifth Central Law Commission Report
in 2015 and the Reports, both in the Press and other
materials.
217. It may be true that Election Commission of India
provide its services to certain countries. That,
however, cannot deflect this Court from providing for
268
what the Founding Fathers contemplated also and
advocated by in various reports.
218. It may be true only Chief Election Commissioners
were appointed for the first four decades of the
Republic and, thereafter, since the year 1993, the
Election Commission has become a team, which consists
of the Chief Election Commissioner and the two Election
Commissioners. It may be true that in the sense that
the President, acting on the advice of the Prime
Minister, in accordance with the concerned Rules of
Business, has been making appointments.
219. However, it is equally clear that Article 324 has
a unique background. The Founding Fathers clearly
contemplated a law by Parliament and did not intend the
executive exclusively calling the shots in the matter
of appointments to the Election Commission. Seven
decades have passed by. Political dispensations of
varying hues, which have held the reigns of power have
not unnaturally introduced a law. A law could, not be
one to perpetuate what is already permitted namely
appointment at the absolute and sole discretion of the
Executive. A law, as Gopal Sankaranarayanan points out,
269
would have to be necessarily different. The absence of
such a law does create a void or vacuum. This is despite
a chorus of voices even cutting across the political
divide urging divesting of the exclusive power of
appointment from the Executive.
220. We have noticed, that while making a law is
ordinarily a power with the legislative branch and
being a power, it cannot be compelled by a Court, the
making of law may be a constitutional imperative. In
the context of Article 326, making of law as
contemplated in Article 326, was an unavoidable
necessity. Realising that the statutory framework was
necessary to breathe life into Article 326 and which
was not to be incongruous with this command, Parliament
enacted the 1950 Act and the 1951 Act. The first General
Election followed. Making of law by Parliament as
provided for in Article 146 and Article 229 dealing
with conditions of service of employees of the Supreme
Court and the High Court respectively, was and is a
sheer power and enabling provision. The context and the
purpose signals no imperative need. No intention to
indeed peremptorily provide for a law as is discernible
270
in the case of appointment of the members of the
Election Commission of India pervades the Articles. The
vacuum in the case of Article 324 (2) is the absence
of the law which Parliament was contemplated to enact.
221. Political parties undoubtedly would appear to
betray a special interest in not being forthcoming with
the law. The reasons are not far to seek. There is a
crucially vital link between the independence of the
Election Commission and the pursuit of power, its
consolidation and perpetuation.
222. As long as the party that is voted into power is
concerned, there is, not unnaturally a near insatiable
quest to continue in the saddle. A pliable Election
Commission, an unfair and biased overseer of the
foundational exercise of adult franchise, which lies
at the heart of democracy, who obliges the powers that
be, perhaps offers the surest gateway to acquisition
and retention of power.
223. The values that animated the freedom struggle had
to be brought home to a new generation through the
insertion of the provision relating to fundamental
duties. Criminalisation of politics, a huge surge in
271
the influence of money power, the role of certain
sections of the media where they appear to have
forgotten their invaluable role and have turned
unashamedly partisan, call for the unavoidable and
unpostponable filling up of the vacuum. Even as it is
said that justice must not only be done but seen to be
done, the outpouring of demands for an impartial mode
of appointment of the Members require, at the least,
the banishing of the impression, that the Election
Commission is appointed by less than fair means.
224. We bear in mind the fact that the demand for
putting in place safeguards to end the pernicious
effects of the exclusive power being vested with the
Executive to make appointment to the Election
Commission, has been the demand of political parties
across the board. Once power is assumed, however, the
fact of the matter is that, despite the concerns of the
Founding Fathers and the availability of power,
successive governments have, irrespective of their
colour, shied away, from undertaking, what again we
find was considered would be done by Parliament, by the
Founding Fathers.
272
225. The electoral scene in the country is not what it
was in the years immediately following the country
becoming a Republic. Criminalisation of politics, with
all its attendant evils, has become a nightmarish
reality. The faith of the electorate in the very
process, which underlies democracy itself, stands
shaken. The impact of ‘big money' and its power to
influence elections, the influence of certain sections
of media, makes it also absolutely imperative that the
appointment of the Election Commission, which has been
declared by this Court to be the guardian of the
citizenry and its Fundamental Rights, becomes a matter,
which cannot be postponed further.
226. While this Court is neither invited nor if it is
invited, would issue a Mandamus to the Legislature to
make a law, as contemplated in Article 324(2), it may
not be the end of the duty of this Court in the context
of the provision in question. We have already
elaborated and found that core values of the
Constitution, including democracy, and Rule of Law, are
being undermined. It is also intricately interlinked
with the transgression of Articles 14 and 19. Each
273
time, on account of a ‘knave’, in the words of Dr.
Ambedkar, or again in his words, ‘a person under the
thumb of the Executive’, calls the shots in the matter
of holding the elections, which constitutes the very
heart of democracy, even formal democracy, which is
indispensable for a Body Polity to answer the
description of the word ‘democracy’, is not realised.
227. In the unique nature of the provision, we are
concerned with and the devastating effect of continuing
to leave appointments in sole hands of the Executive
on fundamental values, as also the Fundamental Rights,
we are of the considered view that the time is ripe for
the Court to lay down norms. In other words, the vacuum
exists on the basis that unlike other appointments, it
was intended all throughout that appointment
exclusively by the Executive was to be a mere transient
or stop gap arrangement and it was to be replaced by a
law made by the Parliament taking away the exclusive
power of the Executive. This conclusion is clear and
inevitable and the absence of law even after seven
decades points to the vacuum.
274
228. Article 148 of the Constitution, dealing with
appointment of the Comptroller and Auditor General of
India, provides that it is to be made by the President.
This is to be contrasted with the appointment of the
Members of the Election Commission in Article 324(2).
On a comparison of both the Articles, the difference
is stark and would justify the petitioners contention
that in regard to the appointment of the Members of the
Election Commission, having regard to the overwhelming
importance and the nearly infinite plenary powers, they
have in regard to the most important aspect of
democracy itself, viz., the holding of free and fair
elections, the Founding Fathers have provided for the
unique method of appointment suited to the requirements
of the posts in question. The refusal of Parliament,
despite what was contemplated by the Founding Fathers,
and what is more, the availability of a large number
of Reports, all speaking in one voice, reassures us
that even acting within the bounds of the authority
available to the Judicial Branch, we must lay down
norms, which, undoubtedly, must bear life only till
Parliament steps in. We have found, how appointments
275
are being made in our discussion earlier. Our minds
stand fortified that there is an imperative need for
the Court to step in.
229. As regards the exact norm, which should be put in
place, we bear in mind the following considerations:
We have before us the various Reports, which we
have referred to. We would think that, while what must
be laid down, must be fair and reasonable, but it must
be what Parliament would or could lay down, if it were
to make a law. Under the Rules of Business made under
Article 77, it is acknowledged that the appointment of
the Chief Election Commissioner and the Election
Commissioners do not engage the Cabinet. We take note
of the fact that for the appointment to the Director
of the Central Bureau of Investigation [which is not a
constitutional post], Section 4A of Delhi Special
Police Establishment Act, 1946, contemplates that
appointment shall be made by the Central Government on
the basis of recommendation of a committee consisting
of the Prime Minister as the Chairperson, the Leader
of the Opposition recognised in the House of People,
as such, or where there is no such Leader of the
276
Opposition, then, the Leader of the Single Largest
Opposition Party in the House and the Chief Justice of
India or a Judge of the Supreme Court nominated by him.
Similarly, we find, in regard to the appointment of the
Chairperson and Members of the Lokpal, under the Lokpal
and Lokayuktas Act, 2013, the Chief Justice is one of
the five Members of a Selection Committee, in the
matter of appointment. We deem it appropriate to notice
Section 4 of the Lokpal and Lokayuktas Act, 2013, which
reads as follows:
“4. (1) The Chairperson and Members shall be
appointed by the President after obtaining the
recommendations of a Selection Committee
consisting of—
(a) the Prime Minister—Chairperson;
(b) the Speaker of the House of the People—
Member;
(c) the Leader of Opposition in the House of
the People—Member;
(d) the Chief Justice of India or a Judge of
the Supreme Court nominated by him—Member;
(e) one eminent jurist, as recommended by the
Chairperson and Members referred to in clauses
(a) to (d) above, to be nominated by the
President—Member.
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(2) No appointment of a Chairperson or a Member
shall be invalid merely by reason of any
vacancy in the Selection Committee.
(3) The Selection Committee shall for the
purposes of selecting the Chairperson and
Members of the Lokpal and for preparing a panel
of persons to be considered for appointment as
such, constitute a Search Committee consisting
of at least seven persons of standing and
having special knowledge and expertise in the
matters relating to anti-corruption policy,
public administration, vigilance, policy
making, finance including insurance and
banking, law and management or in any other
matter which, in the opinion of the Selection
Committee, may be useful in making the
selection of the Chairperson and Members of the
Lokpal:
Provided that not less than fifty per cent. of
the members of the Search Committee shall be
from amongst the persons belonging to the
Scheduled Castes, the Scheduled Tribes, Other
Backward Classes, Minorities and women:
Provided further that the Selection Committee
may also consider any person other than the
persons recommended by the Search Committee.
(4) The Selection Committee shall regulate its
own procedure in a transparent manner for
selecting the Chairperson and Members of the
Lokpal.
(5) The term of the Search Committee referred
to in sub-section (3), the fees and allowances
payable to its members and the manner of
selection of panel of names shall be such as
may be prescribed.”
278
We bear in mind the Report of the Goswami Committee
and, what is more, the Law Commission Report (Two
Hundred and Fifty-Fifth) and lay down as follows.
230. The appointment of the Chief Election Commissioner
and the Election Commissioners, shall be made by the
President on the advice of a Committee consisting of
the Prime Minister, the Leader of the Opposition of the
Lok Sabha, and in case no leader of Opposition is
available, the leader of the largest opposition Party
in the Lok Sabha in terms of numerical strength, and
the Chief Justice of India.
231. We make it clear that this will be subject to any
law to be made by Parliament.
CC. AN ELECTION COMMISSIONER ENTITLED TO SAME
PROTECTION AS GIVEN TO CHIEF ELECTION
COMMISSIONER?
232. One of the contentions raised by the petitioners
is this Court must provide for the same protection to
the Election Commissioners as is available to the Chief
Election Commissioners. Even the Report of the Election
Commission itself would appear to endorse the said view
and complaint. We expatiate. It is the contention of
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the petitioners that when the Constitution was framed,
the Founding Fathers contemplated that appointment of
Election Commissioners was to be need based and not a
full-time affair. Contrary to the said view, however,
a multi-Member team, is what the Election Commission
of India has become, in fact, since 1993. It is here
to stay. The distinction between the Chief Election
Commissioner and the Election Commissioners have been
whittled down considerably by the amendments brought
to the 1991 Act. However, when it comes to the
constitutional protection, it is pointed out that the
second proviso to Article 324(5) only enacts the
protection that the Election Commissioner or Regional
Commissioner shall not be removed from Office except
on the recommendation of the Chief Election
Commissioner. An attempt has, in fact, been made to
persuade this Court to hold that, being in the nature
of a further proviso, as the words of the second proviso
begin as ‘provided further’, it is only a further
protection to the Election Commissioner or a Regional
Commissioner. Thus, it is pointed out, the Court must
adopt the following interpretation. An Election
280
Commissioner or Regional Commissioner can be removed
only in the like manner and on like grounds as a Judge
of the Supreme Court of India. A further safeguard is,
however, provided to the Election Commissioner, viz.,
that he can be removed from Office only on the
recommendation of the Chief Election Commissioner. To
appreciate the argument, we recapture Article 324(5).
It reads as follows:
“324(5) Subject to the provisions of any law
made by Parliament, the conditions of service
and tenure of office of the Election
Commissioners and the Regional Commissioners
shall be such as the President may by rule
determine;
Provided that the Chief Election Commissioner
shall not be removed from his office except in
like manner and on the like grounds as a Judge
of the Supreme Court and the conditions of
service of the Chief Election Commissioner
shall not be varied to his disadvantage after
his appointment:
Provided further that any other Election
Commissioner or a Regional Commissioner shall
not be removed from office except on the
recommendation of the Chief Election
Commissioner.”
233. We decode the said provision as follows:
The conditions of service and tenure of the
Election Commissioners and the Regional Commissioners
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was to be such as made by the Rule provided. This,
however, was subject to any law made by Parliament.
Parliament has quickly on the heels of the Goswami
Committee, stepped in with the 1991 Act. We have
already noted the terms of the Act as subsequently
amended. It contemplates salary to be paid, not only
to the Election Commissioner but also to the Chief
Election Commissioners, which is to be equal to the
salary of the Judge of the Supreme Court of India. The
term as we have already noticed, both of the Chief
Election Commissioner and the Election Commissioner,
was to be six years, subject to the proviso, which we
have noticed. It also provides for other aspects
relating to conditions of service. While unanimity of
views among the members is statutorily contemplated in
Section 10(1) as a desirable goal, the inevitable
differences of opinion was contemplated and Section
10(3) has declared that in such an eventuality, it is
the opinion of the majority of the Members, which would
prevail. We have already noticed how in T.N. Seshan
(supra), this has been found to not militate against
the Chief Election Commissioner being given the power
282
to act as the Chairman of the Commission. It may be
true that there is equality otherwise, which exists
between the Chief Election Commissioner and the
Election Commissioners in various matters dealt with
under the Act. However, we must bear in mind, in law,
Article 324 is inoperable without the Chief Election
Commissioner [See T.N. Seshan (supra)]. In law, there
may not be an insuperable obstacle for Parliament to
decide to do away with the post of Election
Commissioner. In fact, it happened, as can be seen in
the Judgment in Dhanoa (supra) wherein it was found
that the termination of service of the Election
Commissioners following the abolition of the posts did
not constitute removal of the Election Commissioner
within the meaning of the second proviso to Article
324(5). More importantly, even on a plain reading of
Article 324(5), we are of the view that in regard to
the prayer that the Election Commissioner must be
accorded the same protection as is given to the Chief
Election Commissioner, the argument appears to be
untenable. This prayer was rejected, in fact, in T.N.
Seshan (supra). It is clear as day light that the first
283
proviso protects the Chief Election Commissioner alone
from removal by providing for protection as is accorded
to a Judge of the Supreme Court of India. It is still
further more important to notice that the first proviso
interdicts varying of the conditions of service of the
Chief Election Commissioner to his disadvantage after
the appointment. It is, thereafter, that the second
proviso appears. The second proviso exclusively deals
with any other Election Commissioner, inter alia. The
word ‘any other Election Commissioner’ has been
provided to distinguish him from the Chief Election
Commissioner. Therefore, for the Election
Commissioners other than the Chief Election
Commissioner, the protection which is clearly
envisaged, as against his removal is only that it can
be effected only with the recommendation of the Chief
Election Commissioner. We are of the view that in the
context of the provision, the words ‘provided further’
cannot be perceived as an additional protection to the
Election Commissioner. It is intended only to be a
standalone provision, specifically meant to deal with
the categories of persons mentioned therein. In fact,
284
the acceptance of the argument of the petitioners would
involve yet another consequence, which to our minds,
would appear to project an anomalous result. To put it
mildly, if the Election Commissioner is accorded the
protection available under the first proviso to the
Chief Election Commissioner, the result will be as
follows. He would be entitled to not only claim
immunity from removal except on being impeached like a
Judge of the Supreme Court but he would be conferred
with a further protection even after the impeachment
or before the impeachment starts, that the Chief
Election Commissioner must also recommend the removal.
We would think that no more need be said and we reject
the contention. However, we only would observe that in
the light of the fact that Election Commissioners have
become part of the Election Commission, perhaps on the
basis of the volume of work that justifies such an
appointment and also the need to have a multi-Member
team otherwise, it is for Parliament acting in the
constituent capacity to consider whether it would be
advisable to extend the protection to the Election
Commissioners so as to safeguard and ensure the
285
independence of the Election Commissioners as well.
This goes also as regards variation of service
conditions after appointment.
DD. REGARDING INDEPENDENT SECRETERIAT/CHARGING
EXPENDITURE ON THE CONSOLIDATED FUND OF INDIA
234. One of the contentions and, therefore, relief
sought is, that there must be an independent
Secretariat to the Election Commission of India and the
its expenditure must be charged on the Consolidated
Fund of India on the lines of the Lok Sabha/Rajya Sabha
Secretariat.
235. In this regard, the second respondent (the Election
Commission of India) has filed a counter affidavit in
Writ Petition (C) No. 1043 of 2017, in which Writ
Petition, the contention and the prayer have been
incorporated. In the Counter Affidavit of the Election
Commission itself, the stand of the Election Commission
can be stated in a nutshell as follows:
It has sent a proposal that the expenditure of the
Commission should be charged on the Consolidated Fund
of India. It refers to the Election Commission Charging
286
of Expenses on the Consolidated Fund of India Bill,
1994, which provided for the various items of
expenditure to be charged upon the Consolidated Fund
of India. It reiterated its proposal for an independent
Secretariat as also charging of the expenditure on the
Consolidated Fund of India by letter dated 13.04.2012,
as also in December, 2016. It has also laid store by
the recommendation of the Law Commission, which inter
alia, recommended the insertion of Article 324(2A),
which contemplated the Election Commission being
provided with an independent and permanent secretarial
staff.
236. There cannot be any doubt that the Election
Commission of India is to perform the arduous and
unenviable task of remaining aloof from all forms of
subjugation by and interference from the Executive. One
of the ways, in which, the Executive can bring an
otherwise independent Body to its knees, is by starving
it off or cutting off the requisite financial
wherewithal and resources required for its efficient
and independent functioning. It would not be unnatural
if faced with the prospect of it not being supplied
287
enough funds and facilities, a vulnerable Commission
may cave in to the pressure from the Executive and,
thus, it would result in an insidious but veritable
conquest of an otherwise defiant and independent
Commission. This is apart from the fact that cutting
off the much-needed funds and resources will detract
from its efficient functioning.
237. No doubt, the stand of the Union of India would
appear to be that these are all matters of policy and
no interference is needed or warranted.
238. We must bear in mind that to elevate it to a
constitutional provision and protection thereunder,
maybe a matter, which must engage the attention of the
Constituent Body. This is again a matter which can also
be provided by way of a law by Parliament. We have no
doubt that there is considerable merit in the complaint
of the petitioner, which apparently, is endorsed by the
Election Commission of India itself. We cannot be
oblivious to the need for articulation of details in
regard to the expenditure, which is a matter of policy,
which we refrain from doing. We would only make an
appeal on the basis that there is an urgent need to
288
provide for a permanent Secretariat and also to provide
that the expenditure be charged on the Consolidated
Fund of India and it is for the Union of India to
seriously consider bringing in the much-needed changes.
EE. THE FINAL RELIEF
239. The Writ Petitions are partly allowed and they are
disposed of as follows:
I. We declare that as far as appointment to the
posts of Chief Election Commissioner and the
Election Commissioners are concerned, the same
shall be done by the President of India on the
basis of the advice tendered by a Committee
consisting of the Prime Minister of India, the
Leader of the Opposition in the Lok Sabha and,
in case, there is no such Leader, the Leader of
the largest Party in the Opposition in the Lok
Sabha having the largest numerical strength, and
the Chief Justice of India. This norm will
continue to hold good till a law is made by the
Parliament.
289
II. As regards the relief relating to putting in
place a permanent Secretariat for the Election
Commission of India and charging its expenditure
to the Consolidated Fund of India is concerned,
the Court makes a fervent appeal that the Union
of India/Parliament may consider bringing in the
necessary changes so that the Election
Commission of India becomes truly independent.
…………………………………………J.
[K.M. JOSEPH]
…………………………………………J.
[Aniruddha Bose]
…………………………………………J.
[Hrishikesh Roy]
…………………………………………J.
[C. T. Ravikumar]
NEW DELHI;
DATED: MARCH 2, 2023.
1

REPORTABLE
IN THE SUPREME COURT OF INDIA
 CIVIL ORIGINAL JURISDICTION
 WRIT PETITION(CIVIL) NO(S). 104 OF 2015
ANOOP BARANWAL …PETITIONER(S)
VERSUS
UNION OF INDIA …RESPONDENT(S)
WITH
WRIT PETITION(CIVIL) NO(S). 1043 OF 2017
WRIT PETITION(CIVIL) NO(S). 569 OF 2021
WRIT PETITION(CIVIL) NO(S). 998 OF 2022
J U D G M E N T
RASTOGI, J.
1. I have had the advantage of going through the judgment penned
by my brother K.M. Joseph, J. I entirely agree with the conclusions
which my erudite Brother has drawn, based on the remarkable
process of reasoning with my additional conclusion. I wish to add few
2
lines and express my views not because the judgment requires any
further elaboration but looking for the question of law that emerge of
considerable importance.
2. For the purpose of analysis, the judgment has been divided into
following sections:
I. Reference
II. Election Commission of India
III. Why an independent Election Commission is necessary
A. Working a Democratic Constitution
B. Right to vote
C. Free and fair elections
IV. Constitutional and statutory framework: The
Constitutional Vacuum
V. The Judgment in TN Seshan
VI. Reports of various Commissions on Manner of
Appointment of Chief Election Commissioner and Election
Commissioners
VII. Comparative framework - Foundational parameters
VIII. Process of selection of other constitutional/statutory
bodies
IX. Constitutional silence and vacuum- power of the Court to
lay down guidelines
X. Independence of Election Commissioners
XI. Directions
3
I. Reference
3. This case arises out of a batch of writ petitions, with the initial
petition filed as a public interest litigation by Anoop Baranwal in
January 2015. The petitioner raised the issue of the constitutional
validity of the practice of the Union of India to appoint the members
of the Election Commission. It was argued in the petition that a fair,
just, and transparent method to select the members of the Election
Commission is missing. The petition also referred to several reports,
which we will discuss in due course, to highlight the issue of bringing
reforms in the selection of members of the Election Commission. It
was further highlighted that since the appointment of the members
of the Election Commission was solely on the advice of the
parliamentary executive of the Union, which leads to arbitrariness
and is in violation of Article 14 of the Constitution. The petition has
also suggested that the process of selection of members of the
Election Commission (Chief Election Commissioner/Election
Commissioner) should be transparent and with greater scrutiny,
accountability and stability as it is for the other constitutional and
legal authorities including Judges of the Supreme Court and High
4
Courts, Chief Information Commissioner, Chairpersons and
Members of the Human Rights Commission, Chief Vigilance
Commissioner, Director of Central Bureau of Investigation, Lokpal,
Members of the Press Council of India. The writ petition made a
prayer for issuing of mandamus to the Union Government to make
law for ensuring a transparent process of selection by constituting a
neutral and independent committee to recommend the names of
Chief Election Commissioner/Election Commissioners. Vide order
dated 23 October, 2018, a two Judge Bench of this Court emphasized
on the importance of the matter, and referred the matter under
Article 145(3) of the Constitution to the Constitutional Bench. The
order is reproduced as follows:
“The matter relates to what the petitioner perceives to be a
requirement of having a full-proof and better system of appointment
of members of the Election Commission.
Having heard the learned counsel for the petitioner and the learned
Attorney General for India we are of the view that the matter may
require a close look and interpretation of the provisions of Article
324 of the Constitution of India. The issue has not been debated and
answered by this Court earlier. Article 145 (3) of the Constitution of
India would, therefore, require the Court to refer the matter to a
Constitution Bench. We, accordingly, refer the question arising in
the present proceedings to a Constitution Bench for an authoritative
pronouncement. Post the matter before the Hon’ble the Chief Justice
of India on the Administrative Side for fixing a date of hearing.”
5
4. A couple of similar writ petitions were tagged with the above
petition. On 29 September 2022, this Constitution Bench started the
hearing of the case. The Bench sat for several days hearing the
arguments of the petitioner side and of the Union government and
Election Commission of India on the respondents’ side.
5. The Union Government has opposed this group of petitions on
the premise that the Court must respect the principle of separation
of power between different organs of the State and should refrain
from interfering in the selection process of the Election Commission
under Article 324. It was argued by the Union that Article 324 of the
Constitution conferred the power to appoint Election Commissioners
solely upon the Parliament. He made a reference to the Election
Commission (Conditions of Service of Election Commissioners and
Transaction of Business) Act, 1991 (hereinafter being referred to as
the “Act 1991”) to emphasize his point that the Parliament being
cautious of its responsibility protected the condition of service of the
Chief Election Commissioner/Election Commissioners.
6. The learned Attorney General Mr. R. Venkataramani suggested
that the absence of any law does not mean that a constitutional
vacuum exists, calling for the interference of the Court. It was also
6
argued by the learned Attorney General that the appointment of the
members of the Election Commission by the President has not
damaged the process of free and fair elections.
7. The learned Solicitor General Mr. Tushar Mehta argued that if
there are lacunas in the process of selection/appointment of Election
Commission, then it is for the Parliament and not the Court to look
into the issues. The learned counsel further argued that the
appointment of the Election Commissioners is to be made by the
President, therefore it is not open to the judiciary to interfere with the
power of the executive. Mr. Mehta further argued that there is
something called “independence of the executive” which must not be
interfered with. It was also argued by the counsel for the Election
Commission that since the right to vote is a statutory right and not a
fundamental right, so it does not call any interference for violation of
fundamental rights.
8. It was raised by the petitioners that the issue of appointment of
Election Commission is linked not just with the right to vote but with
the conception of free and fair elections. Reference was also made to
the selection processes in other jurisdictions to emphasize on the
point that a larger set of parameters or factors play an important role
7
in appointment of Commissioners. Points were also debated
regarding the term of the Chief Election Commissioner/Election
Commissioners, and the process of removal of Election
Commissioners. The petitioners further argued that there must be
constitutional safeguards in the term and tenure of the Election
Commissioners, so that they can function independently.
9. This case not only raises certain fundamental questions about
the interpretation of Article 324 of the Constitution but also forces
us to look at the larger perspective about how the process of selection
of Election Commission is linked with the working of a democracy,
the right to vote, idea of free and fair elections, and the importance
of a neutral and accountable body to monitor elections. This Court
ought to make a discussion on these interconnected debatable issues
raised for our consideration. All these points are indeed sacrosanct
for democracy and for maintaining the independence of the Election
Commission.
II. Election Commission of India
10. Article 324 (1) provides that the power of superintendence,
direction, and control of the preparation of the electoral rolls for, and
the conduct of, elections to Parliament and to the Legislature of every
8
State and of elections to the offices of President and Vice-President
held under the Constitution is vested in the Election Commission.
11. As to the composition of the Election Commission, Article 324(2)
provides that the Election Commission shall consist of the Chief
Election Commissioner and such number of other Election
Commissioners, if any, as the President may from time to time fix,
and the appointment of the Chief Election Commissioner and other
Election Commissioners, subject to the provisions of any law made
in that behalf by the Parliament, be made by the President.
12. By an order dated 1st October 1993, the President has fixed the
number of Election Commissioners as two, until further orders. The
current composition of the Election Commission is that of Chief
Election Commissioner and two Election Commissioners.
13. Article 324(3) provides that the Chief Election Commissioner
shall act as the Chairman of the Election Commission.
14. As regards the service conditions, Article 324(5) provides that
subject to the provisions of any law made by Parliament, the
conditions of service and tenure of office of the Election
Commissioners and the Regional Commissioners shall be determined
9
by the rules made by the President. In exercise of its power under
Article 324(5), the Parliament has enacted the Act 1991.
15. The provisos to Article 324(5) provide the mechanism for
removal of Chief Election Commissioner, Election Commissioners,
and Regional Commissioner. The first proviso to Article 324(5)
provides that the Chief Election Commissioner shall not be removed
from his office except in like manner and on the like grounds as a
Judge of the Supreme Court and the conditions of service of the Chief
Election Commissioner shall not be varied to his disadvantage after
his appointment. Furthermore, any other Election Commissioner or
a Regional Commissioner, according to the second proviso to Article
324(5), shall not be removed from office except on the
recommendation of the Chief Election Commissioner.
16. The facility of support staffs of the Election Commission has
been covered under Article 324(6), which provides that the President,
or the Governor of a State, shall, when so requested by the Election
Commission, make available to the Election Commission or to a
Regional Commissioner such staff as may be necessary for the
discharge of the functions conferred on the Election Commission.
10
17. The question that emerges for consideration is what
interpretation needs to be afforded to the above-discussed provisions,
so that the independence of the Election Commission is ensured.
Before dealing with that, we shall deal with the necessity of the
independence which is imperative of the Election Commission.
III. Why an independent Election Commission is Necessary
A. “Working a Democratic Constitution”
1
18. The basic perception of democracy is that it is a government by
the people, of the people, and for the people. “People” is the central
axis on which the concept of democracy revolves. The establishment
of democracy has been linked with the idea of welfare of the people.
Dr BR Ambedkar had once noted that democracy means “a form and
a method of government whereby revolutionary changes in the
economic and social life of the people are brought about without
bloodshed.”2 Democracy is thus linked with the realization of the
aspirations of the people.
1 Borrowed from the title of the classic book - Granville Austin, Working a Democratic Constitution: A
History of the Indian Experience, Oxford University Press.
2 Babasaheb Ambedkar: Writings and Speeches, Vol. 17 Part III, page 475
11
19. According to the celebrated philosopher John Dewey,
“Democracy is not simply and solely a form of government, but a
social and personal ideal”, in other words, it is not only a property of
political institutions but of a wide range of social relationships.3
Democracy is thus about collective decision-making. The principles
of democracy have been held as a part of the basic structure of the
Constitution.4
20. The Indian Constitution establishes a constitutional
democracy. The Preamble to the Constitution clearly lays down the
vision and creates an outline of the structure of democracy that India
envisaged to be, right at the moment of independence. The Preamble
to the Indian Constitution begins with the phrase “We, the People of
India”. This clearly indicates that the foundations of the future of the
Indian Constitution and democracy begin with the people of India at
the core. The phrase also means that the people of India would be in
a deciding position to choose the governments they want. The phrase
also highlights that the structures of governance which were being
created by the Constitution were supposed to act towards the welfare
of the people. The Preamble provides that the people of India have
3 https://plato.stanford.edu/entries/dewey-political/
4 His Holiness Kesavananda Bharati Sripadagalvaru v. State of Kerala and Another, (1973) 4 SCC 225
12
resolved to constitute India into a “SOVEREIGN SOCIALIST
SECULAR DEMOCRATIC REPUBLIC”. Each term in this phrase
defined the collective vision of not only the founders of the Indian
Constitution but also the collective destiny of the people of India.
These words also denote the kind of democratic structures that we
were going to create. The word “DEMOCRATIC” in the Preamble is
interlinked with the words preceding and succeeding it, that is
“SOVEREIGN”, “SOCIALIST”, “SECULAR”, “REPUBLIC”. The
Preamble also provides that the people of India are securing for its
citizens “JUSTICE social, economic and political”. The word
“JUSTICE” manifests the vision of undoing hundreds of years of
injustice that was prevalent on Indian soil. Justice was to be based
on three components: social, economic, and political.
21. Democracy was established in India to fulfill the goals which
have been significantly encapsulated in the terms of the Preamble.
The institutions which were set up were given a role and duty to fulfill
the task as enshrined in the Preamble and the Constitution. While
the three main pillars of the State rest on the legislature, executive,
and judiciary have their designated roles, the Constitution framers
were also visionary in the sense that they envisaged the creation of
13
other institutions, which would be independent in nature and would
facilitate the working of the three pillars by either demanding
accountability or by taking on roles which would maintain the faith
of the people in the three pillars of democracy. The Election
Commission of India is one such institution that has been created
through the text of the Constitution. It is constitutionally an
independent body. The role of the Election Commission of India is to
ensure that the democratic process in India does not come to a
standstill. The task conferred on the Election Commission is
enormous. It has to ensure that periodical elections keep on
happening.
22. India has chosen a system of direct elections. This means that
elections are supposed to happen at regular intervals where the
people of India directly participate by exercising their right to vote.
The Constitution also provides for elections where the representatives
of the people are chosen by an indirect method. These include the
elections for the post of President and Vice-President and the
members of State Legislative Councils. The task to maintain the
sanctity of the elections is supposed to be carried out by the Election
Commission in a fair, transparent and impartial manner, and
14
without any bias or favour. The Election Commission has been given
a wide range of powers towards “superintendence, direction, and
control” over the conduct of all elections to Parliament and the
Legislature of every State and of elections to the offices of President
and Vice-President held under this Constitution. The three words
“superintendence”, “direction”, and “control” have not been defined in
the Constitution but were used in a sense to give the widest
responsibility to the Election Commission. In that sense, the Election
Commission becomes one of the most important as well as central
institutions for preserving and promoting the democratic process and
the structures of democracy on Indian soil. The role of the Election
Commission takes much more relevance given the fact that how the
Indian society and polity used to traditionally behave. As a chief
architect of the constitution, Dr. B.R. Ambedkar once said
“Democracy in India is only a top-dressing on an Indian soil, which
is essentially undemocratic.”5
23. The Election Commission performs its role to ensure that every
person in the society is able to participate in the process of elections
to select the government. Therefore, the Election Commission in its
5 Constituent Assembly Debates, 4 November 1948,
http://164.100.47.194/loksabha/writereaddata/cadebatefiles/C04111948.html
15
working needs to demonstrate the highest degree of transparency
and accountability. The decisions taken by the Election Commission
need to generate the trust of the people so that the sanctity of the
democratic process is maintained. If the Election Commission starts
showing any arbitrary decision-making, then the resulting situation
would not just create doubt on the members of the Election
Commission of being biased but would create fear in the minds of the
common citizens that the democratic process is being compromised.
Therefore, the Election Commission needs to be independent and
fully insulated from any external or internal disrupting environment.
The working of the Commission has to generate confidence in the
minds of the people. In a country like India, where millions of people
still struggle to fulfill their basic needs, it is their right to vote which
gives them hope that they would elect a government that would help
them in crossing the boundaries of deprivation. If this power is
compromised or taken away even by one slight bad decision or biases
of the members of the Election Commission, it would undoubtedly
attack the very basic structure of Indian democracy. The Indian
democracy has succeeded because of the people's faith and
participation in the electoral process as well as the everyday work of
the institution. As a constitutional court of the world’s largest
16
democracy, we cannot allow the dilution of people’s faith in
democratic institutions. The country gained and adopted democracy
after decades of struggle and sacrifices, and the gains received by us
cannot be given away because the institutions still continue to
operate in an opaque manner.
24. A nine-judge bench of this Court in the case of K.S.
Puttaswamy and Another v. Union of India and Others6 held:
“Opacity enures to the benefit of those who monopolize scarce
economic resources. On the other hand, conditions where civil and
political freedoms flourish ensure that governmental policies are
subjected to critique and assessment. It is this scrutiny which subserves the purpose of ensuring that socio-economic benefits actually
permeate to the underprivileged for whom they are meant.
Conditions of freedom and a vibrant assertion of civil and political
rights promote a constant review of the justness of socio-economic
programmes and of their effectiveness in addressing deprivation and
want. Scrutiny of public affairs is founded upon the existence of
freedom.”
25. Indian democracy will work only when the institutions which
have the responsibility to preserve democracy work. Each institution
in our Constitution has its demarcated role, which can only be
fulfilled if the people who are running these institutions are
responsible. The people who run these institutions need to be
6
(2017) 10 SCC 1
17
accountable to the people, and therefore the process of selecting them
has to ensure the independence of the institution.
26. Democracy is not an abstract phenomenon. It has been given
effect by a range of processes. The perception and trust in
institutions are important parameters on which the working of
democracy is assessed. The success of democracy, thus, depends on
the working of institutions that support the pillars of the structure of
democracy.
27. Accountability of institutions provides legitimacy not only to the
institutions themselves, but also to the very idea of democracy. That
is to say, if the institutions are working in a fair and transparent
manner, then the citizens would be assured that democracy is
working. In that sense, democracy is a means to check on
officeholders and administrators and to call them to account.
Therefore, the norms and rules governing these institutions cannot
be arbitrary or lack transparency.
28. To strengthen the democratic processes, the institution of the
Election Commission needs to be independent and demonstrate
transparency and accountability. This reason is enough in itself to
18
call this Court to examine the institutional structure of the Election
Commission of India.
B. Right to Vote
29. The working of democracy depends on whether the people can
decide the fate of the elected form of government. It depends on the
choices which people make in different ways. This choice of people
cannot be compromised, as their mandate in elections changes the
destinies of government. India is democratic because the people
govern themselves. It is a republic because the government’s power
is derived from its people. Through the electoral process and voting,
citizens participate in democracy. By voting, citizens take part in the
public affairs of the country. Thus, citizens by voting enjoy their right
to choose the composition of their government. It is their choice, and
their ability to participate. A nine-judge bench in the case of K.S.
Puttaswamy (Supra) held:
“... it must be realised that it is the right to question, the right to
scrutinize and the right to dissent which enables an informed
citizenry to scrutinize the actions of government. Those who are
governed are entitled to question those who govern, about the
discharge of their constitutional duties including in the provision of
socio-economic welfare benefits. The power to scrutinize and to
reason enables the citizens of a democratic polity to make informed
decisions on basic issues which govern their rights.”
19
30. The right to vote is now widely recognized as a fundamental
human right.7 However, this was not always the case. The history of
the adult franchise tells us that it was limited to the privileged in
society.8 It took several decades of struggles by marginalized
communities to gain the right to vote. The right to vote is so intrinsic
to the practice of democracy.
31. It has been argued by the counsel for the Election Commission
of India, that the right to vote is merely a statutory right, and since
no fundamental right is violated, it does not call the attention of this
Court. This Court does not agree with the view argued by the Election
Commission. Furthermore, it becomes necessary to look at the
Constituent Assembly Debates to examine the scope of the right to
vote.
32. The demand for the adult franchise was consistently raised by
several Indian leaders. In their drafts prepared for the consideration
of the Constituent Assembly, Dr. BR Ambedkar9 and KT Shah10 had
7 https://www.ohchr.org/en/elections
8 BR Ambedkar, “Evidence before the Southborough Committee”, in Babasaheb Ambedkar: Writings and
Speeches, published by Government of India, Vol. 1, pages 243-278
9 BR Ambedkar, “States & Minorities”, in Babasaheb Ambedkar: Writings and Speeches, published by
Government of India, Vol. 1., pages 381-541
10 B. Shiva Rao, The Framing of India's Constitution, Select Documents, Vol. 2, at Page 54 (hereinafter
“Shiva Rao”)
20
proposed the incorporation of the right to vote in the fundamental
rights portion. This proposal was initially endorsed in the initial draft
report of the Fundamental Rights Sub-Committee, which was a part
of the Advisory Committee of the Constituent Assembly.11 The draft
provision also included a sub-clause on an independent Election
Commission. Reproduced as follows:
1. “Every citizen not below 21 years of age shall have the right to vote
at any election to the Legislature of the Union and any unit thereof,
or, where the Legislature is bicameral, to the lower chamber of the
Legislature, subject to such disqualifications on the ground of
mental incapacity, corrupt practice or crime as may be imposed, and
subject to such qualifications relating to residence within the
appropriate constituency, as may be required by or under the law.
2. The law shall provide for free and secret voting and for periodical
elections to the Legislature.
3. The superintendence, direction and control of all elections to the
Legislature whether of the Union or the unit, including the
appointment of Election Tribunals shall be vested in an Election
Commission for the Union or the unit, as the case may be, appointed
in all cases, in accordance with the law of the Union.”
33. This shows that the Framers envisaged that the right to vote
must be accompanied by a provision establishing the Election
Commission. Constitutional Adviser B.N. Rau’s note on the draft
provision explains the inclusion of the right to vote as a fundamental
right: “Clause 12. This secures that the right to vote is not refused to
11 Shiva Rao, at pages 137 & 139 (dated 03.04.1947)
21
any citizen who satisfies certain conditions. The idea of an Election
Commission to supervise, direct and control all elections is new.”
12
34. KT Shah however objected to the idea of a centralized Election
Commission. He argued that, “if adopted, would be a serious
infringement of the rights of Provincial Autonomy; and as such, I
think it ought to be either dropped or reworded, so as not to prejudice
the rights of the Provincial Legislature to legislate on such
subjects.”13 The clause on right to vote and the creation of the
Election Commission as part of the fundamental rights was then
accepted by a majority vote by the Fundamental Rights SubCommittee.14 The clause was then forwarded to the Advisory
Committee in the “Report of the Sub-Committee on Fundamental
Rights” dated April 16, 1947.15
35. The draft prepared by the Fundamental Rights Sub-Committee
was examined by the Minorities Sub-Committee to see if any rights
proposed needed to be “amplified or amended” to protect minority
rights.16 In the Minutes of the Meeting of the Minorities Sub12 Shiva Rao, page 148
13 ibid, page 155
14 Ibid, page 164
15 Ibid, p. 173. Furthermore, the ground for contrary views was only that the right was being extended the
States/units. See “Minutes Of Dissent To The Report” dated April 17-20, 1947 by KM Panikkar, page 187
16 ibid, page 199
22
Committee dated April 17, 1947, there were two suggestions on the
fundamental right to vote and Election Commission. S.P. Mukherjee
proposed, “Minorities should be adequately represented on the
Election Commissions proposed for the Union and the units”.17
Jairamdas Daulatram suggested that “such bodies should be made
neutral so that they may inspire confidence among all parties and
communities. Separate representation for the minorities may not be
workable.”18 It was also decided by the Minorities Sub-Committee on
April 18, 1947 “to mention in [their] report that the Election
Commission should be an independent quasi-judicial body.”19
36. After the clause on the right to vote passed by the Fundamental
Rights Sub-Committee and the Minorities Sub-Committee reached
for consideration before the Advisory Committee, there was a serious
debate on whether to keep the clause in the fundamental rights
chapter or not. Dr. Ambedkar argued for retaining it as a
fundamental right.20 He stated:
“… so far as this committee is concerned my point is that we should
support the proposition that the committee is in favour of adult
suffrage. The second thing we have guaranteed in this fundamental
right is that the elections shall be free and the elections shall be by
17 ibid, page 201
18 ibid, page 201
19 ibid, page 205
20 ibid, page 247
23
secret voting. It shall be by periodical elections... The third
proposition which this fundamental clause enunciates is that in
order that elections may be free in the real sense of the word, they
shall be taken out of the hands of the Government of the day, and
that they should be conducted by an independent body which we
may here call an Election Commission.”21
37. But this view was disagreed with by several members of the
Advisory Committee. They had an apprehension that such a clause
may be objected to in the Constituent Assembly by the
representatives of the Princely States.22 C. Rajagopalachari expressed
that the future method of elections was not clear, and hence it was
not right to keep a detailed clause on the franchise in the
fundamental rights. He said:
“My only point is whether it is proper to deal with this as a
fundamental right or whether we should leave it, or a greater part of
it, for the consideration of the whole Assembly. I submit we cannot
take it for granted that the Union Legislature shall be elected by the
direct vote from all citizens from all India. It may be a Federation
Constitution. It may be indirectly elected. The Government of the
Union may be formed indirectly, so that we cannot assume that
every adult or any one whatever the description may be, shall have
a direct vote to the Legislature. We cannot lay down a proposition
here without going into those details. We cannot therefore deal with
the subject at all now. Whether there is going to be direct election or
indirect election, that must be settled first.”23 (sic)
38. Dr. Ambedkar tried to resolve the opposition to this clause by
arguing that:
21 ibid, page 249-250
22 Statement of Sardar Patel, p. 249
23 ibid, page 250
24
“My reply is that this document or report will go before the
Constituent Assembly. There will be representatives of the States;
there will be representatives of the Muslim League. We shall hear
from them what objection they have to adult suffrage. If the whole
Constituent Assembly is convinced that while it may be advisable to
have adult suffrage for British India, for reasons of some special
character, the Indian States cannot have adult suffrage, and there
must be some sort of a restricted suffrage, it will be still open to the
Constituent Assembly to modify our proposals.”24
39. Govind Ballabh Pant explained the reason why there was a
concern regarding inclusion of the right to vote in the fundamental
rights chapter. He said:
“The only apprehension is that some people belonging to the States
may prick the bubble and say that their rights have been interfered
with and so on. They may not be represented. We will have what we
desire.”25
40. In response to Pant, the following reply was given by Dr
Ambedkar:
“While we are anxious that the Indian States should come in, we
shall certainly stick to certain principles and not yield simply to
gather the whole lot of them in our Constitution.”26
41. As an alternative, Govind Ballabh Pant suggested that “this very
clause is sent to the Constituent Assembly, not as part of these
fundamental rights, but included in the letter of the Chairman to the
24 ibid, page 250
25 251
26 ibid, page 251
25
effect that we recommend to the Constituent Assembly the following
principles in regard to the framing of the Constitution.”27 While Dr.
Ambedkar insisted on his view, the majority of members of the
Advisory Committee including Sardar Patel adopted Pant’s
suggestion.28
42. Accordingly, in the “Minutes of the Meetings of the Advisory
Committee” dated April 21, 1947, it was noted: “Clause 13 to be
deleted from the fundamental rights, but it should be recommended
by the Chairman in his report to the Constituent Assembly on behalf
of the committee, that it be made a part of the Union Constitution.”29
In his letter addressed to the President of the Constituent Assembly,
Sardar Patel presented the interim report of the Advisory Committee,
while also noting that: “While agreeing in principle with this clause,
we recommend that instead of being included in the list of
fundamental rights, it should find a place in some other part of the
Constitution.”30
27 ibid, page 251
28 ibid, page 251-52
29 ibid, page 288
30 ibid, page 296
26
43. What emerges from this discussion is that there was an initial
agreement among the members of the fundamental rights subcommittee and the minority rights sub-committee that there needs
to be a clause in the fundamental rights chapter which should
provide for the right to vote; and the task to conduct free and fair
elections, there shall be an independent body called the Election
Commission. However, the clause was not retained by the Advisory
Committee as a fundamental right because it was apprehended that
the princely states might not agree to the Union Constitution if that
clause is retained, as India was going through a historical period of
unification where negotiations were being made with the princely
states to become part of a united India. Despite this, the Founders
retained the right to vote as a constitutional right by recommending
that it should find a place in the text of the constitution.
44. On 16 June 1949, Dr. B.R. Ambedkar moved the following
clause, providing for the adult franchise:
“289-B: Elections to the House of the People and to the
Legislative Assemblies of states to be on the basis of adult
suffrage: The elections to the House of the People and to the
Legislative Assembly of every State shall be on the basis of adult
suffrage; that is to say, every citizen, who is not less than twentyone years of age on such date as may be fixed in this behalf by or
under any law made by the appropriate Legislature and is not
otherwise disqualified under this Constitution or any law made by
the appropriate Legislature on the ground of nonresidence,
27
unsoundness of mind, crime or corrupt or illegal practice, shall be
entitled to be registered as a voter at any such election.”31
45. The clause was adopted, which later became Article 326 of the
Constitution.
46. By virtue of Article 326, the right to vote became a constitutional
right granted to citizens. The said right was given effect by Section 62
of Representation of the People (ROP) Act, 1951. Section 62(1) of ROP
Act provides: “No person who is not, and except as expressly provided
by this Act, every person who is, for the time being entered in the
electoral roll of any constituency shall be entitled to vote in that
constituency.” The legal position is that the relevant provision of the
ROP Act is derived from the text of the Constitution, which in this
case, is Article 326.
47. However, the judgments of this Court adopted a restricted view
of the right to vote for a number of decades. In N.P. Ponnuswami v.
Returning Officer, Namakkal Constituency and Others32
(hereinafter “N.P. Ponnuswami”), a bench of six judges of this Court
was dealing with the question whether the High Court under Article
31 CONSTITUENT ASSEMBLY OF INDIA DEBATES (PROCEEDINGS)- VOLUME VIII Thursday,
the 16th June 1949, Available at:
http://164.100.47.194/loksabha/writereaddata/cadebatefiles/C16061949.html
32 1952 SCR 218
28
226 can have jurisdiction to interfere with the order of the Returning
Officer by reason of the provisions of Article 329(b) of the
Constitution. While the Court was examining the contours of Article
329(b), it also made the following observation: “The right to vote or
stand as a candidate for election is not a civil right but is a creature
of statute or special law and must be subject to the limitations
imposed by it.”
48. A different view was adopted by a Constitution Bench of this
Court in the case of Mohindhr Singh Gill and Another v. Chief
Election Commissioner, New Delhi and Others.
33 (hereinafter
“Mohindhr Singh Gill”). The Bench was called on to interpret Articles
324 and 329(b) of the Constitution. It noted:
“The most valuable right in a democratic polity is the 'little man's'
little pencil-marking, accenting and dissenting, called his vote....
Likewise, the little man's right, in a representative system of
Government to rise to Prime Ministership or Presidentship by use of
the right to be candidate cannot be wished away by calling it of no
civil moment. If civics mean anything to self-governing citizenry, if
participatory democracy is not to be scuttled by law.... The
straightaway conclusion is that every Indian has a right to elect and
be elected and this is constitutional as distinguished from a common
law right and is entitled to cognizance by Courts, subject to statutory
Regulations.”
33
 (1978) 1 SCC 405
29
49. However, a subsequent decision of a two-judge bench in Jyoti
Basu and Others v. Debi Ghosal and Others34 (hereinafter “Jyoti
Basu”) relied upon the position taken by N.P. Ponnuswami (Supra).
The two-judge bench was dealing with the specific question who may
be joined as a party to an election petition, but went to observe:
“A right to elect, fundamental though it is to democracy, is,
anomalously enough, neither a fundamental right nor a Common
Law Right. It is pure and simple, a statutory right. So is the right
to be elected. So is the right to dispute an election. Outside of
statute, there is no right to elect, no right to be elected and no right
to dispute and election. Statutory creations they are, and therefore,
subject to statutory limitation.”
50. While the above three decisions made statements of the right to
vote, the issue of interpretation of Article 326, dealing with adult
franchise, had not arisen in these cases. Therefore, the statements
made cannot be treated as an authority on the subject.
51. In the case of Union of India v. Association for Democratic
Reforms and Another35 (hereinafter “ADR”), this Court was
considering whether there is a right of the voter to know about the
candidates contesting election. Holding in affirmative, it was held:
“In democracy, periodical elections are conducted for having efficient
governance for the country and for the benefit of citizens - voters. In
a democratic form of government, voters are of utmost importance.
34 (1982) 1 SCC 691
35 (2002) 5 SCC 294
30
They have right to elect or re- elect on the basis of the antecedents
and past performance of the candidate. The voter has the choice of
deciding whether holding of educational qualification or holding of
property is relevant for electing or re-electing a person to be his
representative...”
 (emphasis added)
52. Amendments were made to ROP Act after ADR judgment.
Whether the amendments followed the mandate laid down in ADR
were scrutinized by a three-judge bench case of People’s Union for
Civil Liberties (PUCL) and Another v. Union of India and
Another36 (hereinafter “PUCL 2003”). This Court re-examined the
issue of whether a voter has any fundamental right to know the
antecedents/assets of a candidate contesting the election under
Article 19(1)(a). An argument was made before this Court that a voter
does not have such a right, as there is no fundamental right to vote
from which the right to know the antecedents of a candidate arises.
While the three judges (M.B. Shah, Venkatarama Reddi, D.M.
Dharmadhikari, JJ.) unanimously agreed that the voters have a right
under Article 19(1)(a) to know the antecedents of a candidate, there
was a difference on whether the scope of the right to vote.
53. Referring to N.P. Ponnuswami and Jyoti Basu judgments,
Justice MB Shah held that “there cannot be any dispute that the
36 (2003) 4 SCC 399
31
right to vote or stand as a candidate for election and decision with
regard to violation of election law is not a civil right but is a creature
of statute or special law and would be subject to the limitations
envisaged therein.” He held that, “Merely because a citizen is a voter
or has a right to elect his representative as per the [ROP] Act, his
fundamental rights could not be abridged, controlled or restricted by
statutory provisions except as permissible under the Constitution.”
He stated that whether the right to vote is a statutory right or not
does not have any implication on the right to know antecedents,
which is a part of fundamental right under Article 19(1)(a). He
however also held that democracy based on adult franchise is part of
the basic structure of the Constitution, and that the right of adults
to take part in the election process either as a voter or a candidate
could only be restricted by a valid law which does not offend
constitutional provisions.
54. Justice Venkatarama Reddi emphasized on the right to vote, and
held:
“The right to vote for the candidate of one's choice is of the essence
of democratic polity. This right is recognized by our Constitution and
it is given effect to in specific form by the Representation of the
People Act. The Constituent Assembly debates reveal that the idea
to treat the voting right as a fundamental right was dropped;
32
nevertheless, it was decided to provide for it elsewhere in the
Constitution. This move found its expression in Article 326…”
55. He disagreed with the views expressed in N.P. Ponnuswami and
Jyoti Basu, and held:
“the right to vote, if not a fundamental right, is certainly a
constitutional right. The right originates from the Constitution and
in accordance with the constitutional mandate contained in Article
326, the right has been shaped by the statute, namely, R.P. Act.
That, in my understanding, is the correct legal position as regards
the nature of the right to vote in elections to the House of people and
Legislative Assemblies. It is not very accurate to describe it as a
statutory right, pure and simple.”
56. Justice Venkatarama Reddi then distinguished the
constitutional right to vote with the act of giving vote/freedom of
voting. He held:
“a distinction has to be drawn between the conferment of the right
to vote on fulfillment of requisite criteria and the culmination of that
right in the final act of expressing choice towards a particular
candidate by means of ballot. Though the initial right cannot be
placed on the pedestal of a fundamental right, but, at the stage when
the voter goes to the polling booth and casts his vote, his freedom to
express arises. The casting of vote in favour of one or the other
candidate tantamounts to expression of his opinion and preference
and that final stage in the exercise of voting right marks the
accomplishment of freedom of expression of the voter. That is where
Article 19(1)(a) is attracted. Freedom of voting as distinct from right
to vote is thus a species of freedom of expression and therefore
carries with it the auxiliary and complementary rights such as right
to secure information about the candidate which are conducive to
the freedom. None of the decisions of this Court wherein the
proposition that the right to vote is a pure and simple statutory right
was declared and reiterated, considered the question whether the
citizen's freedom of expression is or is not involved when a citizen
33
entitled to vote casts his vote in favour of one or the other
candidate…”
In his conclusions, he noted:
“The right to vote at the elections to the House of people or
Legislative Assembly is a constitutional right but not merely a
statutory right; freedom of voting as distinct from right to vote is a
facet of the fundamental right enshrined in Article 19(1)(a). The
casting of vote in favour of one or the other candidate marks the
accomplishment of freedom of expression of the voter.”
57. Justice DM Dharmadhikari expressed his agreement with the
view taken by Justice Venkatarama Reddi, thus making it a majority
decision holding that the right to vote is a constitutional right. Even
Justice Shah had held that the right of adults to take part in the
election process as a voter could only be restricted by a valid law
which does not offend constitutional provisions.
58. An argument based on the majority view in PUCL 2003 was put
forth before a Constitution Bench of this Court in Kuldip Nayar and
Others v. Union of India and Others37 (hereinafter “Kuldip Nayar”).
It was argued that a right to vote is a constitutional right besides that
it is also a facet of fundamental right under Article 19(1)(a) of the
37 (2006) 7 SCC 1
34
Constitution. The Constitution bench rejected the argument. It was
held:
“The argument of the petitioners is that the majority view in the case
of People's Union for Civil Liberties, therefore, was that a right to
vote is a constitutional right besides that it is also a facet of
fundamental right under Article 19(1)(a) of the Constitution.
We do not agree with the above submission. It is clear that a fine
distinction was drawn between the right to vote and the freedom of
voting as a species of freedom of expression, while reiterating the
view in Jyoti Basu v. Debi Ghosal (supra) that a right to elect,
fundamental though it is to democracy, is neither a fundamental
right nor a common law right, but pure and simple, a statutory right.
Even otherwise, there is no basis to contend that the right to vote
and elect representatives of the State in the Council of States is a
Constitutional right. Article 80(4) merely deals with the manner of
election of the representatives in the Council of States as an aspect
of the composition of the Council of States. There is nothing in the
Constitutional provisions declaring the right to vote in such election
as an absolute right under the Constitution.”
59. The Constitution Bench in Kuldip Nayar seems to have missed
the point that Justice Venkatarama Reddi’s opinion in PUCL 2003
that the right to vote is a constitutional right was explicitly concurred
by Justice Dharmadhikari. Therefore, Kuldip Nayar’s view that
PUCL 2003 considered the right to vote/elect as a statutory right
does not seem to portray the correct picture.
60. In Desiya Murpokku Dravida Kazhagam and Another v.
Election Commission of India,38 a three-judge bench was
38 2009 (16) SCC 781
35
considering a challenge to the constitutional validity of the
amendment of the Election Symbols (Reservation and Allotment)
Order, 1968, which mandated that in order to be recognized as a
State party in the State, a political party would have to secure not
less than 6% of the total valid votes polled in the State and should
also have returned at least 2 members to the Legislative Assembly of
the State. The counsel for the Election Commission of India in the
case had argued that since the right to vote was a statutory right, it
could not be questioned by way of a writ petition. The majority by 2:1
upheld the amendment. However, Justice Chelameswar wrote a
dissenting opinion. The dissenting judge also addressed the counsel
for the Election Commission of India that the right to vote is merely
a statutory right. He held:
“The right to elect flows from the language of Articles 81 and 170
r/w Articles 325 and 326. Article 326 mandates that the election to
the Lok Sabha and legislative Assemblies shall be on the basis of
Adult Suffrage, i.e., every citizen, who is of 18 years of age and is not
otherwise disqualified either under the Constitution or Law on the
ground specified in the Article Shall Be entitled to be registered as a
voter. Article 325 mandates that there shall be one general electoral
roll for every territorial constituency. It further declares that no
person shall be ineligible for inclusion in such electoral roll on the
grounds only of religion, race, caste, sex, etc. Articles 81 and 170
mandate that the members of the Lok Sabha and Legislative
Assembly are required to be Chosen by Direct Election from the
territorial constituencies in the States. The States are mandated to
be divided into territorial constituencies under Articles 81(2) (b) and
170(2)17. The cumulative effect of all the above mentioned
provisions is that the Lok Sabha and the Legislative Assemblies are
36
to consist of members, who are to be elected by all the citizens, who
are of 18 years of age and are not otherwise disqualified, by a valid
law, to be voters. Thus, a Constitutional right is created in all
citizens, who are 18 years of age to choose (participate in the
electoral process) the members of the Lok Sabha or the Legislative
Assemblies. Such a right can be restricted by the appropriate
Legislature only on four grounds specified under Article 326.”
61. Justice Chelameswar also clarified that the question whether the
right to vote or contest at any election to the Legislative Bodies created
by the Constitution did not arise in the case of N.P. Ponnuswami,
which is cited as an authority on the right to vote. He noted:
“With due respect to their Lordships, I am of the opinion that both
the statements (extracted above) are overbroad statements made
without a complete analysis of the scheme of the Constitution
regarding the process of election to the Legislative Bodies adopted in
subsequent decisions as a complete statement of law. A classical
example of the half truth of one generation becoming the whole truth
of the next generation.”
62. The majority decision in this case did not record any
disagreement regarding the conclusion that the right to participate
in the electoral process, either as a voter or as a candidate, is a
constitutional right.
63. In 2013, the correctness of ADR and PUCL 2003 was doubted
before a three judge-bench of this Court in People’s Union for Civil
Liberties and Another v. Union of India and Another39 (PUCL
39 (2013) 10 SCC 1
37
2013). In this case, the validity of certain rules of the Conduct of
Election Rules, 1961 to the extent that these provisions violate the
secrecy of voting which is fundamental to the free and fair elections.
It was put forward that the Constitution bench judgment in Kuldip
Nayar created a doubt on ADR and PUCL 2003. The three-judge
bench in PUCL 2013 held that “Kuldip Nayar does not overrule the
other two decisions rather it only reaffirms what has already been
said by the two aforesaid decisions”. However, the three-judge bench
went on to note that:
“… there is no contradiction as to the fact that right to vote is neither
a fundamental right nor a Constitutional right but a pure and simple
statutory right. The same has been settled in a catena of cases and
it is clearly not an issue in dispute in the present case.”
64. While the scope of the right to vote was not before PUCL 2013,
but it went on to observe that the right to vote is only a statutory
right. But, the three-judge bench in PUCL 2013 followed ADR and
PUCL 2003 to reiterate that “[t]he casting of the vote is a facet of the
right of expression of an individual and the said right is provided
under Article 19(1)(a) of the Constitution of India”, and therefore, a
prima facie case existed for the exercise of jurisdiction of this Court
under Article 32. The bench concluded that:
38
“No doubt, the right to vote is a statutory right but it is equally vital
to recollect that this statutory right is the essence of democracy.
Without this, democracy will fail to thrive. Therefore, even if the right
to vote is statutory, the significance attached with the right is
massive. Thus, it is necessary to keep in mind these facets while
deciding the issue at hand.”
65. A clarity on the status of the right to vote was given in the
judgment in Raj Bala v. State of Haryana and Others.
40 Justice
Chelameswar and Justice Sapre gave separate concurring opinions.
After analysing the previous decisions of this Court, Justice
Chelameswar came to the conclusion that “every citizen has a
constitutional right to elect and to be elected to either Parliament or
the State legislatures.” Justice Sapre reiterated the view taken in
PUCL 2003 that the “right to vote” is a constitutional right but not
merely a statutory right.
66. What emerges from this detailed discussion is that there has
been a conflicting view on the status of the right to vote. This gives
an opportunity for us to authoritatively hold that the right to vote is
not just a statutory right. In our view, we must look beyond that. Our
decision to analyse the contours of the right to vote is facilitated by
the reasoning provided by the nine-judge bench in K.S. Puttaswamy.
40 (2016) 1 SCC 463
39
In that case, a plea was made that since privacy was not included as
a fundamental right in the original Constitution, it cannot be
declared a fundamental right. The bench rejected this argument, and
held:
“it cannot be concluded that the Constituent Assembly had
expressly resolved to reject the notion of the right to privacy as an
integral element of the liberty and freedoms guaranteed by the
fundamental rights... The interpretation of the Constitution cannot
be frozen by its original understanding. The Constitution has
evolved and must continuously evolve to meet the aspirations and
challenges of the present and the future.”
67. In the instant case, the provision on adult franchise is in Article
326 of the Constitution. An analysis of Constituent Assembly
Debates shows that it was initially considered as a fundamental right
in the proceedings of the Advisory Committee. The only reason why
it was shifted from fundamental rights status to another
constitutional provision was that the founders did not want to offend
the Princely States, with whom they were negotiating to be a part of
a united India. Otherwise, they had stressed the importance of the
right to vote and universal adult franchise. Seventy-five years after
Independence, we have the opportunity to realize their absolute
vision by recognizing what they could not due to socio-political
circumstances of their time. When the Constitution came into force,
40
what were known as Princely States became a part of India, and
accepted direct elections as a method of choosing the government.
These areas have now been included in different states. Therefore,
there has been no objection to the right to vote.
68. The right to take part in the conduct of public affairs as a voter
is the core of the democratic form of government, which is a basic
feature of the Constitution. The right to vote is an expression of the
choice of the citizen, which is a fundamental right under Article
19(1)(a). The right to vote is a part of a citizen's life as it is their
indispensable tool to shape their own destinies by choosing the
government they want. In that sense, it is a reflection of Article 21.
In history, the right to vote was denied to women and those were
socially oppressed. Our Constitution took a visionary step by
extending franchise to everyone.41 In that way, the right to vote
enshrines the protection guaranteed under Article 15 and 17.
Therefore, the right to vote is not limited only to Article 326, but flows
through Article 15, 17, 19, 21. Article 326 has to be read along with
these provisions. We therefore declare the right to vote in direct
elections as a fundamental right, subject to limitations laid down in
41 https://journals.library.brandeis.edu/index.php/caste/article/view/282/63
41
Article 326. This Court has precedents to support its reasoning. In
Unnikrishnan J.P. and Others v. State of Andhra Pradesh and
Others,
42 this Court read Article 45 and 46 along with Article 21 to
hold that the right to education is a fundamental right for children
between the age group of 6-14.
69. Now that we have held that the right to vote is not merely a
constitutional right, but a component of Part III of the Constitution
as well, it raises the level of scrutiny on the working of the Election
Commission of India, which is responsible for conducting free and
fair elections. As it is a question of constitutional as well as
fundamental rights, this Court needs to ensure that the working of
the Election Commission under Article 324 facilitates the protection
of people’s voting rights.
C. Free and Fair Elections
70. Democracy works when the citizens are given a chance to decide
the fate of the ruling government by casting their vote in periodical
elections. The faith of the citizens in the democratic processes is
42 (1993) 1 SCR 594
42
ensured by conducting free and fair elections through an
independent and neutral agency.
71. Free and fair elections have been enshrined as a precedent for
the working of democracy in global conventions and rights-based
frameworks. The Universal Declaration of Human Rights 1948
recognizes that:
“1. Everyone has the right to take part in the government of his
country, directly or through freely chosen representatives.
2. Everyone has the right of equal access to public service in his
country.
3. The will of the people shall be the basis of the authority of
government; this will shall be expressed in periodic and genuine
elections which shall be by universal and equal suffrage and shall
be held by secret vote or by equivalent free voting procedures.”43
72. Article 25 of the International Covenant on Civil and Political
Rights provides:
“Every citizen shall have the right and the opportunity, without any
of the distinctions mentioned in article 2 and without unreasonable
restrictions:
(a) To take part in the conduct of public affairs, directly or through
freely chosen representatives;
(b) To vote and to be elected at genuine periodic elections which shall
be by universal and equal suffrage and shall be held by secret ballot,
guaranteeing the free expression of the will of the electors;
(c) To have access, on general terms of equality, to public service in
his country.”
43 Article 21, Universal Declaration of Human Rights
43
73. India is committed to these international frameworks. This
Court has previously read India’s obligation to international
frameworks to recognise new areas of constitutional discourse, which
are explicitly not covered by the provisions of the Constitution or
where there is a constitutional vacuum.44 But free and fair elections
have been recognised as an essential feature of the democratic
apparatus by the judgments of this Court as well.
74. In Indira Nehru Gandhi Smt v. Shri Raj Narain and
Another,
45 Justice HR Khanna held in his opinion:
“All the seven Judges [in Kesavananda Bharti case] who constituted
the majority were also agreed that democratic set-up was part of the
basic structure of the Constitution. Democracy postulates that there
should be periodical election, so that people may be in a position
either to re-elect the old representatives or, if they so choose, to
change the representatives and elect in their place other
representative. Democracy further contemplates that the elections
should be free and fair, so that the voters may be in a position to
vote for candidates of their choice. Democracy can indeed function
only upon the faith that elections are free and fair and not rigged
and manipulated, that they are effective instruments of ascertaining
popular will both in reality and form and are not mere rituals
calculated to generate illusion of deference to mass opinion. Free
and fail elections require that the candidates and their agents
should not resort to unfair means or malpractices as may impinge
upon the process of free and fair elections.”
44 Vishakha v. State of Rajasthan, AIR 1997 SC 3011
45 AIR 1975 SC 2299
44
75. For conducting free and fair elections, an independent body in
the form of Election Commission is a must. In Mohindhr Singh Gill,
a Constitution Bench was called to interpret Article 324 and Article
329(b) of the Constitution. emphasized on the connection between
elections and the role of the Election Commission. Justice Krishna
Iyer (speaking for Chief Justice Beg, Justice Bhagwati, and himself)
stated:
“Democracy is government by the people. It is a continual
participative operation, not a cataclysmic, periodic exercise. The
little man, in his multitude, marking his vote at the poll does a social
audit of his Parliament plus political choice of this proxy. Although
the full flower of participative Government rarely blossoms, the
minimum credential of popular Government is appeal to the people
after every term for a renewal of confidence. So we have adult
franchise and general elections as constitutional compulsions. “The
right of election is the very essence of the constitution” (Junius). It
needs little argument to hold that the heart of the Parliamentary
system is free and fair elections periodically held, based on adult
franchise, although social and economic democracy may demand
much more.”
76. It was emphasized by Justice Krishna Iyer:
“The Election Commission is an institution of central importance
and enjoys far-reaching powers and the greater the power to affect
others' right or liabilities the more necessary the need to hear.”
77. Justice PK Goswami in his concurring opinion (for himself & PN
Singhal) held:
45
“Elections supply the visa viva to a democracy. It was, therefore,
deliberately and advisedly thought to be of paramount importance
that the high and independent office of the Election Commission
should be created under the Constitution to be in complete charge
of the entire electoral process commencing with the issue of the
notification, by the President to the final declaration of the result.”
78. Justice Goswami further emphasized on the need of
independence of the Election Commission in the following words:
“The Election Commission is a high-powered and independent body
which is irremovable from office except in accordance with the
provisions of the Constitution relating" to the removal of Judges of
the Supreme Court and is intended by the framers of the
Constitution, to be kept completely free from any pulls and
pressures that may be brought through political influence in a
democracy run on party system.”
79. The importance of periodical elections was also emphasized in
the Constitution Bench decision in Manoj Narula v. Union of
India,46 which held:
“In the beginning, we have emphasized on the concept of democracy
which is the corner stone of the Constitution. There are certain
features absence of which can erode the fundamental values of
democracy. One of them is holding of free and fair election by adult
franchise in a periodical manner… for it is the heart and soul of the
parliamentary system.”
80. Thus, the role of the Election Commission is integral to
conducting free and fair elections towards the working of democracy.
46 (2014) 9 SCC 1
46
It is the duty and constitutional obligation of this Court to protect
and nurture the independence of the Election Commission.
IV. Constitutional and statutory framework: The Constitutional
Vacuum
81. Article 324 of the Constitution provides that superintendence,
direction and control of elections shall be vested in an Election
Commission. Clause 1 of Article 324 provides:
“The superintendence, direction and control of the preparation of
the electoral rolls for, and the conduct of, all elections to Parliament
and to the Legislature of every State and of elections to the offices of
President and Vice-President held under this Constitution shall be
vested in a Commission (referred to in this Constitution as the
Election Commission).”
82. The composition of the Election Commission is provided under
Clause (2) of Article 324. It provides:
“The Election Commission shall consist of the Chief Election
Commissioner and such number of other Election Commissioners,
if any, as the President may from time to time fix and the
appointment of the Chief Election Commissioner and other Election
Commissioners shall, subject to the provisions of any law made in
that behalf by Parliament, be made by the President.”
83. Article 324(3) states that the Chief Election Commissioner shall
act as the Chairman of the Election Commission.
47
84. Clause (5) of Article 324 deals with conditions of service and
tenure of office of the Election Commissioner. It provides that:
“Subject to the provisions of any law made by Parliament, the
conditions of service and tenure of office of the Election
Commissioners and the Regional Commissioners shall be such as
the President may by rule determine: Provided that the Chief
Election Commissioner shall not be removed from his office except
in like manner and on the like grounds as a Judge of the Supreme
Court and the conditions of service of the Chief Election
Commissioner shall not be varied to his disadvantage after his
appointment: Provided further that any other Election
Commissioner or a Regional Commissioner shall not be removed
from office except on the recommendation of the Chief Election
Commissioner.”
85. What comes out of this provision is that the Office of the Chief
Election Commissioner stands on a higher constitutional pedestal,
as he is given equivalence to a Judge of the Supreme Court in matters
of removal. The other thing which comes out is that “the conditions
of service of the Chief Election Commissioner shall not be varied to
his disadvantage after his appointment.” That is to say, the
independence cannot be indirectly diluted by creating unwarranted
conditions of service. Lastly, a wide discretion has been vested with
the Chief Election Commissioner to seek removal of any other
Election Commissioner or a Regional Commissioner.
86. It has been argued before us that there exists a constitutional
vacuum in the method of selection of the Chief Election
48
Commissioner and other Election Commissioners, and nothing has
been provided under Article 324. It has been argued that as the
Executive (through President) is making these appointments, it
reduces the independence of the Election Commission. Furthermore,
it was pointed out that the term and tenure of the Election
Commissioners also need to be streamlined in order to ensure
absolute independence of the Election Commission and to prevent
any arbitrary or biased decision to be taken by the Chief Election
Commissioner.
87. It has been argued by the learned Attorney General that the
conditions of service and tenure of the Chief Election Commissioner
and Election Commissioners is already governed by the Act, 1991.
88. The Act provides “the conditions of service of the Chief Election
Commissioner and other Election Commissioners to provide for the
procedure and for transaction of business by the Election
Commission and for matters] connected therewith or incidental
thereto”. The Act deals with salary (Section 3), tenure/term of office
(Section 4), leave (Section 5), pension (Section 6), and other
conditions of service (Section 8).
49
89. The term of office provided under Section 4 for the Chief
Election Commissioner or an Election Commissioner is “of six years
from the date on which he assumes his office”, subject to the proviso
that “where the Chief Election Commissioner or an Election
Commissioner attains the age of sixty-five years before the expiry of
the said term of six years, he shall vacate his office on the date on
which he attains the said age”. Section 4 thus does not provide a
mandatory 6 years of term.
90. An analysis of the provisions of the Act also indicates that there
is nothing provided in terms of the selection process of the Chief
Election Commissioner or the Election Commissioners. Thus, what
emerges from this discussion is that both Article 324 and the Act,
1991 are silent on the selection process of the Chief Election
Commissioner and the Election Commissioners. There also appears
to be a lacunae in ensuring independence as the Act indirectly
provides a discretion to the Executive to appoint someone close to
retirement at the age of 65 as the Chief Election Commissioner or the
Election Commissioner, and thus will not be able to take the full term
of 6 years.
50
91. We need to look at the Constituent Assembly Debates to
examine the level of independence which was expected from the
Election Commission. Moving the draft Article on the Election
Commission before the Constituent Assembly on 15 June 1949, Dr
BR Ambedkar explained the vision behind the provision was
independence from the executive in conducting elections. Dr
Ambedkar said:
“... the House affirmed without any kind of dissent that in the
interests of purity and freedom of elections to the legislative bodies,
it was of the utmost importance that they should be freed from any
kind of interference from the executive of the day… Therefore, so far
as the fundamental question is concerned that the election
machinery should be outside the control of the executive
Government, there has been no dispute. What Article 289 does is to
carry out that part of the decision of the Constituent Assembly. It
transfers the superintendence, direction and control of the
preparation of the electoral rolls and of all elections to Parliament
and the Legislatures of States to a body outside the executive to be
called the Election Commission. That is the provision contained in
sub-clause (1).”47
92. The reason behind having a permanent office of Chief Election
Commissioner was explained by Dr Ambedkar as follows:
“What the Drafting Committee proposes by sub-clause (2) is to have
permanently in office one man called the Chief Election
Commissioner, so that the skeleton machinery would always be
available. Elections no doubt will generally take place at the end of
five years; but there is this question, namely that a bye-election may
take place at any time. The Assembly may be dissolved before its
period of five years has expired. Consequently, the electoral rolls will
47 Constituent Assembly Debates, 15 June 1949,
http://164.100.47.194/loksabha/writereaddata/cadebatefiles/C15061949.html
51
have to be kept up to date all the time so that the new election may
take place without any difficulty. It was therefore felt that having
regard to these exigencies, it would be sufficient if there was
permanently in session one officer to be called the Chief Election
Commissioner, while when the elections are coming up, the
President may further add to the machinery by appointing other
members to the Election Commission.”
93. The above statement suggests that the office of the Chief
Election Commissioner requires a kind of permanency, which may be
fulfilled by having someone with a stable full term as the Chief
Election Commission.
94. Regarding the conditions of service, Dr Ambedkar said:
“So far as clause (4) is concerned, we have left the matter to the
President to determine the conditions of service and the tenure of
office of the members of the Election Commission, subject to one or
two conditions, that the Chief Election Commissioner shall not be
liable to be removed except in the same manner as a Judge of the
Supreme Court. If the object of this House is that all matters relating
to Elections should be outside the control of the Executive
Government of the day, it is absolutely necessary that the new
machinery which we are setting up, namely, the Election
Commission should be irremovable by the executive by a mere fiat.
We have therefore given the Chief Election Commissioner the same
status so far as removability is concerned as we have given to the
Judges of the Supreme Court. We, of course, do not propose to give
the same status to the other members of the Commission. We have
left the matter to the President as to the circumstances under which
he would deem fit to remove any other member of the Election
Commission; subject to one condition that-the Chief Election
Commissioner must recommend that the removal is just and
proper.”
95. However, Shibban Lal Saxena pointed out that the draft
provision may favour the Executive in the appointment of the Chief
52
Election Commissioner and the Election Commissioners, and
therefore appealed for a change in the provision. He argued:
“If the President is to appoint this Commission, naturally it means
that the Prime Minister appoints this Commission. He will appoint
the other Election Commissioners on his recommendations. Now,
this does not ensure their independence. Of course once he is
appointed, he shall not be removable except by 2/3rd majority of
both Houses. That is certainly something which can instill
independence in him, but it is quite possible that some party in
power who wants to win the next election may appoint a staunch
party-man as the Chief Election Commissioner. He is removable only
by 2/3rd majority of both Houses on grave charges, which means
he is almost irremovable. So what I want is this that even the person
who is appointed originally should be such that he should be
enjoying the confidence of all parties his appointment should be
confirmed not only by majority but by two-thirds majority of both
the Houses…Of course, there is a danger when one party is in huge
majority. Still, if he does appoint a party-man, and the appointment
comes up for confirmation in a joint session, even a small opposition
or even a few independent members can down the Prime Minister
before the bar of public opinion in the world.”
96. On 16 June 1949, Hirday Nath Kunzru echoed a similar
sentiment, and also highlighted the issues regarding the removal of
the Election Commissioners. He said:
“Here two things are noticeable: the first is that it is only the Chief
Election Commissioner that can feel that he can discharge his duties
without the slightest fear of incurring the displeasure of the
executive, and the second is that the removal of the other Election
Commissioners will depend on the recommendations of one man
only, namely the Chief Election Commissioner. However responsible
he may be it seems to me very undesirable that the removal of his
colleagues who will occupy positions as.responsible as those of
judges of the Supreme Court should depend on the opinion of one
man. We are anxious, Sir, that the preparation of the electoral rolls
and the conduct of elections should be entrusted to people who are
free from political bias and whose impartiality can be relied upon in
all circumstances. But, by leaving a great deal of power in the hands
53
of the President we have given room for the exercise of political
influence in the appointment of the Chief Election Commissioner
and the other Election Commissioners and officers by the Central
Government. The Chief Election Commissioner will have to be
appointed on the advice of the Prime Minister, and, if the Prime
Minister suggests the appointment of a party-man, the President will
have no option but to accept the Prime Minister's nominee, however
unsuitable he may be on public grounds.”
97. He warned thus:
“If the electoral machinery is defective or is not efficient or is worked
by people whose integrity cannot be depended upon, democracy will
be poisoned at the source; nay, people, instead of learning from
elections how they should exercise their vote, how by a judicious use
of their vote they can bring about changes in the Constitution and
reforms in the administration, will learn only how parties based on
intrigues can be formed and what unfair methods they can
adopt to secure what they want.”
98. Dr Ambedkar agreed with the points made by Saksena and
Kunzru, and said:
“...with regard to the question of appointment I must confess that
there is a great deal of force in what my Friend Professor Saksena
said that there is no use making the tenure of the Election
Commissioner a fixed and secure tenure if there is no provision in
the Constitution to prevent either a fool or a knave or a person who
is likely to be under the thumb of the Executive. My provision—I
must admit—does not contain anything to provide against
nomination of an unfit person to the post of the Chief Election
Commissioner or the other Election Commissioners…”
99. The solution which Dr Ambedkar gave was that the Constituent
Assembly should adopt as “Instrument of Instructions to the
President”, which may consist of the guidelines according to which
the President has to make the appointments. He said:
54
“The Drafting Committee had paid considerable attention to this
question because as I said it is going, to be one of our greatest
headaches and as a via media it was thought that if this Assembly
would give or enact what is called an Instrument of Instructions to
the President and provide therein some machinery which it would
be obligatory on the President to consult before making any
appointment, I think the difficulties which are felt as resulting…
may be obviated and the advantage which is contained therein may
be secured.”
100. He, however, added that since he was unsure whether the
Assembly would adopt his suggestion of Instrument of Instructions,
he suggested an amendment to the effect that “The appointment of
the Chief Election Commissioner and other Election Commissioners
shall, subject to the Provisions of any law made in this behalf by
Parliament, be made by the President.” This is incorporated currently
in Article 324(2). The idea behind this amendment was that the “law
made in this behalf by Parliament” would address the concerns and
fear raised by members of the Constituent Assembly that the
Executive should not have the exclusive say in the appointment of
the Chief Election Commissioner and the Election Commissioners.
However, we find that the Act, 1991 does not cover any aspect
highlighted in the Constituent Assembly. It is for this reason that this
Court needs to lay down certain broader parameters to fill the
constitutional/legislative gap.
55
V. The Judgment in TN Seshan
101. It would be relevant to quote the following excerpt from the
Constitution-bench judgment of this Court in T.N. Seshan, Chief
Election Commissioner of India v. Union of India and Others48:
“10. The Preamble of our Constitution proclaims that we are a
Democratic Republic. Democracy being the basic feature of our
constitutional set-up, there can be no two opinions that free and fair
elections to our legislative bodies alone would guarantee the growth
of a healthy democracy in the country. In order to ensure the purity
of the election process it was thought by our Constitution-makers
that the responsibility to hold free and fair elections in the country
should be entrusted to an independent body which would be
insulated from political and/or executive interference. It is inherent
in a democratic set-up that the agency which is entrusted the task
of holding elections to the legislatures should be fully insulated so
that it can function as an independent agency free from external
pressures from the party in power or executive of the day.”
102. In that case, a petition challenged the validity of "The Chief
Election Commissioner and other Election Commissioners (Condition
of Service) Amendment Ordinance, 1993" (hereinafter called 'the
Ordinance’) to amend the Act, 1991. While upholding the
amendment, the court discussed the role of the election commission
being a multi member body and the relation between CEC and other
ECs. Some important points highlighted were as follows:
“The ECs and the RCs have been assured independence of
functioning by providing that they cannot be removed except on the
48 (1995) 4 SCC 611
56
recommendation of the CEC. Of course, the recommendation for
removal must be based on intelligible, and cogent considerations
which would have relation to efficient functioning of the Election
Commission. That is so because this privilege has been conferred on
the CEC to ensure that the ECs as well as the RCs are not at the
mercy of political or executive bosses of the day…. If, therefore, the
power were to be exercisable by the CEC as per his whim and
caprice, the CEC himself would become an instrument of oppression
and would destroy the independence of the ECs and the RCs if they
are required to function under the threat of the CEC recommending
their removal. It is, therefore, needless to emphasise that the CEC
must exercise this power only when there exist valid reasons which
are conducive to efficient functioning of the Election Commission.”
Held further:
“15. We have already highlighted the salient features regarding the
composition of the Election Commission. We have pointed out the
provisions regarding the tenure, conditions of service, salary,
allowances, removability, etc., of the CEC, the ECs and the RCs. The
CEC and the ECs alone constitute the Election Commission whereas
the RCs are appointed merely to assist the Commission…”
Furthermore:
“17. Under clause (3) of Article 324, in the case of a multi-member
Election Commission, the CEC “shall act” as the Chairman of the
Commission. As we have pointed out earlier, Article 324 envisages a
permanent body to be headed by a permanent incumbent, namely,
the CEC. The fact that the CEC is a permanent incumbent cannot
confer on him a higher status than the ECs for the simple reason
that the latter are not intended to be permanent appointees. Since
the Election Commission would have a staff of its own dealing with
matters concerning the superintendence, direction and control of
the preparation of electoral rolls, etc., that staff would have to
function under the direction and guidance of the CEC and hence it
was in the fitness of things for the Constitution-makers to provide
that where the Election Commission is a multi-member body, the
CEC shall act as its Chairman. That would also ensure continuity
and smooth functioning of the Commission.”
Also, held:
57
“21. We have pointed out the distinguishing features from Article
324 between the position of the CEC and the ECs. It is essentially
on account of their tenure in the Election Commission that certain
differences exist. We have explained why in the case of ECs the
removability clause had to be different. The variation in the salary,
etc., cannot be a determinative factor otherwise that would oscillate
having regard to the fact that the executive or the legislature has to
fix the conditions of service under clause (5) of Article 324. The only
distinguishing feature that survives for consideration is that in the
case of the CEC his conditions of service cannot be varied to his
disadvantage after his appointment whereas there is no such
safeguard in the case of ECs. That is presumably because the posts
are temporary in character. But even if it is not so, that feature alone
cannot lead us to the conclusion that the final word in all matters
lies with the CEC. Such a view would render the position of the ECs
to that of mere advisers which does not emerge from the scheme of
Article 324.”
(emphasis added)
103. The judgment in T.N. Seshan did not directly consider the
issues which are before this Bench. Furthermore, the observations
made in T.N. Seshan indicate that the Election Commissioners were
not mere advisors, but have a crucial constitutional role.
VI. Reports of Various Commissions on Manner of Appointment
of Chief Election Commissioner and Election Commissioners:
A. Dinesh Goswami Commission, 199049
“Appointment of CEC
1. The appointment of the Chief Election Commissioner should
be made by the President in consultation with the Chief Justice of
49 Dinesh Goswami Commission (1990), Chapter II, Electoral Machinery, pg. 9, 10, Available at:
https://adrindia.org/sites/default/files/Dinesh%20Goswami%20Report%20on%20Electoral%20Reforms.p
df
58
India and the Leader of the Opposition (and in case no Leader of the
opposition is available, the consultation should be with the leader of
the largest opposition group in the Lok Sabha).
2. The consultation process should have a statutory backing.
3. The appointment of the other two Election Commissioners
should be made in consultation with the Chief Justice of India,
Leader of the Opposition (in case the Leader of the opposition is not
available, the consultation should be with the leader of the largest
opposition group in the Lok Sabha) and the Chief Election
Commissioner.”
B. National Commission to Review the Working of
Constitution-Report (2002)50
“(62) The Chief Election Commissioner and the other Election
Commissioners should be appointed on the recommendation of a
body consisting of the Prime Minister, Leader of the Opposition in
the Lok Sabha, Leader of the Opposition in the Rajya Sabha, the
Speaker of the Lok Sabha and the Deputy Chairman of the Rajya
Sabha. Similar procedure should be adopted in the case of
appointment of State Election Commissioners. [Para 4.22]”
C. Election Commission of India Proposed Reforms (2004)51
“The independence of the Election Commission upon which the
Constitution makers laid so much stress in the Constitution would
be further strengthened if the Secretariat of the Election
Commission consisting of officers and staff at various levels is also
insulated from the interference of the Executive in the matter of their
appointments, promotions, etc., and all such functions are
exclusively vested in the Election Commission on the lines of the
Secretariats of the Lok Sabha, and Rajya Sabha, Registries of the
50 National Commission to Review the Working of Constitution-Report (2002) Para 4.22, pg. 14 , Available
at: https://www.thehinducentre.com/multimedia/archive/03091/ncrwc_3091109a.pdf
51 Election Commission of India Proposed Reforms (2004), 12. COMPOSITION OF ELECTION
COMMISSION AND CONSTITUTIONAL PROTECTION OF ALL MEMBERS OF THE
COMMISSION AND INDEPENDENT SECRETARIAT FOR THE COMMISSION, Pg. 14, 15, available
at:
https://prsindia.org/files/bills_acts/bills_parliament/2008/bill200_20081202200_Election_Commission_P
roposed_Electoral_Reforms.pdf
59
Supreme Court and High Courts, etc. The Independent Secretariat
is vital to the functioning of the Election Commission as an
independent constitutional authority. In fact, the provision of an
independent Secretariat to the Election Commission has already
been accepted in principle by the Goswami Committee on Electoral
Reforms and the Government had, in the Constitution (Seventieth
Amendment) Bill, 1990, made a provision also to that effect. That
Bill was, however, withdrawn in 1993 as the Government proposed
to bring in a more comprehensive Bill.”
D. Report of Second Administrative Reform Commission
(2009)52
“In recent times, for statutory bodies such as the National Human
Rights Commission (NHRC) and the Central Vigilance Commission
(CVC) , appointment of Chairperson and Members are made on the
recommendations of a broad based Committee. Given the far
reaching importance and critical role of the Election Commission in
the working of our democracy, it would certainly be appropriate if a
similar collegium is constituted for selection of the Chief Election
Commissioner and the Election Commissioners.”
E. Background Paper on Electoral Reform, Ministry of Law &
Justice (2010)53
“Recommendation
Clause (5) of Article 324 of the Constitution, inter alia, provides that
the Chief Election Commissioner shall not be removed from his office
except in like manner and on like grounds as a Judge of the
Supreme Court. However, Clause (5) of Article 324 does not provide
similar protection to the Election Commissioners and it only says
that they cannot be removed from office except on the
recommendation of the Chief Election Commissioner. The provision,
in the opinion of the Election Commission, is inadequate and
requires an amendment to provide the very same protection and
safeguard in the matter of removability of Election Commissioners
52 Report of Second Administrative Reform Commission (2009), Pg. 79, Available at:
https://darpg.gov.in/en/arc-reports
53 Background Paper on Electoral Reform, Ministry of Law & Justice (2010), 6.3 Measures for Election
Commission, pg. 19, Available at: https://lawmin.gov.in/sites/default/files/bgp_0.doc
60
from office as is provided to the Chief Election Commissioner. The
Election Commission recommends that constitutional protection be
extended to all members of the Election Commission.
The Election Commission also recommends that the Secretariat of
the Election Commission, consisting of officers and staff at various
levels is also insulated from the interference of the Executive in the
matter of their appointments, promotions, etc., and all such
functions are exclusively vested in the Election Commission on the
lines of the Secretariats of the Lok Sabha, and Rajya Sabha,
Registries of the Supreme Court and High Courts etc.
The third recommendation of the Election Commission is that its
budget be treated as “Charged” on the Consolidated Fund of India.”
F. Law Commission of India Report, 2015 (255th Report)54
104. Taking note of the important role played by the Election
Commission of India i.e., the task of conducting elections throughout
the country, the Law Commission in its 255th Report emphasized that
the Commission should be completely insulated from political
pressure or executive interference to maintain the purity of elections,
inherent in a democratic process, and recommended:
“Appointment of Chief Election Commissioner and Election
Commissioners – (1) The Election Commissioners, including the
Chief Election Commissioners, shall be appointed by the President
by warrant under his hand and seal after obtaining the
recommendations of a Committee consisting of: (a) the Prime
Minister of India – Chairperson (b) the Leader of the Opposition in
the House of the People – Member (c) the Chief Justice of India –
Member
54 255th LAW COMMISSION OF INDIA REPORT, 2015, Chapter VI- STRENGTHENING THE
OFFICE OF THE ELECTION COMMISSION OF INDIA, Available
at:https://cdnbbsr.s3waas.gov.in/s3ca0daec69b5adc880fb464895726dbdf/uploads/2022/08/2022081635.p
df
61
Provided that after the Chief Election Commissioner ceases to hold
office, the senior-most Election Commissioner shall be appointed as
the Chief Election Commissioner, unless the Committee mentioned
in sub-section (1) above, for reasons to be recorded in writing, finds
such Election Commissioner to be unfit.
Explanation: For the purposes of this sub-section, “the Leader of the
Opposition in the House of the People” shall, when no such Leader
has been so recognised, include the Leader of the single largest
group in opposition of the Government in the House of the People.”
105. The Law Commission also recommended the formation of an
independent and permanent Secretariat staff for Election
Commission and suggested that:
“The Election Commission shall have a separate independent and
permanent secretarial staff. The Election Commission may, by rules
prescribed by it, regulate the recruitment, and the conditions of
service of persons appointed, to its permanent secretarial staff.”
106. These reports clearly indicate the need for reforms in the
working of the Election Commission, in particular in the process of
selection and removal of the members of the Election Commission.
VII. Comparative framework - Foundational parameters
107. An examination of practice for appointment of the head of
election-conducting bodies across the world shows some trends that
include amongst others, the inclusion of members of the opposition.
In most jurisdictions, such appointments are a consultative process,
involving members/ nominees of both the ruling party and the
62
opposition party. The presence of opposition in various critical
decision-making processes of governance is a sine qua non for a
healthy democracy. It not only provides a system of accountability of
the ruling party but also ensures a much-crucial deliberative
process. This, in turn, plays a pivotal role in preserving the true
essence of democracy by raising the concerns of the people of the
country. In addition, some jurisdictions also have Constitutional
functionaries such as Speakers of the house of Parliament/
Legislature, and Judges of the Highest Court in the country in a
multi-member Committee. Relevant details of electoral bodies of
some countries are as follows:
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
1 PAKISTAN
55
There shall
be Chief
Election
Commissioner
and 4
members
who shall
be High
Court
Judges
from each
Province.
[Article 218
(2)]
PM in
consultation
with LOP in
the National
Assembly,
forward 3
names for
appointment
of the
commissioner
to a
parliamentary
committee for
hearing and
President CEC- A Judge of
the SC or has
been a Judge of a
High Court
(qualified to be a
Judge of the
Supreme Court)
[Art 213(2)]
Members- Must
be a High Court
Judge.
Not more than 68
years of age.
Under
Article
215(2) of the
constitution,
the
commissioner
or a member
can only be
removed
from office in
a manner
prescribed in
Article 209
as the
55 Constitution of Islamic Republic of Pakistan, available at :
https://drive.google.com/file/d/1TMpGdvhpYXMh07ZQoS_SDxwQoH_C8itF/view?usp=sharing
63
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
confirmation
of any one
person.
The
Parliamentary
Committee to
be
constituted
by the
speaker shall
comprise 50%
members
from the
treasury
Branch and
50% from
opposition
parties, to be
nominated by
respective
Parliamentary
leaders.
[Article 213]
For a term of 5
years [Art 215(1)]
removal of
judges i.e. if
he has been
guilty of
misconduct
2 Bangladesh
56
The
appointment
of the Chief
Election
Commissioner
of
Bangladesh
and other
election
commissioners
(if any) is
made by
the
president.
When the
election
commission
consists of
more than
-CEC
-Not more
than four
election
Commissioner
[Art 118 (1)]
President Five years.
[Art 118(3)]
Not eligible for
appointment in
the service of the
Republic. Any
other Election
Commissioner is,
on ceasing to hold
such office,
eligible for
appointment as
Chief Election
Commissioner,
but is not eligible
for appointment
in the service of
the Republic.
[Art 118 (3)(b)]
that an
Election
Commissioner
shall not be
removed
from his
office except
in like
manner and
on the like
grounds as a
Judge of the
Supreme
Court.
An Election
Commissioner
may resign
his office by
writing
56Constitution of the People’s Republic of Bangladesh, Available at:
https://www.ilo.org/dyn/natlex/docs/ELECTRONIC/33095/73768/F-2125404014/BGD33095%20Eng2.pdf
64
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
one person,
the chief
election
commission
er is to act
as its
chairman.
[Art 118 (1)]
under his
hand
addressed to
the
President.
[Art 118(5)]
3 Australia
57
Section 6 of
the
Commonwealth
Electoral
Act 1918
(Electoral
Act)
establishes
the
Australian
Electoral
Commission
(the
Commission)
a three
person
body which
holds
responsibilities
outlined
under
section 7 of
the
Electoral
Act.
-Chairperson
-Electoral
Commissioner
- one other
member
[S.6(2)]
Chairperson
and
nonjudicial
appointee
are
appointed
by
Governor
General.
-7 years [S.8(1)]
The Commission
is headed by a
Chairperson, who
must be an active
or retired judge of
the Federal Court
of Australia. The
other members
are the Electoral
Commissioner and
a non-judicial
member.
eligible for reappointment.
misbehaviour
or physical
or mental
incapacity by
GovernorGeneral.
[Art.25(1)]
4. Canada58 Chief
Electoral
Officer
(S.13 of
Canada
Elections
Act)
- Appointed
by
resolution
of the
House
of
commons
10 years [S.13(1)]
Not eligible for reappointment to
that office.
He/She may
be removed
for cause by
the Governor
General on
address of
the Senate
and House of
57 Commonwealth Electoral Act,1918 available at: https://www.legislation.gov.au/Details/C2022C00074
58 Canada Election Act, available at: https://laws-lois.justice.gc.ca/eng/acts/E-2.01/page-2.html#docCont
65
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
Commons.
[S.13(1)]
5 Sri
Lanka59
Chairman
and Four
Members
[Art. 103(1)]
In making
such
appointments
the President
shall seek the
observations
of a
Parliamentary
Council
(hereinafter
referred to as
“the
Council”),
comprising –
(a) the Prime
Minister;
(b) the
Speaker;
(c) the Leader
of the
Opposition;
(d) a nominee
of the Prime
Minister, who
shall be a
Member of
Parliament;
and
(e) a nominee
of the Leader
of the
Opposition,
who shall be a
Member of
Parliament.
President To be selected
amongst persons
who have
distinguished
themselves in any
profession or in
the field of
administration or
education.
One of the
members so
appointed shall be
a retired officer of
the Department of
Elections or
Election
Commission, who
has held office as
a Deputy
Commissioner of
Elections or
above. The
President shall
appoint one
member as its
Chairman.
The term of office
of members of the
Elections
Commission is
five years. [Art.
103(6)]
The
procedure
followed in
removing a
Judge of the
Supreme
Court or the
Court of
Appeal
should be
followed in
removing a
member
from office
during the
period of the
term of
office. [Art
103(4)]
A member of
the
Commission
shall be paid
such
emoluments
as may be
determined
by
Parliament.
The
emoluments
paid to a
member of
the
Commission
shall be
charged on
the
Consolidated
59 Constitution of Sri Lankahttps://drive.google.com/file/d/1W5j3D_8CUiYjox8t8eUSlg7SFifjmebK/view?usp=sharing
66
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
Fund and
shall not be
diminished
during the
term of office
of the
member. [Art
103(8)]
6 United
States of
America
60
The Federal
Election
Commission
consists of
6 election
commission
ers, and not
more than
3 members,
may
represent
the same
political
party.
[S.306(a)(1)]
The
Commission
is appointed
by the
President and
confirmed by
the Senate.
President
and
confirmed
by the
Senate
-Each
commissioner is
appointed for a
six-year term
-Two
commissioners
are appointed
every two years.
-The Chair of
Commission
changes every
year.
[S.306(2)(a)]
7 Nepal61 Chief
Election
Commissioner
and four
other
Election
Commissioners
[Art 245(1)]
The President
shall, on the
recommendation
of the
Constitutional
Council
(Art.284)
Comprising
of:
a. Prime
Minister -
Chairperson
b. Chief
JusticeMember
c. Speaker of
President a. holds a
Bachelor's Degree
from a recognized
university,
b. is not a member
of any political
party immediately
before the
appointment;
c. has attained the
age of forty-five
and
d. possesses high
moral character.
[Art. 245(6)]
Six Years [Art.
Removal by
the President
on
recommendation
of the
Constitutional
Council on
grounds of
his or her
inability to
hold office
and
discharge
the functions
due to
physical or
mental
60 FEDERAL ELECTION CAMPAIGN ACT OF 1971, available at:
https://www.govinfo.gov/content/pkg/COMPS-985/pdf/COMPS-985.pdf
61 Constitution of Nepal, Available at: https://lawcommission.gov.np/en/wpcontent/uploads/2021/01/Constitution-of-Nepal.pdf
67
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
the House of
Representatives -
Member
d.
Chairperson
of National
Assembly -
Member
e. Leader from
the
Opposition
Party in
House of
RepresentativeMember
f. Deputy
Speaker of
House of
RepresentativesMember),
appoint the
Chief Election
Commissioner
and the
Election
Commissioners.
245(3)] illness.
[Art.
245(4)(d)]
8 South
Africa62
The
Commission
shall
consist of
five
members,
one of
whom shall
be a judge,
appointed
by the
President.
[S.6(1)]
Panel shall
consist of:
(a) President
of the
constitutional
courtChair-person
(b)
Representative of
the human
rights court.
(c)
representative
of the
President
on
nomination
by
committee
of
national
assembly
proportionally
consisting
of
members
of all the
parties
represented
in that
Assembly
from a
(a) is a
South
African
citizen;
(b) does
not at
that
stage
have a
high
partypolitical
profile;
(c)·has
been
recommended
7
years
[S.7(1)
]
Can
be reappointed
for 1
more
term
By the
President:
-on ground
of
misconduct,
incapacity or
incompetence
-after a
finding to
that effect by
a committee
of the
National
Assembly
upon the
62 Electoral Commission Act 51 of 1996, available at:
https://www.gov.za/sites/default/files/gcis_document/201409/act51of1996.pdf
68
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
commission
on gender
equality
(d) public
prosecutor
established.
[Section 6(3)]
list of
candidates
recommended
by the
panel.
by the
National
Assembly
by a
resolution
adopted
by a
majority
of the
members
of that
Assembly
; and
(d) has
been
nominated
by a
committee
of the
National
Assembly,
proportionally
composed
of
members
of all
parties
represented
in that
Assembly
, from a
list of
recommended
candidates
submitted
to the
committee
by the
panel
referred
to in
subsection
(3)
[S.6(2)]
recommendation of
the Electoral
Court, and
-the
adoption by
a majority of
the members
of that
Assembly of
a resolution,
calling for
that
commissioner's
removal from
office
[S.7(3)(a)]
9 United
Kingdom
The
Electoral
Commission
The Speaker's
Committee on
the Electoral
Commission,
If the
House
agrees
-
-
-
69
S.
NO
COUNTRY Composition
of Election
Body
Composition
of Selection
Committee
Appointing
Authority
Eligibility/
Tenure
Removal
method/
measures to
ensure
Independence
63 comprises
of Ten
commissioners
that are
appointed
by the
committee
with
membership
drawn from
MPs within
the UK
Parliament.
with
membership
drawn from
MPs within
the UK
Parliament,
oversees the
recruitment
of electoral
commissioners
. The
candidates
for these
posts are
then
approved by
the House of
Commons
and
appointed by
HM the
Queen.
The Speaker
will ask the
Leader of the
House to
table a motion
for an humble
Address to
appoint the
recommended
candidates.
the
motion,
the King
appoints
the
commissioners
by Royal
Warrant
VIII. Process of Selection of other Constitutional/Statutory
Bodies
63 https://www.electoralcommission.org.uk/who-we-are-and-what-we-do/about-us/commissioners/ourcommissioners
70
108. Various state institutions supporting constitutional democracy
have an independent mechanism for the appointment of its heads
and members. The same is carried out with an object to keep them
insulated from any external influence that allows them to remain
neutral to carry on the assigned functions. Table showing the
position of various authorities is as follows:
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
1. National
Human
Rights
Commission
(The
Protection of
Human
Rights Act,
1993)
NHRC
composed
of
Chairperson
and 12
other
members
.
(5 full
time
members
and 7
deemed
members)
(Section
3-
Constitution
of NHRC)
The
Protection
of
Human
Rights
Act, 1993
The
Selection
Committee
includes:
● Prime
Minister
(Chairman)
,
●Speaker
of Lok
Sabha,
●Union
Home
Minister,
●Deputy
Chairman
of Rajya
Sabha,
●Leaders
of the
Opposition
in both
Houses of
the
Parliament
President
(Section4)
Chairman
- retired
Judge of
the
Supreme
Court
Member
1- One
who has
been
judge of
the SC
Member
2- One
who has
been CJ
of the HC
3 -
Members
out of
which at
least on
shall be a
woman
among
candidate
with the
knowledge
or
practical
experience
3 years
or until
the age
of 70
years
(Section
6. Term
of office
of
Chairperson
and
Members)
The
President
can remove
the
chairman
or any
member
from the
office
under
some
circumstances
71
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
in the
matter of
Human
Rights.
2. State Human
Rights
Commission
(The
Protection of
Human
Rights Act,
1993)
Chairperson
and 2
members
(Section
22
Appointment
of
Chairper
son and
Members
of State
Commission)
The
Protection
of
Human
Rights
Act, 1993
Appointed
by the
Governor
on the
recommendation
of
Committee
consisting:
● CM
● Speaker
of
Legislative
Assembly,
● State
Home
Minister,
● Leader of
the
Opposition in
the
Legislative
Assembly
Governor
(S. 22)
Chairman
– Retired
Chief
Justice or
a judge of
a HC
Membersserving or
retired
judge of
the HC or
a District
Court in
the state
3 years
or 70
years
whichever
is
earlier
(Section
24
Term of
office of
Chairperson
and
Members
of the
State
Commission)
Eligible
for reappointment
Removed
only by the
President
3. CBI (headed
by Director)
(Delhi Special
Police
Establishmen
t Act, 1946)
(Section
4A
Committee
for
appointment
of
Director)
Delhi
Special
Police
Establishment
Act, 1946
Central
Government
shall
appoint
Director of
the CBI on
the
recommendation
of the 3-
member
committee
consisting
of:
● The Prime
Minister
as the
Chairperson
● Leader of
Opposition
in the Lok
Sabha,
and
By
Appointment
Committee
- 2 years
tenure
(Section
4B
Terms
and
conditions
of
service
of
Director
)
Delhi
Special
Police
Establishment
Act,
1946
President
has the
authority
to remove
or suspend
the
Director on
the
reference
by the
CVC, of
misbehaviour
or
incapacity
(Removal)
72
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
● CJI or
Judge of
the SC,
nominated
by him.
4. Chief
Information
Commissioner
(The Right to
Information
Act, 2005)
- Chief
Information
Commissioner
- Central
Information
Commissioners
(as
deemed
fit,
maximum
10)
(Section
12
Constitution
of Central
Information
Commission)
Right to
Information
Act, 2005
●Prime
Minister
(Chairman)
●Leader of
Opposition
in the Lok
Sabha
● Union
Cabinet
Minister
(nominated
by the
PM)
President
on the
recommendation
of the
committee
Persons
of
eminence
in public
life with
wide
knowledge
and
experience
in law,
science,
and
technology
,social
service,
management,
journalism,
mass
media or
administration
and
governance.
Shall not
be a
member
of
parliament
or
legislature
of any
state or
UT and
should
not hold
any
officer of
profit
under
state.
…as
may be
prescri
bed by
Central
Government
or 65,
whichever
is
earlier
- Shall
be
ineligible
for reappointment
Information
Commissioners
can be
appointed
as CIC,
provided
the
collective
tenure
of both
posts
does
not
exceed
5 years.
(Section
13
Term of
office
and
conditions
of
service)
Removal
By
President
on ground
of proven
misbehaviour
or
incapacity
(After SC’s
inquiry
that such
officer
shall be
removable
on such
grounds)
Other
grounds:
-
insolvency
-
conviction
of offense
involving
moral
turpitude.
- unfit due
to infirmity
of mind.
- acquired
financial
interests
inconsiste
nt with his
official
position.
73
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
5. Central
Vigilance
Commission
(CVC Act,
2003)
- Central
Vigilance
Commissioner
-
Vigilance
Commissioners
(not more
than 2)
(Section 3
Constituti
on of
Central
Vigilance
Commission)
Central
Vigilance
Commission
Act, 2003
● Prime
Minister
(Chairman
)
● Leader of
Opposition
in the Lok
Sabha
● Minister
of
Home
Affairs
President
on the
recommendation
of the
committee
For CVC
- Persons
who are
or have
been in
All India
Service or
Civil
Service
with
experienc
e in
matters
related to
vigilance,
policymaking,
and
administration
including
police
administration.
or
-held or
holding
office in a
corporati
on
establishe
d under
Central
Governm
ent and
having
expertise
and
experienc
e in
finance
including
insurance
and
banking,
law,
vigilance
and
investigat
ions
4 years
from
the
date he
enters
office or
65
years,
whichever
is
earlier.
- Shall
be
ineligible
for reappointment
.
-
Vigilance
Commissioner
shall be
eligible
to be
appointed
as
CVC,
provided
the
collective
tenure
of both
the
posts
does
not
exceed
4 years.
(Section
5
Terms
and
other
conditions
of
service
of
Central
Vigilance
Commissioner)
Central
Vigilance
Commission
Removal
By
President
on ground
of proved
misbehaviour
or
incapacity
(After SC’s
inquiry
that such
officer
shall be
removable
on such
grounds)
Other
grounds:
-
insolvency
-
conviction
of offense
involving
moral
turpitude.
- unfit due
to infirmity
of mind.
- acquired
financial
interests
inconsiste
nt with his
official
position.
74
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
Act,
2003
6. Lokpal
(Lokpal and
Lokayukta
Act, 2013)
Chairperson
- other
members
(as
deemed
fit, not
more
than
50%
shall be
judicial
members
)
(Section 4
Appointment
of
Chairperson
and
Members
on
recommendations
of the
Selection
Committee)
Lokpal
and
Lokayuktas
Act, 2013
● Prime
Minister
(Chairman
)
● Leader of
Oppositi
on in the
Lok
Sabha
● Speaker
of House
of the
People
● CJI/Judge
of SC
● One
eminent
Jurist
President
on the
recommendation
of the
committee
For
Chairman
- who is
or has
been a
Chief
Justice of
India or is
or has
been a
Judge of
the
Supreme
Court or
an
eminent
person of
impeccable
integrity
and
outstanding
ability
having
special
knowledge
and
expertise
of not less
than
twentyfive years
in the
matters
relating to
anticorruption
policy,
public
administration,
vigilance,
finance
including
insurance
and
banking,
5 years
from
entering
office or
70
years,
whichever
is
earlier.(
S.6 )
Shall
be
ineligible
for:
-reappointment
as
Chairman
or
Member
of
Lokpal.
- other
appointment
required
to be
made
by
President
.
- other
office of
profit
under
the
government.
-
contesting
election
within
a
period
of 5
years
from
relinquishing
By
President
on ground
of proved
misbehaviour
or
incapacity
After SC’s
inquiry
that such
officer
shall be
removable
on such
grounds)
Other
grounds:
-
insolvency
- unfit due
to infirmity
of mind.
- engages
in
employme
nt outside
his office.
75
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
law and
management.
Chairpersons
and
members
shall not
be:
-
MP/MLA
- less
than 45
years
-
convicted
of offence
involving
moral
turpitude
.
- member
of
Panchayat
or
municipality
- person
who has
been
dismissed
or
removed
from
services.
the
post.
: Member
can be
appointed
as
Chairm
an,
provided
aggregate
term
does
not
exceed
5 years.
(Section
6 Term
of office
of
Chairperson
and
Members)
Lokpal
and
Lokayuktas
Act,
2013.
7. Press
Council of
India
(Press
Council of
India Act,
1978)
-
Chairman
- 28
other
members
(Section 5
Composition
of the
Council)
● Chairman
of the
Council
of States
(Rajya
Sabha)
● Speaker
of the
House of
Different
set of
members
are
appointed
according
to the
requirement
of their
roles. For
chairman,
No
working
journalist
who
owns, or
carries on
the
business
of management
of, any
newspaper
3 years
(Chairman
& other
Members)
PROVISO
Chairman
to
continue
to hold
-
76
S.
No.
Authorities Composition
of Body
Composition
of
Selection
Committee
Appointing
Authority
Eligibility Tenure Conditions
ensuring
Independence
Press
Council
Act, 1978
the
People
(Lok
Sabha)
● A person
elected
by the
members
of the
Council
a
committe
e is
formed.
shall
eligible
for
nomination
(Proviso
to Sec
5(3))
office
until
the
Council
is
reconstituted
in
accordance
with
Section
5 or for
a
period
of 6
months
,
whichever
is
earlier
Retiring
member
eligible
for only
one
term.
(Section
6
Term of
office
and
retirement
of
members)
Press
Council
Act,
1978
IX. Constitutional Silence and Vacuum: Power of the Court to lay
guidelines
109. This Court has plenary power under Article 142 to issue
directions to do “complete justice”. An analysis of the judgments of
77
this Court shows that the Court has created a jurisprudence, where
it has exercised its power under Article 142 to fill legislative gaps.64
Reference can also be made to the speech given by Dr B.R. Ambedkar
in the Constituent Assembly on 4 November 1948, where he noted
that the Drafting Committee had tried to include detailed processes
to avoid the misuse of power. Dr Ambedkar was emphasizing on a
constitutional design which would prevent arbitrariness by laying
down legal procedures to regulate power.65
110. This Court has laid down guidelines in order to fill the legislative
gap on a number of occasions. In Lakshmi Kant Pandey v Union of
India,66 in the absence of statutory enactment for the adoption of
Indian children by foreign parents, their Court laid down safeguards
to prevent malpractice by social organizations and private adoption
agencies. Directions were provided in Kumari Madhuri Patil and
Another v Addl. Commissioner, Tribal Development and Others67
for issuance and early scrutiny of social status certificates (showing
that a person belongs to SC/ST community) for admission in
64 Krishnan RH and Bhaskar A, “Article 142 of the Indian Constitution: On the Thin Line between Judicial
Activism and Restraint” in Salman Khurshid and others (eds), Judicial Review: Process, Powers, and
Problems (Essays in Honour of Upendra Baxi) (Cambridge University Press 2020)
65 https://www.hindustantimes.com/opinion/ambedkars-constitutionalism-speaks-to-contemporary-times101637851829964.html
66 AIR 1984 SC 469
67 (1994) 6 SCC 241
78
educational institutions or for employment. This Court laid down
guidelines for autonomy of CBI and other special investigating
agencies in the case of Vineet Narain and Others v Union of India
and Another.
68 In the case of Vishaka and Others v State of
Rajasthan and Others,
69 this Court laid down guidelines to ensure
prevention of sexual harassment of women at workplace. Another
judgment in this regard is Vishwa Jagriti Mission Through
President v Central Govt. Through Cabinet Secretary and
Others,
70 where a two-judge bench of this Court laid down guidelines
for educational institutes to prevent the menace of ragging.
111. This Court in the case of Prakash Singh and Others v Union
of India and Others,
71 after studying various committee reports on
police reforms, laid down certain directions in the nature of police
reforms to be operative until the new Police Act is to be framed. It is
necessary to quote the following excerpt from the judgment:
“It is not possible or proper to leave this matter only with an
expression of this hope and to await developments further. It is
essential to lay down guidelines to be operative till the new
legislation is enacted by the State Governments. Article 32 read
with Article 142 of the Constitution empowers this Court to issue
such directions, as may be necessary for doing complete justice in
68 (1998) 1 SCC 226
69 AIR 1997 SC 3011
70 (2001) 6 SCC 577
71 (2006) 8 SCC 1
79
any cause or matter. All authorities are mandated by Article 144 to
act in aid of the orders passed by this Court….In the discharge of
our constitutional duties and obligations having regard to the
aforenoted position, we issue the following directions to the Central
Government, State Governments and Union Territories for
compliance till framing of the appropriate legislations.”
112. This Court has also laid down guidelines to streamline and
facilitate the institutional apparatus and procedural system. In the
case of Laxmi v Union of India and Others,
72 this Court intervened
to prevent cases of acid violence, and laid down guidelines on sale of
acid and the treatment of victims of acid attack. A three-judge bench
decision in Shakti Vahini v Union of India and Others73 issued
guidelines to check unlawful interference by Khap panchayat in
interfaith and inter caste marriages. The Court held:
“To meet the challenges of the agonising effect of honour crime, we
think that there has to be preventive, remedial and punitive
measures and, accordingly, we state the broad contours and the
modalities with liberty to the executive and the police administration
of the concerned States to add further measures to evolve a robust
mechanism for the stated purposes.”
113. The series of case laws authoritatively demonstrate the
commitment of this Court to intervene to preserve and promote the
“Rule of Law”, by supplementing the legislative gaps till the
72 (2014) 4 SCC 427
73 (2018) 7 SCC 192
80
Legislature steps in. This has been done in exercise of the plenary
power of this Court under Article 142 of the Constitution.
114. Our decision is therefore to lay down parameters or guidelines
for the selection process for the appointment of the Chief Election
Commissioner and the Election Commissioner. This decision is
supported by the two-judge judgment in State of Punjab v. Salil
Sabhlok and Others.
74 In this case, it was pointed out that no
parameters or guidelines have been laid down in Article 316 of the
Constitution for selecting the Chairperson of the Public Service
Commission and no law has been enacted on the subject with
reference to Schedule VII List II Entry 41 of the Constitution. In his
concurring opinion, Justice Madan Lokur, for the bench, relied on
Mohindhr Singh Gill case to reiterate that:
“... wide discretion is fraught with tyrannical potential even in high
personages. Therefore, the jurisprudence of prudence demands a
fairly high degree of circumspection in the selection and
appointment to a constitutional position having important and
significant ramifications.”
115. Justice Lokur also analysed the previous judgments of this
Court on judicial review of the selection process, and noted:
74 (2013) 5 SCC 1
81
“115. In Centre for PIL [Centre for PIL v. Union of India, (2011) 4 SCC
1 : (2011) 1 SCC (L&S) 609] this Court struck down the appointment
of the Central Vigilance Commissioner while reaffirming the
distinction between merit review pertaining to the eligibility or
suitability of a selected candidate and judicial review pertaining to
the recommendation-making process.…Acknowledging this, this
Court looked at the appointment of the Central Vigilance
Commissioner not as a merit review of the integrity of the selected
person, but as a judicial review of the recommendation-making
process relating to the integrity of the institution. It was made clear
that while the personal integrity of the candidate cannot be
discounted, institutional integrity is the primary consideration to be
kept in mind while recommending a candidate. It was observed that
while this Court cannot sit in appeal over the opinion of HPC, it can
certainly see whether relevant material and vital aspects having
nexus with the objects of the Act are taken into account when a
recommendation is made. This Court emphasised the overarching
need to act for the good of the institution and in the public interest.
Reference in this context was made to N. Kannadasan [N.
Kannadasan v. Ajoy Khose, (2009) 7 SCC 1 : (2009) 3 SCC (Civ) 1] .”
(emphasis added)
116. It was also held that the selection process of a constitutional
post cannot be equated with the selection process of a bureaucratic
functionary. If the Executive is left with the exclusive discretion to
select the candidate, it may destroy the fabric of the constitutional
institution. This Court held:
“A constitutional position such as that of the Chairperson of a Public
Service Commission cannot be equated with a purely administrative
position—it would be rather facetious to do so. While the Chief
Secretary and the Director General of Police are at the top of the
ladder, yet they are essentially administrative functionaries. Their
duties and responsibilities, however onerous, cannot be judged
against the duties and responsibilities of an important
constitutional authority or a constitutional trustee, whose very
appointment is not only expected to inspire confidence in the
aspirational Indian but also project the credibility of the institution
to which he or she belongs. I am, therefore, unable to accept the
82
view that the suitability of an appointee to the post of Chairperson
of a Public Service Commission should be evaluated on the same
yardstick as the appointment of a senior administrative
functionary… The Chairperson takes the oath of allegiance to India
and to the Constitution of India—not an oath of allegiance to the
Chief Minister. An appointment to that position cannot be taken
lightly or on considerations other than the public interest.
Consequently, it is not possible to accept the contention that the
Chief Minister or the State Government is entitled to act only on the
perceived suitability of the appointee, over everything else, while
advising the Governor to appoint the Chairperson of the Public
Service Commission. If such a view is accepted, it will destroy the
very fabric of the Public Service Commission.” (para 119 and 125)
117. It was concluded that the Court can frame guidelines till the
Legislature steps in. To quote:
“136. In the light of the various decisions of this Court adverted to
above, the administrative and constitutional imperative can be met
only if the Government frames guidelines or parameters for the
appointment of the Chairperson and Members of the Punjab Public
Service Commission. That it has failed to do so does not preclude
this Court or any superior court from giving a direction to the State
Government to conduct the necessary exercise within a specified
period. Only because it is left to the State Legislature to consider
the desirability or otherwise of specifying the qualifications or
experience for the appointment of a person to the position of
Chairperson or Member of the Punjab Public Service Commission,
does not imply that this Court cannot direct the executive to frame
guidelines and set the parameters. This Court can certainly issue
appropriate directions in this regard, and in the light of the
experience gained over the last several decades coupled with the
views expressed by the Law Commission, the Second
Administrative Reform Commission and the views expressed by
this Court from time to time, it is imperative for good governance
and better administration to issue directions to the executive to
frame appropriate guidelines and parameters based on the
indicators mentioned by this Court. These guidelines can and
should be binding on the State of Punjab till the State Legislature
exercises its power.” (emphasis added)
83
118. That Article 324(2) refers to the appointment of the Chief
Election Commissioner and other Election Commissioners which
shall, subject to the provisions of any law made in that behalf by
Parliament, be made by the President. It contemplates that the
Parliament makes a law laying down the procedure of selection for
appointment of the Chief Election Commissioner and other Election
Commissioners, but such law has not been made by the Parliament,
even after 73 years since the adoption of the Constitution. In order
to fill the legislative vacuum, i.e. the absence of any law made by the
Parliament for the appointment of members of the Election
Commission and in the light of the views expressed in various reports
of the Law Commission, Election Commission, etc., this Court is of
the considered view that the instant case thus aptly calls for the
exercise of the power of this Court under Article 142 to lay down
guidelines to govern the process of selection and removal of Chief
Election Commissioner and Election Commissioners, till the
Legislature steps in.
X. Independence of Election Commissioners
119. In order to allow independence in the functioning of the Election
Commission as a Constitutional body, the office of Chief Election
84
Commissioners as well as the Election Commissioners have to be
insulated from the executive interference. This is envisaged under the
proviso to Article 324(5) which reads:
“Provided that the Chief Election Commissioner shall not be
removed from his office except in like manner and on the like
grounds as a Judge of the Supreme Court and the conditions of
service of the Chief Election Commissioner shall not be varied to his
disadvantage after his appointment:
Provided further that any other Election Commissioner or a Regional
Commissioner shall not be removed from office except on the
recommendation of the Chief Election Commissioner.”
120. There are two procedural safeguards available regarding the
removal of the CEC: (i) shall not be removed from his office except in
like manner and on the like grounds as a Judge of the Supreme
Court; (ii) the conditions of service of the Chief Election
Commissioner shall not be varied to his disadvantage after his
appointment. However, second proviso to Article 324(5) postulates
that the removal of the Election Commissioners could be made only
on the recommendation of the Chief Election Commissioner. The
protection available to the Chief Election Commissioners is not
available to other Election Commissioners. Various reports have
recommended that the protection against removal available to the
Chief Election Commissioner should be made available to the other
85
Election Commissioners to ensure the independence of the Election
Commission.
121. A note titled “Proposed Electoral Reforms” (2004)75 prepared
and published by the Election Commission of India itself
recommended that:
“In order to ensure the independence of the Election Commission
and to keep it insulated from external pulls and pressures, Clause
(5) of Article 324 of the Constitution, inter alia, provides that the
Chief Election Commissioner shall not be removed from his office
except in like manner and on like grounds as a Judge of the
Supreme Court. However, that Clause (5) of Article 324 does not
provide similar protection to the Election Commissioners and it
merely says that they cannot be removed from office except on the
recommendation of the Chief Election Commissioner. The provision,
in the opinion of the Election Commission, is inadequate and
requires an amendment to provide the very same protection and
safeguard in the matter of removability of Election Commissioners
from office as is available to the Chief Election Commissioner.”
(emphasis added)
122. The above recommendation was reiterated in the Background
Paper on Electoral Reform (2010)76 prepared by the Union Ministry
of Law and Justice, in co-sponsorship of Election Commission of
India states:
“Recommendation
75 Election Commission of India Proposed Reforms (2004), Pg. 14, 15, available at:
https://prsindia.org/files/bills_acts/bills_parliament/2008/bill200_20081202200_Election_Commission_P
roposed_Electoral_Reforms.pdf
76 Background Paper on Electoral Reform, Ministry of Law & Justice (2010), 6.3 Measures for Election
Commission, pg. 19, Available at: https://lawmin.gov.in/sites/default/files/bgp_0.doc
86
Clause (5) of Article 324 of the Constitution, inter alia, provides that
the Chief Election Commissioner shall not be removed from his office
except in like manner and on like grounds as a Judge of the
Supreme Court. However, Clause (5) of Article 324 does not provide
similar protection to the Election Commissioners and it only says
that they cannot be removed from office except on the
recommendation of the Chief Election Commissioner. The provision,
in the opinion of the Election Commission, is inadequate and
requires an amendment to provide the very same protection and
safeguard in the matter of removability of Election Commissioners
from office as is provided to the Chief Election Commissioner. The
Election Commission recommends that constitutional protection be
extended to all members of the Election Commission.
The Election Commission also recommends that the Secretariat of
the Election Commission, consisting of officers and staff at various
levels is also insulated from the interference of the Executive in the
matter of their appointments, promotions, etc., and all such
functions are exclusively vested in the Election Commission on the
lines of the Secretariats of the Lok Sabha, and Rajya Sabha,
Registries of the Supreme Court and High Courts etc.
The third recommendation of the Election Commission is that its
budget be treated as “Charged” on the Consolidated Fund of India.”
(emphasis added)
123. The office of the Election Commission is an independent
constitutional body which has been vested with the powers of
superintendence, direction and control of the preparation of electoral
rolls and the conduct of all parliamentary and State Legislatures’
elections and that of the office of President and Vice-President in
terms of Article 324(1) of the Constitution. In terms of Article 324(2),
the office of Election Commission comprises of Chief Election
Commissioner and “such number of other Election Commissioners, if
any, as the President may from time to time fix” and by an Order dated
87
01 October, 1993, the President has fixed the number of Election
Commissioners to two until further orders. Since 1993, it is a multimember Commission with equal participation in transacting the
business of the Election Commission as provided under Chapter III
of the Act, 1991 to ensure the smooth and effective functioning of the
Election Commission.
124. Article 324(5) of the Constitution is intended to ensure the
independence of the Election Commission free from all external
political interference and, thus, expressly provides that the removal
of the Chief Election Commission from office shall be in like manner
as on the grounds as of a Judge of the Supreme Court. Nevertheless,
a similar procedure has not been provided for other Election
Commissioners under second proviso to Article 324(5) of the
Constitution. The other conditions of the service of Chief Election
Commissioner/other Election Commissioners have been protected by
the Legislature by the Act 1991.
125. In the facts and circumstances, keeping in view the importance
of maintaining the neutrality and independence of the office of the
Election Commission to hold free and fair election which is a sine qua
non for upholding the democracy as enshrined in our Constitution, it
88
becomes imperative to shield the appointment of Election
Commissioners and to be insulated from the executive interference.
It is the need of the hour and advisable, in my view, to extend the
protection available to the Chief Election Commissioner under the
first proviso to Article 324(5) to other Election Commissioners as well
until any law is being framed by the Parliament.
XI. Directions
126. Until the Parliament makes a law in consonance with Article
324(2) of the Constitution, the following guidelines shall be in effect:
(1) We declare that the appointment of the Chief Election
Commissioner and the Election Commissioners shall be made
on the recommendations made by a three-member Committee
comprising of the Prime Minister, Leader of the Opposition of
the Lok Sabha and in case no Leader of Opposition is available,
the Leader of the largest opposition party in the Lok Sabha in
terms of numerical strength and the Chief Justice of India.
(2)It is desirable that the grounds of removal of the Election
Commissioners shall be the same as that of the Chief Election
89
Commissioner that is on the like grounds as a Judge of the
Supreme Court subject to the “recommendation of the Chief
Election Commissioner” as provided under the second proviso
to Article 324(5) of the Constitution of India.
(3) The conditions of service of the Election Commissioners shall
not be varied to his disadvantage after appointment.
……………………………J.
(AJAY RASTOGI)
NEW DELHI;
MARCH 02, 2023

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